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NBC Securities Portfolio holdings

AUM $1.48B
1-Year Est. Return 31.07%
This Fund
S&P 500
This Quarter Est. Return
+11.04%
1 Year Est. Return
+31.07%
3 Year Est. Return
+86.57%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$992M
AUM Growth
+$81.5M
Cap. Flow
-$10.8M
Cap. Flow %
-1.09%
Top 10 Hldgs %
18.92%
Holding
2,278
New
82
Increased
487
Reduced
848
Closed
172

Top Buys

Rank Stock Value
1
CHTR icon
Charter Communications
CHTR
+$2.65M
2
IDA icon
Idacorp
IDA
+$2.46M
3
D icon
Dominion Energy
D
+$2.45M
4
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$1.07M
5
AWK icon
American Water Works
AWK
+$997K

Top Sells

Rank Stock Value
1
RY icon
Royal Bank of Canada
RY
+$2.69M
2
AEE icon
Ameren
AEE
+$2.68M
3
DTE icon
DTE Energy
DTE
+$2.44M
4
TU icon
Telus
TU
+$2.27M
5
REXR icon
Rexford Industrial Realty
REXR
+$1.97M

Sector Composition

Rank Sector Weight
1 Technology 14.9%
2 Financials 14.09%
3 Industrials 7.7%
4 Consumer Discretionary 6.39%
5 Utilities 6.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEP icon
201
American Electric Power
AEP
$73.7B
$1.02M 0.1%
12,629
-744
-6% -$57.8K
DFS
202
DELISTED
Discover Financial Services
DFS
$1.02M 0.1%
9,047
+1,104
+14% +$102K
SNY icon
203
Sanofi
SNY
$104B
$1.01M 0.1%
20,430
+828
+4% +$40.5K
NVS icon
204
Novartis
NVS
$295B
$1.01M 0.1%
10,028
-48
-0.5% -$4.63K
FLRN icon
205
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.11B
$1M 0.1%
32,801
-10,636
-24% -$326K
JHMM icon
206
John Hancock Multifactor Mid Cap ETF
JHMM
$5.89B
$993K 0.1%
18,867
+600
+3% +$28.9K
AXON
207
Axon Enterprise
AXON
$40.5B
$992K 0.1%
3,843
+53
+1% +$11.9K
IT icon
208
Gartner
IT
$9.41B
$984K 0.1%
2,182
+351
+19% +$140K
HSY icon
209
Hershey
HSY
$35.4B
$982K 0.1%
5,271
+533
+11% +$101K
KR icon
210
Kroger
KR
$34.8B
$980K 0.1%
21,445
+2,091
+11% +$92.9K
NCLH icon
211
Norwegian Cruise Line
NCLH
$8.89B
$980K 0.1%
48,907
– –
PDP icon
212
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$975K 0.1%
11,409
-3
-0% -$238
HLNE icon
213
Hamilton Lane
HLNE
$3.63B
$970K 0.1%
8,551
-602
-7% -$56.9K
PH icon
214
Parker-Hannifin
PH
$125B
$965K 0.1%
2,096
-243
-10% -$101K
BIV icon
215
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$961K 0.1%
12,585
-425
-3% -$31.1K
LMBS icon
216
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$947K 0.1%
19,613
+233
+1% +$11K
UCON icon
217
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
$940K 0.09%
37,996
+721
+2% +$17.4K
PYPL icon
218
PayPal
PYPL
$49.5B
$936K 0.09%
15,249
-202
-1% -$11.6K
MCK icon
219
McKesson
MCK
$98.5B
$934K 0.09%
2,018
+2
+0.1% +$909
CDW icon
220
CDW
CDW
$17.1B
$933K 0.09%
4,106
+700
+21% +$148K
SYY icon
221
Sysco
SYY
$39.7B
$933K 0.09%
12,770
+5,688
+80% +$393K
MPC icon
222
Marathon Petroleum
MPC
$90.3B
$931K 0.09%
6,278
-30
-0.5% -$4.46K
SOCL icon
223
Global X Social Media ETF
SOCL
$87.8M
$930K 0.09%
23,050
+550
+2% +$20.7K
DY icon
224
Dycom Industries
DY
$12.9B
$929K 0.09%
8,076
+223
+3% +$21.2K
EXE
225
Expand Energy Corp
EXE
$21.9B
$928K 0.09%
12,072
-2,028
-14% -$167K
7 8
9
10 11

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NBC Securities's Q4 2023 Portfolio in Review

As of Q4 2023, NBC Securities held 2,278 positions worth $992M, up 9% from $910M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

NBC Securities's Q4 2023 filing shows 82 new, 487 increased, 848 reduced and 172 closed positions. Its largest new stake was State Street SPDR MSCI USA StrategicFactors ETF: 3,687 shares worth $487K. The largest sale was Royal Bank of Canada, an estimated $2.69M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Industrials.

  • NBC Securities's largest Q4 2023 buy was State Street SPDR MSCI USA StrategicFactors ETF: 3,687 shares worth $487K.
  • NBC Securities added most to Charter Communications in Q4 2023, an estimated $2.65M increase.
  • NBC Securities's biggest Q4 2023 reduction was Royal Bank of Canada, cutting an estimated $2.69M.
  • NBC Securities fully exited Eneti Inc. in Q4 2023, selling an estimated $212K.
  • NBC Securities's ten largest holdings make up 19% of its $992M portfolio in Q4 2023.
  • NBC Securities opened 82 new positions and closed 172 in Q4 2023.
  • NBC Securities's portfolio value rose 9% quarter-over-quarter to $992M.

Based on NBC Securities's 13F filing for Q4 2023, filed 7 Feb 2024.