Neuberger Berman Group’s ProShares UltraShort S&P500 SDS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-190	Closed	-$203K	–	1602
2018 Q4	$203K	Buy	+190	New	+$182K	﹤0.01%	1494
2018 Q2	–	Sell	-439	Closed	-$449K	–	1749
2018 Q1	$449K	Buy	439 +67	+18%	+$65.3K	﹤0.01%	1374
2017 Q4	$382K	Sell	372 -198	-35%	-$216K	﹤0.01%	1482
2017 Q3	$665K	Sell	570 -300	-34%	-$366K	﹤0.01%	1237
2017 Q2	$1.1M	Buy	870 +350	+67%	+$455K	﹤0.01%	1132
2017 Q1	$699K	Sell	520 -50	-9%	-$69.8K	﹤0.01%	1225
2016 Q4	$861K	Buy	570 +220	+63%	+$353K	﹤0.01%	1171
2016 Q3	$574K	Buy	+350	New	+$583K	﹤0.01%	1238
2015 Q3	–	Sell	-100	Closed	-$211K	–	1577
2015 Q2	$211K	Buy	+100	New	+$205K	﹤0.01%	1491
2014 Q3	–	Sell	-12,124	Closed	-$30.8M	–	1696
2014 Q2	$30.8M	Buy	+12,124	New	+$33.1M	0.03%	551
2013 Q3	–	Sell	-90	Closed	-$368K	–	1655
2013 Q2	$368K	Buy	+90	New	+$372K	﹤0.01%	1358