NewFocus Financial Group’s State Street SPDR S&P Dividend ETF SDY Stock Holding History

NewFocus Financial Group’s Portfolio SDY Stock Details SDY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-16,592	Closed	-$1.22M	–	65
2015 Q4	$1.22M	Sell	16,592 -918	-5%	-$70K	0.85%	37
2015 Q3	$1.26M	Sell	17,510 -874	-5%	-$65.8K	0.97%	34
2015 Q2	$1.4M	Sell	18,384 -385	-2%	-$30.2K	0.9%	37
2015 Q1	$1.47M	Sell	18,769 -1,499	-7%	-$118K	0.92%	38
2014 Q4	$1.6M	Sell	20,268 -556	-3%	-$43.4K	1.1%	35
2014 Q3	$1.56M	Sell	20,824 -21,987	-51%	-$1.67M	1.26%	34
2014 Q2	$3.28M	Sell	42,811 -4,772	-10%	-$358K	2.59%	20
2014 Q1	$3.5M	Sell	47,583 -2,026	-4%	-$146K	2.9%	14
2013 Q4	$3.6M	Buy	+49,609	New	+$3.57M	3.04%	13

Other funds holding SDY

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $250B AUM 21.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Suntrust Banks Atlanta, Georgia $19.2B AUM 0.83% 1-Year Est. Return

JIC

Joel Isaacson & Co New York $3.45B AUM 27.72% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

NewFocus Financial Group's SDY Position: Q1 2016 in Review

NewFocus Financial Group sold out of State Street SPDR S&P Dividend ETF (SDY) in Q1 2016, closing a stake of 16,592 shares — an estimated $1.22M sold.

NewFocus Financial Group first reported a position in SDY in Q4 2013 and held it in 9 quarters. The position peaked at $3.6M in Q4 2013. 480 funds tracked by Wall St. Rank hold SDY as of Q1 2016.

NewFocus Financial Group reported no remaining State Street SPDR S&P Dividend ETF position as of Q1 2016 after selling out during the quarter.
NewFocus Financial Group sold 16,592 State Street SPDR S&P Dividend ETF shares in Q1 2016, an estimated $1.22M.
NewFocus Financial Group first reported a position in State Street SPDR S&P Dividend ETF in Q4 2013 and held it in 9 quarters.
NewFocus Financial Group's State Street SPDR S&P Dividend ETF position peaked at $3.6M in Q4 2013.
480 funds tracked by Wall St. Rank held State Street SPDR S&P Dividend ETF as of Q1 2016.

Based on NewFocus Financial Group's 13F filing for Q1 2016, filed 2 May 2016.