Newfound Research’s Alcoa AA Stock Holding History

Newfound Research’s Portfolio AA Stock Details AA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-18	Closed	-$1K	–	133
2016 Q3	$1K	Hold	18	–	–	﹤0.01%	106
2016 Q2	$0	Buy	+18	New	+$421	﹤0.01%	135

Other funds holding AA

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return

FPA

First Pacific Advisors El Segundo, California $7.14B AUM 21.51% 1-Year Est. Return

Balyasny Asset Management Chicago, Illinois $77.1B AUM 42.89% 1-Year Est. Return

MNA

Manning & Napier Advisors Fairport, New York $7.09B AUM 17.35% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

WBC

Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return

OHCM

Oak Hill Capital Management New York $310M AUM 17.23% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Newfound Research's AA Position: Q4 2016 in Review

Newfound Research sold out of Alcoa (AA) in Q4 2016, closing a stake of 18 shares — an estimated $1K sold.

Newfound Research first reported a position in AA in Q2 2016 and held it in 2 quarters. The position peaked at $1K in Q3 2016. 384 funds tracked by Wall St. Rank hold AA as of Q4 2016.

Newfound Research reported no remaining Alcoa position as of Q4 2016 after selling out during the quarter.
Newfound Research sold 18 Alcoa shares in Q4 2016, an estimated $1K.
Newfound Research first reported a position in Alcoa in Q2 2016 and held it in 2 quarters.
Newfound Research's Alcoa position peaked at $1K in Q3 2016.
384 funds tracked by Wall St. Rank held Alcoa as of Q4 2016.

Based on Newfound Research's 13F filing for Q4 2016, filed 20 Jan 2017.