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NBC Securities Portfolio holdings

AUM $1.48B
1-Year Est. Return 31.07%
This Fund
S&P 500
This Quarter Est. Return
+8.5%
1 Year Est. Return
+31.07%
3 Year Est. Return
+86.57%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$74.9M
Cap. Flow
-$7.17M
Cap. Flow %
-0.55%
Top 10 Hldgs %
16.91%
Holding
2,901
New
458
Increased
700
Reduced
792
Closed
132

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$6.12M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$5.98M
4
WMB icon
Williams Companies
WMB
+$5.14M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.14M

Top Sells

Rank Stock Value
1
CGUS icon
Capital Group Core Equity ETF
CGUS
+$6.66M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$4.98M
3
CGXU icon
Capital Group International Focus Equity ETF
CGXU
+$3.14M
4
SNEX icon
StoneX
SNEX
+$3.1M
5
ODFL icon
Old Dominion Freight Line
ODFL
+$3.05M

Sector Composition

Rank Sector Weight
1 Technology 14.44%
2 Industrials 7.23%
3 Financials 7.14%
4 Utilities 6.21%
5 Consumer Discretionary 5.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JQC icon
201
Nuveen Credit Strategies Income Fund
JQC
$702M
$1.49M 0.11%
282,243
+31,077
+12% +$170K
USMV icon
202
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$1.47M 0.11%
15,463
+105
+0.7% +$9.84K
AL
203
DELISTED
Air Lease Corp
AL
$1.47M 0.11%
23,087
-88
-0.4% -$5.26K
AIQ icon
204
Global X Artificial Intelligence & Technology ETF
AIQ
$9.23B
$1.47M 0.11%
29,699
+13,993
+89% +$637K
TLH icon
205
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
$1.45M 0.11%
14,103
+454
+3% +$45.9K
FLOT icon
206
iShares Floating Rate Bond ETF
FLOT
$10.1B
$1.44M 0.11%
28,199
+21,145
+300% +$1.08M
BR icon
207
Broadridge
BR
$17.2B
$1.43M 0.11%
6,008
+42
+0.7% +$10.5K
VXF icon
208
Vanguard Extended Market ETF
VXF
$30.3B
$1.42M 0.11%
6,804
+1,381
+25% +$279K
IEMG icon
209
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$1.41M 0.11%
21,392
-17,108
-44% -$1.07M
RY icon
210
Royal Bank of Canada
RY
$291B
$1.4M 0.11%
9,533
-1,372
-13% -$189K
HPE icon
211
Hewlett Packard
HPE
$63.2B
$1.36M 0.1%
55,484
-596
-1% -$13.2K
LRCX icon
212
Lam Research
LRCX
$382B
$1.36M 0.1%
10,154
+1,600
+19% +$169K
IYW icon
213
iShares US Technology ETF
IYW
$23.7B
$1.35M 0.1%
6,893
-326
-5% -$59.6K
USFR icon
214
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$1.33M 0.1%
26,453
+20,807
+369% +$1.05M
GS icon
215
Goldman Sachs
GS
$313B
$1.33M 0.1%
1,669
+1,151
+222% +$853K
SNY icon
216
Sanofi
SNY
$104B
$1.32M 0.1%
28,017
+3,113
+13% +$150K
UNFI icon
217
United Natural Foods
UNFI
$3.01B
$1.31M 0.1%
34,712
-585
-2% -$16K
ADP icon
218
Automatic Data Processing
ADP
$100B
$1.3M 0.1%
4,428
-253
-5% -$76.1K
MOD icon
219
Modine Manufacturing
MOD
$12.8B
$1.3M 0.1%
9,127
+1,095
+14% +$139K
HYG icon
220
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$1.29M 0.1%
15,861
-1,118
-7% -$90.1K
DIAX
221
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$1.27M 0.1%
85,323
+7,079
+9% +$103K
BABA icon
222
Alibaba
BABA
$269B
$1.27M 0.1%
7,094
+36
+0.5% +$4.72K
WAB icon
223
Wabtec
WAB
$51.1B
$1.27M 0.1%
+6,314
New +$1.25M
BN icon
224
Brookfield
BN
$102B
$1.26M 0.1%
27,602
-693
-2% -$30.7K
KNG icon
225
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.4B
$1.26M 0.1%
25,521
-9,808
-28% -$489K
7 8
9
10 11

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MHS
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CWM
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SRC
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SVWAG
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KRSITF
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AIA
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NBC Securities's Q3 2025 Portfolio in Review

As of Q3 2025, NBC Securities held 2,901 positions worth $1.3B, up 6.1% from $1.23B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

NBC Securities's Q3 2025 filing shows 458 new, 700 increased, 792 reduced and 132 closed positions. Its largest new stake was MP Materials: 45,817 shares worth $3.07M. The largest sale was Capital Group Core Equity ETF, an estimated $6.66M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Industrials and Financials.

  • NBC Securities's largest Q3 2025 buy was MP Materials: 45,817 shares worth $3.07M.
  • NBC Securities added most to State Street SPDR S&P 500 ETF Trust in Q3 2025, an estimated $11.5M increase.
  • NBC Securities's biggest Q3 2025 reduction was Capital Group Core Equity ETF, cutting an estimated $6.66M.
  • NBC Securities fully exited StoneX in Q3 2025, selling an estimated $3.1M.
  • NBC Securities's ten largest holdings make up 17% of its $1.3B portfolio in Q3 2025.
  • NBC Securities opened 458 new positions and closed 132 in Q3 2025.
  • NBC Securities's portfolio value rose 6.1% quarter-over-quarter to $1.3B.

Based on NBC Securities's 13F filing for Q3 2025, filed 14 Nov 2025.