Neuberger Berman Group
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Neuberger Berman Group’s iShares China Large-Cap ETF FXI Stock Holding History

Neuberger Berman Group’s Portfolio FXI Stock Details FXI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q4 		– Sell
-12,739
Closed -$484K – 1612
2016
Q3 		$484K Sell
12,739
-7
-0.1% -$257 ﹤0.01% 1277
2016
Q2 		$436K Sell
12,746
-493
-4% -$16.4K ﹤0.01% 1272
2016
Q1 		$447K Hold
13,239
– – ﹤0.01% 1285
2015
Q4 		$467K Hold
13,239
– – ﹤0.01% 1294
2015
Q3 		$470K Sell
13,239
-543
-4% -$21.1K ﹤0.01% 1292
2015
Q2 		$635K Buy
13,782
+543
+4% +$26.9K ﹤0.01% 1290
2015
Q1 		$588K Buy
13,239
+24
+0.2% +$1.02K ﹤0.01% 1310
2014
Q4 		$550K Hold
13,215
– – ﹤0.01% 1333
2014
Q3 		$505K Sell
13,215
-400
-3% -$16K ﹤0.01% 1367
2014
Q2 		$504K Hold
13,615
– – ﹤0.01% 1377
2014
Q1 		$487K Sell
13,615
-50
-0.4% -$1.75K ﹤0.01% 1346
2013
Q4 		$524K Sell
13,665
-80
-0.6% -$3.05K ﹤0.01% 1327
2013
Q3 		$510K Sell
13,745
-60,005
-81% -$2.13M ﹤0.01% 1309
2013
Q2 		$2.4M Buy
+73,750
New +$2.66M ﹤0.01% 1000

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Barclays
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Citigroup
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BlackRock
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BNP Paribas Financial Markets
BNP Paribas Financial Markets Paris, France $152B AUM 31.61% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return
CI Investments Inc
CI Investments Inc Toronto, Ontario, Canada $20.6B AUM 29.22% 1-Year Est. Return
Jane Street
Jane Street New York $93.1B AUM 61.18% 1-Year Est. Return