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NBC Securities Portfolio holdings

AUM $1.48B
1-Year Est. Return 31.07%
This Fund
S&P 500
This Quarter Est. Return
+8.5%
1 Year Est. Return
+31.07%
3 Year Est. Return
+86.57%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$74.9M
Cap. Flow
-$7.17M
Cap. Flow %
-0.55%
Top 10 Hldgs %
16.91%
Holding
2,901
New
458
Increased
700
Reduced
792
Closed
132

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$6.12M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$5.98M
4
WMB icon
Williams Companies
WMB
+$5.14M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.14M

Top Sells

Rank Stock Value
1
CGUS icon
Capital Group Core Equity ETF
CGUS
+$6.66M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$4.98M
3
CGXU icon
Capital Group International Focus Equity ETF
CGXU
+$3.14M
4
SNEX icon
StoneX
SNEX
+$3.1M
5
ODFL icon
Old Dominion Freight Line
ODFL
+$3.05M

Sector Composition

Rank Sector Weight
1 Technology 14.44%
2 Industrials 7.23%
3 Financials 7.14%
4 Utilities 6.21%
5 Consumer Discretionary 5.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOUR.PRA
2001
Shift4 Payments Inc 6.00% Series A Preferred Stock
FOUR.PRA
$625M
$7.12K ﹤0.01%
+75
New +$8.15K
FNF icon
2002
Fidelity National Financial
FNF
$14B
$7.08K ﹤0.01%
117
– –
GOODO
2003
Gladstone Commercial Corp 6.00% Series G Preferred Stock
GOODO
$81.8M
$7.04K ﹤0.01%
350
– –
GEL icon
2004
Genesis Energy
GEL
$1.81B
$7K ﹤0.01%
419
+49
+13% +$823
UJAN icon
2005
Innovator US Equity Ultra Buffer ETF January
UJAN
$277M
$6.99K ﹤0.01%
166
– –
IDV icon
2006
iShares International Select Dividend ETF
IDV
$8.24B
$6.94K ﹤0.01%
190
– –
RCI icon
2007
Rogers Communications
RCI
$17.7B
$6.89K ﹤0.01%
200
-200
-50% -$6.89K
FMHI icon
2008
First Trust Municipal High Income ETF
FMHI
$990M
$6.89K ﹤0.01%
145
– –
TTD icon
2009
PUT
Trade Desk
TTD
$8.41B
$6.88K ﹤0.01%
+9
New +$571
FNY icon
2010
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$585M
$6.87K ﹤0.01%
75
-600
-89% -$51.8K
RKT icon
2011
Rocket Companies
RKT
$38.2B
$6.86K ﹤0.01%
354
-108
-23% -$1.88K
GTX icon
2012
Garrett Motion
GTX
$5.77B
$6.81K ﹤0.01%
500
– –
FHN icon
2013
First Horizon
FHN
$12.1B
$6.78K ﹤0.01%
300
-399
-57% -$8.87K
HLN icon
2014
Haleon
HLN
$43.8B
$6.77K ﹤0.01%
755
– –
RC
2015
Ready Capital
RC
$265M
$6.74K ﹤0.01%
1,742
– –
SLYV icon
2016
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.9B
$6.74K ﹤0.01%
76
– –
SMDV icon
2017
ProShares Russell 2000 Dividend Growers ETF
SMDV
$701M
$6.66K ﹤0.01%
100
– –
DBL
2018
DoubleLine Opportunistic Credit Fund
DBL
$277M
$6.64K ﹤0.01%
426
– –
CRCL
2019
Circle Internet Group
CRCL
$16.3B
$6.63K ﹤0.01%
50
+35
+233% +$5.54K
RCAT icon
2020
Red Cat Holdings
RCAT
$1.19B
$6.59K ﹤0.01%
+637
New +$5.95K
OTTR icon
2021
Otter Tail
OTTR
$3.87B
$6.56K ﹤0.01%
80
-2,250
-97% -$182K
WRAP icon
2022
Wrap Technologies
WRAP
$99.8M
$6.51K ﹤0.01%
3,000
– –
VFC icon
2023
VF Corp
VFC
$6.72B
$6.49K ﹤0.01%
450
-550
-55% -$7.39K
DTCR icon
2024
Global X Data Center & Digital Infrastructure ETF
DTCR
$2.12B
$6.49K ﹤0.01%
317
– –
ACXP icon
2025
Acurx Pharmaceuticals
ACXP
$6.15M
$6.43K ﹤0.01%
1,500
– –
79 80
81
82 83

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MHS
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CWM
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SRC
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SVWAG
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KRSITF
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NBC Securities's Q3 2025 Portfolio in Review

As of Q3 2025, NBC Securities held 2,901 positions worth $1.3B, up 6.1% from $1.23B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

NBC Securities's Q3 2025 filing shows 458 new, 700 increased, 792 reduced and 132 closed positions. Its largest new stake was MP Materials: 45,817 shares worth $3.07M. The largest sale was Capital Group Core Equity ETF, an estimated $6.66M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Industrials and Financials.

  • NBC Securities's largest Q3 2025 buy was MP Materials: 45,817 shares worth $3.07M.
  • NBC Securities added most to State Street SPDR S&P 500 ETF Trust in Q3 2025, an estimated $11.5M increase.
  • NBC Securities's biggest Q3 2025 reduction was Capital Group Core Equity ETF, cutting an estimated $6.66M.
  • NBC Securities fully exited StoneX in Q3 2025, selling an estimated $3.1M.
  • NBC Securities's ten largest holdings make up 17% of its $1.3B portfolio in Q3 2025.
  • NBC Securities opened 458 new positions and closed 132 in Q3 2025.
  • NBC Securities's portfolio value rose 6.1% quarter-over-quarter to $1.3B.

Based on NBC Securities's 13F filing for Q3 2025, filed 14 Nov 2025.