New York Life Investment Management’s Invesco S&P 500 BuyWrite ETF PBP Stock Holding History

New York Life Investment Management’s Portfolio PBP Stock Details PBP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-566,003	Closed	-$12M	–	277
2014 Q3	$12M	Hold	566,003	–	–	1.97%	15
2014 Q2	$12.1M	Buy	566,003 +178,607	+46%	+$3.83M	2.05%	15
2014 Q1	$8.17M	Buy	387,396 +97,895	+34%	+$2.04M	1.73%	21
2013 Q4	$6.01M	Sell	289,501 -12,400	-4%	-$257K	1.5%	25
2013 Q3	$6.05M	Sell	301,901 -38,854	-11%	-$792K	1.86%	22
2013 Q2	$6.86M	Buy	+340,755	New	+$7.05M	2.19%	14

Other funds holding PBP

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

ACM

Aviance Capital Management Sarasota, Florida $668M AUM 88.42% 1-Year Est. Return

LWA

Lenox Wealth Advisors New York $798M AUM 5.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

ECM

ETrade Capital Management Arlington, Virginia $5.37B AUM 10.84% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 27.61% 1-Year Est. Return

New York Life Investment Management's PBP Position: Q4 2014 in Review

New York Life Investment Management sold out of Invesco S&P 500 BuyWrite ETF (PBP) in Q4 2014, closing a stake of 566,003 shares — an estimated $12M sold.

New York Life Investment Management first reported a position in PBP in Q2 2013 and held it in 6 quarters. The position peaked at $12.1M in Q2 2014. 57 funds tracked by Wall St. Rank hold PBP as of Q4 2014.

New York Life Investment Management reported no remaining Invesco S&P 500 BuyWrite ETF position as of Q4 2014 after selling out during the quarter.
New York Life Investment Management sold 566,003 Invesco S&P 500 BuyWrite ETF shares in Q4 2014, an estimated $12M.
New York Life Investment Management first reported a position in Invesco S&P 500 BuyWrite ETF in Q2 2013 and held it in 6 quarters.
New York Life Investment Management's Invesco S&P 500 BuyWrite ETF position peaked at $12.1M in Q2 2014.
57 funds tracked by Wall St. Rank held Invesco S&P 500 BuyWrite ETF as of Q4 2014.

Based on New York Life Investment Management's 13F filing for Q4 2014, filed 13 Feb 2015.