Neuberger Berman Group’s Chimera Investment CIM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q2	–	Sell	-8,358	Closed	-$302K	–	1867
2022 Q1	$302K	Sell	8,358 -13	-0.2%	-$518	﹤0.01%	1698
2021 Q4	$343K	Buy	+8,371	New	+$396K	﹤0.01%	1673
2019 Q2	–	Sell	-32,696	Closed	-$1.84M	–	1556
2019 Q1	$1.84M	Sell	32,696 -12,446	-28%	-$700K	﹤0.01%	988
2018 Q4	$2.41M	Buy	45,142 +33,629	+292%	+$1.84M	﹤0.01%	947
2018 Q3	$626K	Sell	11,513 -22,856	-67%	-$1.29M	﹤0.01%	1285
2018 Q2	$1.93M	Buy	34,369 +15,515	+82%	+$837K	﹤0.01%	1061
2018 Q1	$1.02M	Sell	18,854 -18,448	-49%	-$966K	﹤0.01%	1176
2017 Q4	$2.15M	Buy	37,302 +23,197	+164%	+$1.3M	﹤0.01%	1012
2017 Q3	$801K	Buy	14,105 +159	+1%	+$9.02K	﹤0.01%	1202
2017 Q2	$779K	Sell	13,946 -382	-3%	-$22.1K	﹤0.01%	1211
2017 Q1	$867K	Sell	14,328 -3,733	-21%	-$208K	﹤0.01%	1177
2016 Q4	$922K	Sell	18,061 -16,685	-48%	-$817K	﹤0.01%	1153
2016 Q3	$1.66M	Buy	+34,746	New	+$1.7M	﹤0.01%	1003
2016 Q2	–	Sell	-22,799	Closed	-$930K	–	1541
2016 Q1	$930K	Sell	22,799 -361	-2%	-$14K	﹤0.01%	1118
2015 Q4	$948K	Buy	23,160 +377	+2%	+$15.8K	﹤0.01%	1141
2015 Q3	$914K	Buy	22,783 +6,024	+36%	+$254K	﹤0.01%	1183
2015 Q2	$689K	Sell	16,759 -95,305	-85%	-$4.25M	﹤0.01%	1275
2015 Q1	$5.28M	Buy	112,064 +57,290	+105%	+$2.74M	0.01%	933
2014 Q4	$2.61M	Buy	54,774 +6,117	+13%	+$296K	﹤0.01%	1041
2014 Q3	$2.22M	Buy	48,657 +479	+1%	+$23.1K	﹤0.01%	1092
2014 Q2	$2.31M	Buy	48,178 +47,405	+6,133%	+$2.23M	﹤0.01%	1088
2014 Q1	$35K	Buy	773 +106	+16%	+$4.93K	﹤0.01%	1605
2013 Q4	$31K	Hold	667	–	–	﹤0.01%	1605
2013 Q3	$30K	Hold	667	–	–	﹤0.01%	1600
2013 Q2	$30K	Buy	+667	New	+$31.7K	﹤0.01%	1570