Newfound Research’s Citizens Financial Group, Inc. Depositary Shares, each representing a 1/40th Interest in a Share of 6.350% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D CFG.PRD Stock Holding History

Newfound Research’s Portfolio CFG.PRD Stock Details CFG.PRD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-4	Closed	–	–	203
2020 Q1	$0	Hold	4	–	–	﹤0.01%	220
2019 Q4	$0	Hold	4	–	–	﹤0.01%	232
2019 Q3	$0	Hold	4	–	–	﹤0.01%	231
2019 Q2	$0	Hold	4	–	–	﹤0.01%	229
2019 Q1	$0	Buy	+4	New	+$104	﹤0.01%	239

Other funds holding CFG.PRD

LTI

Laffer Tengler Investments Nashville, Tennessee $782M AUM 33.6% 1-Year Est. Return

SIM

Sonora Investment Management Tucson, Arizona $798M AUM 17.61% 1-Year Est. Return

Newfound Research's CFG.PRD Position: Q2 2020 in Review

Newfound Research sold out of Citizens Financial Group, Inc. Depositary Shares, each representing a 1/40th Interest in a Share of 6.350% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D (CFG.PRD) in Q2 2020, closing a stake of 4 shares.

Newfound Research first reported a position in CFG.PRD in Q1 2019 and held it in 5 quarters. The position peaked at $0 in Q1 2020. 2 funds tracked by Wall St. Rank hold CFG.PRD as of Q2 2020.

Newfound Research reported no remaining Citizens Financial Group, Inc. Depositary Shares, each representing a 1/40th Interest in a Share of 6.350% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D position as of Q2 2020 after selling out during the quarter.
Newfound Research sold 4 Citizens Financial Group, Inc. Depositary Shares, each representing a 1/40th Interest in a Share of 6.350% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D shares in Q2 2020.
Newfound Research first reported a position in Citizens Financial Group, Inc. Depositary Shares, each representing a 1/40th Interest in a Share of 6.350% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D in Q1 2019 and held it in 5 quarters.
Newfound Research's Citizens Financial Group, Inc. Depositary Shares, each representing a 1/40th Interest in a Share of 6.350% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D position peaked at $0 in Q1 2020.
2 funds tracked by Wall St. Rank held Citizens Financial Group, Inc. Depositary Shares, each representing a 1/40th Interest in a Share of 6.350% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D as of Q2 2020.

Based on Newfound Research's 13F filing for Q2 2020, filed 10 Aug 2020.