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NBC Securities Portfolio holdings

AUM $1.48B
1-Year Est. Return 31.07%
This Fund
S&P 500
This Quarter Est. Return
+11.04%
1 Year Est. Return
+31.07%
3 Year Est. Return
+86.57%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$992M
AUM Growth
+$81.5M
Cap. Flow
-$10.8M
Cap. Flow %
-1.09%
Top 10 Hldgs %
18.92%
Holding
2,278
New
82
Increased
487
Reduced
848
Closed
172

Top Buys

Rank Stock Value
1
CHTR icon
Charter Communications
CHTR
+$2.65M
2
IDA icon
Idacorp
IDA
+$2.46M
3
D icon
Dominion Energy
D
+$2.45M
4
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$1.07M
5
AWK icon
American Water Works
AWK
+$997K

Top Sells

Rank Stock Value
1
RY icon
Royal Bank of Canada
RY
+$2.69M
2
AEE icon
Ameren
AEE
+$2.68M
3
DTE icon
DTE Energy
DTE
+$2.44M
4
TU icon
Telus
TU
+$2.27M
5
REXR icon
Rexford Industrial Realty
REXR
+$1.97M

Sector Composition

Rank Sector Weight
1 Technology 14.9%
2 Financials 14.09%
3 Industrials 7.7%
4 Consumer Discretionary 6.39%
5 Utilities 6.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPAB icon
126
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$1.57M 0.16%
61,314
-1,821
-3% -$44.8K
WDAY icon
127
Workday
WDAY
$33.4B
$1.56M 0.16%
5,641
-57
-1% -$13.6K
FNX icon
128
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$1.55M 0.16%
14,808
-803
-5% -$75.3K
BSV icon
129
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.53M 0.15%
19,926
-80
-0.4% -$6.06K
TFC icon
130
Truist Financial
TFC
$63.2B
$1.52M 0.15%
41,328
+9
+0% +$283
FDL icon
131
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$1.52M 0.15%
42,428
-4,492
-10% -$152K
EXP icon
132
Eagle Materials
EXP
$6.6B
$1.52M 0.15%
7,486
+628
+9% +$110K
SKYY icon
133
First Trust Cloud Computing ETF
SKYY
$2.74B
$1.51M 0.15%
17,206
-391
-2% -$31.1K
DIA icon
134
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$1.51M 0.15%
3,996
-670
-14% -$234K
UPS icon
135
United Parcel Service
UPS
$97.6B
$1.51M 0.15%
9,582
-1,024
-10% -$155K
CDNS icon
136
Cadence Design Systems
CDNS
$90B
$1.49M 0.15%
5,482
+719
+15% +$185K
VO icon
137
Vanguard Mid-Cap ETF
VO
$106B
$1.48M 0.15%
25,456
+28
+0.1% +$1.5K
NOBL icon
138
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$1.45M 0.15%
30,390
-1,944
-6% -$87.1K
IHI icon
139
iShares US Medical Devices ETF
IHI
$3.02B
$1.44M 0.14%
26,599
-393
-1% -$19.2K
SNEX icon
140
StoneX
SNEX
$8.83B
$1.43M 0.14%
65,259
-9,691
-13% -$184K
FIXD icon
141
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$1.42M 0.14%
31,933
+2,420
+8% +$103K
GIS icon
142
General Mills
GIS
$19.2B
$1.39M 0.14%
21,295
+677
+3% +$43.7K
CVS icon
143
CVS Health
CVS
$137B
$1.35M 0.14%
17,136
-201
-1% -$14.3K
FISV
144
Fiserv Inc
FISV
$27.2B
$1.35M 0.14%
10,170
+2,673
+36% +$328K
EFAV icon
145
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$1.35M 0.14%
19,464
+3,939
+25% +$261K
MU icon
146
Micron Technology
MU
$1.04T
$1.35M 0.14%
15,794
-58
-0.4% -$4.31K
AXP icon
147
American Express
AXP
$223B
$1.33M 0.13%
7,127
-215
-3% -$34.6K
ABNB icon
148
Airbnb
ABNB
$83.7B
$1.33M 0.13%
9,759
-746
-7% -$96.2K
COP icon
149
ConocoPhillips
COP
$147B
$1.32M 0.13%
11,423
-463
-4% -$54.2K
PNC icon
150
PNC Financial Services
PNC
$100B
$1.3M 0.13%
8,432
+1,010
+14% +$131K
4 5
6
7 8

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NBC Securities's Q4 2023 Portfolio in Review

As of Q4 2023, NBC Securities held 2,278 positions worth $992M, up 9% from $910M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

NBC Securities's Q4 2023 filing shows 82 new, 487 increased, 848 reduced and 172 closed positions. Its largest new stake was State Street SPDR MSCI USA StrategicFactors ETF: 3,687 shares worth $487K. The largest sale was Royal Bank of Canada, an estimated $2.69M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Industrials.

  • NBC Securities's largest Q4 2023 buy was State Street SPDR MSCI USA StrategicFactors ETF: 3,687 shares worth $487K.
  • NBC Securities added most to Charter Communications in Q4 2023, an estimated $2.65M increase.
  • NBC Securities's biggest Q4 2023 reduction was Royal Bank of Canada, cutting an estimated $2.69M.
  • NBC Securities fully exited Eneti Inc. in Q4 2023, selling an estimated $212K.
  • NBC Securities's ten largest holdings make up 19% of its $992M portfolio in Q4 2023.
  • NBC Securities opened 82 new positions and closed 172 in Q4 2023.
  • NBC Securities's portfolio value rose 9% quarter-over-quarter to $992M.

Based on NBC Securities's 13F filing for Q4 2023, filed 7 Feb 2024.