New Vernon Investment Management’s Ares Capital ARCC Stock Holding History

New Vernon Investment Management’s Portfolio ARCC Stock Details ARCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-193,500	Closed	-$2.8M	–	50
2015 Q3	$2.8M	Hold	193,500	–	–	2.21%	17
2015 Q2	$3.19M	Hold	193,500	–	–	2.18%	20
2015 Q1	$3.32M	Hold	193,500	–	–	2.28%	19
2014 Q4	$3.02M	Hold	193,500	–	–	2.04%	18
2014 Q3	$3.13M	Buy	193,500 +28,000	+17%	+$473K	2.55%	18
2014 Q2	$2.96M	Hold	165,500	–	–	2.04%	23
2014 Q1	$2.92M	Buy	165,500 +90,000	+119%	+$1.61M	2.23%	20
2013 Q4	$1.34M	Hold	75,500	–	–	1.37%	25
2013 Q3	$1.3M	Hold	75,500	–	–	1.59%	23
2013 Q2	$1.3M	Buy	+75,500	New	+$1.32M	1.53%	23

Other funds holding ARCC

TIM

Thornburg Investment Management Santa Fe, New Mexico $9.63B AUM 35.65% 1-Year Est. Return

LTI

Laffer Tengler Investments Nashville, Tennessee $782M AUM 33.6% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

VNIM

Vaughan Nelson Investment Management Houston, Texas $11.3B AUM 53% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BAM

Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

New Vernon Investment Management's ARCC Position: Q4 2015 in Review

New Vernon Investment Management sold out of Ares Capital (ARCC) in Q4 2015, closing a stake of 193,500 shares — an estimated $2.8M sold.

New Vernon Investment Management first reported a position in ARCC in Q2 2013 and held it in 10 quarters. The position peaked at $3.32M in Q1 2015. 357 funds tracked by Wall St. Rank hold ARCC as of Q4 2015.

New Vernon Investment Management reported no remaining Ares Capital position as of Q4 2015 after selling out during the quarter.
New Vernon Investment Management sold 193,500 Ares Capital shares in Q4 2015, an estimated $2.8M.
New Vernon Investment Management first reported a position in Ares Capital in Q2 2013 and held it in 10 quarters.
New Vernon Investment Management's Ares Capital position peaked at $3.32M in Q1 2015.
357 funds tracked by Wall St. Rank held Ares Capital as of Q4 2015.

Based on New Vernon Investment Management's 13F filing for Q4 2015, filed 10 Feb 2016.