Neuberger Berman Group’s JP Morgan Alerian MLP Index ETN 5/24/24 AMJ Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-13,906	Closed	-$193K	–	1831
2020 Q4	$193K	Buy	+13,906	New	+$181K	﹤0.01%	1634
2020 Q1	–	Sell	-51,206	Closed	-$1.12M	–	1647
2019 Q4	$1.12M	Buy	+51,206	New	+$1.1M	﹤0.01%	1138
2019 Q1	–	Sell	-24,791	Closed	-$553K	–	1635
2018 Q4	$553K	Buy	+24,791	New	+$627K	﹤0.01%	1236
2018 Q1	–	Sell	-566,157	Closed	-$15.6M	–	1757
2017 Q4	$15.6M	Sell	566,157 -249,333	-31%	-$6.77M	0.02%	694
2017 Q3	$23M	Sell	815,490 -7,670	-0.9%	-$221K	0.03%	578
2017 Q2	$24.4M	Sell	823,160 -9,232	-1%	-$284K	0.03%	559
2017 Q1	$26.9M	Buy	832,392 +76,977	+10%	+$2.51M	0.03%	527
2016 Q4	$23.9M	Sell	755,415 -4,410	-0.6%	-$135K	0.03%	547
2016 Q3	$23.9M	Sell	759,825 -1,529	-0.2%	-$48.1K	0.03%	550
2016 Q2	$24.2M	Sell	761,354 -130,310	-15%	-$3.88M	0.03%	538
2016 Q1	$24.2M	Sell	891,664 -145,070	-14%	-$3.66M	0.03%	547
2015 Q4	$30M	Buy	1,036,734 +677,220	+188%	+$20.8M	0.04%	488
2015 Q3	$10.9M	Buy	359,514 +23,800	+7%	+$856K	0.01%	762
2015 Q2	$13.3M	Sell	335,714 -1,899	-0.6%	-$82.5K	0.01%	775
2015 Q1	$14.4M	Buy	337,613 +101,022	+43%	+$4.46M	0.02%	767
2014 Q4	$10.9M	Sell	236,591 -23,640	-9%	-$1.16M	0.01%	807
2014 Q3	$13.8M	Sell	260,231 -7,816	-3%	-$410K	0.01%	775
2014 Q2	$14M	Buy	268,047 +24,800	+10%	+$1.22M	0.01%	752
2014 Q1	$11.3M	Buy	243,247 +39,900	+20%	+$1.84M	0.01%	779
2013 Q4	$9.43M	Sell	203,347 -3,330	-2%	-$150K	0.01%	807
2013 Q3	$9.22M	Sell	206,677 -395,960	-66%	-$18.2M	0.01%	804
2013 Q2	$28.1M	Buy	+602,637	New	+$27.9M	0.03%	516