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NBC Securities Portfolio holdings

AUM $1.48B
1-Year Est. Return 31.07%
This Fund
S&P 500
This Quarter Est. Return
+8.5%
1 Year Est. Return
+31.07%
3 Year Est. Return
+86.57%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$74.9M
Cap. Flow
-$7.17M
Cap. Flow %
-0.55%
Top 10 Hldgs %
16.91%
Holding
2,901
New
458
Increased
700
Reduced
792
Closed
132

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
+$6.12M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$5.98M
4
WMB icon
Williams Companies
WMB
+$5.14M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.14M

Top Sells

Rank Stock Value
1
CGUS icon
Capital Group Core Equity ETF
CGUS
+$6.66M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$4.98M
3
CGXU icon
Capital Group International Focus Equity ETF
CGXU
+$3.14M
4
SNEX icon
StoneX
SNEX
+$3.1M
5
ODFL icon
Old Dominion Freight Line
ODFL
+$3.05M

Sector Composition

Rank Sector Weight
1 Technology 14.44%
2 Industrials 7.23%
3 Financials 7.14%
4 Utilities 6.21%
5 Consumer Discretionary 5.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPK icon
1501
Chesapeake Utilities
CPK
$3.31B
$28.4K ﹤0.01%
211
– –
FTXH icon
1502
First Trust Nasdaq Pharmaceuticals ETF
FTXH
$57.6M
$28.4K ﹤0.01%
996
– –
LEN icon
1503
Lennar Class A
LEN
$21.1B
$28.4K ﹤0.01%
225
-42
-16% -$5.21K
FCT
1504
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$28.1K ﹤0.01%
2,810
– –
FAB icon
1505
First Trust Multi Cap Value AlphaDEX Fund
FAB
$166M
$27.8K ﹤0.01%
319
-9,274
-97% -$791K
SE icon
1506
Sea Limited
SE
$65.8B
$27.7K ﹤0.01%
155
– –
CPB icon
1507
Campbell Soup
CPB
$6.8B
$27.7K ﹤0.01%
877
+100
+13% +$3.23K
PSMT icon
1508
Pricesmart
PSMT
$5.9B
$27.5K ﹤0.01%
+227
New +$25.1K
FAD icon
1509
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$559M
$27.3K ﹤0.01%
170
-3,725
-96% -$570K
RGEN icon
1510
Repligen
RGEN
$8.2B
$27.3K ﹤0.01%
204
-285
-58% -$34.6K
IOO icon
1511
iShares Global 100 ETF
IOO
$8.72B
$27.1K ﹤0.01%
226
– –
BSM icon
1512
Black Stone Minerals
BSM
$3.14B
$27.1K ﹤0.01%
2,061
+8
+0.4% +$101
ADAMG
1513
Adamas Trust 9.125% Senior Notes Due 2030
ADAMG
$82.5M
$27.1K ﹤0.01%
1,084
– –
RNP icon
1514
Cohen & Steers REIT and Preferred and Income Fund
RNP
$996M
$27K ﹤0.01%
1,200
-200
-14% -$4.47K
OCTT icon
1515
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
$56M
$27K ﹤0.01%
633
– –
TDY icon
1516
Teledyne Technologies
TDY
$30.1B
$27K ﹤0.01%
46
-6
-12% -$3.29K
JNUG icon
1517
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$361M
$26.9K ﹤0.01%
165
+50
+43% +$5.09K
IXJ icon
1518
iShares Global Healthcare ETF
IXJ
$4.18B
$26.9K ﹤0.01%
303
+5
+2% +$432
IGM icon
1519
iShares Expanded Tech Sector ETF
IGM
$9.78B
$26.8K ﹤0.01%
+213
New +$25.1K
BRBR icon
1520
BellRing Brands
BRBR
$1.59B
$26.8K ﹤0.01%
737
-946
-56% -$42.7K
KYN icon
1521
Kayne Anderson Energy Infrastructure Fund
KYN
$2.43B
$26.8K ﹤0.01%
2,165
– –
CWST icon
1522
Casella Waste Systems
CWST
$5.79B
$26.8K ﹤0.01%
282
– –
LEGR icon
1523
First Trust Indxx Innovative Transaction & Process ETF
LEGR
$128M
$26.7K ﹤0.01%
475
– –
CDC icon
1524
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$755M
$26.7K ﹤0.01%
400
– –
FLS icon
1525
Flowserve
FLS
$9.38B
$26.6K ﹤0.01%
501
+273
+120% +$14.8K
59 60
61
62 63

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NBC Securities's Q3 2025 Portfolio in Review

As of Q3 2025, NBC Securities held 2,901 positions worth $1.3B, up 6.1% from $1.23B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

NBC Securities's Q3 2025 filing shows 458 new, 700 increased, 792 reduced and 132 closed positions. Its largest new stake was MP Materials: 45,817 shares worth $3.07M. The largest sale was Capital Group Core Equity ETF, an estimated $6.66M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Industrials and Financials.

  • NBC Securities's largest Q3 2025 buy was MP Materials: 45,817 shares worth $3.07M.
  • NBC Securities added most to State Street SPDR S&P 500 ETF Trust in Q3 2025, an estimated $11.5M increase.
  • NBC Securities's biggest Q3 2025 reduction was Capital Group Core Equity ETF, cutting an estimated $6.66M.
  • NBC Securities fully exited StoneX in Q3 2025, selling an estimated $3.1M.
  • NBC Securities's ten largest holdings make up 17% of its $1.3B portfolio in Q3 2025.
  • NBC Securities opened 458 new positions and closed 132 in Q3 2025.
  • NBC Securities's portfolio value rose 6.1% quarter-over-quarter to $1.3B.

Based on NBC Securities's 13F filing for Q3 2025, filed 14 Nov 2025.