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NBC Securities Portfolio holdings

AUM $1.48B
1-Year Est. Return 31.07%
This Fund
S&P 500
This Quarter Est. Return
-3.72%
1 Year Est. Return
+31.07%
3 Year Est. Return
+86.57%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$910M
AUM Growth
–
Cap. Flow
+$952M
Cap. Flow %
104.56%
Top 10 Hldgs %
18.8%
Holding
2,196
New
2,193
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
RY icon
Royal Bank of Canada
RY
+$36.5M
2
AAPL icon
Apple
AAPL
+$35.9M
3
MSFT icon
Microsoft
MSFT
+$27.8M
4
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$24.8M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 14.26%
2 Financials 14.01%
3 Industrials 7.41%
4 Consumer Discretionary 6.42%
5 Utilities 6.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABNB icon
126
Airbnb
ABNB
$83.7B
$1.44M 0.16%
+10,505
New +$1.45M
FNX icon
127
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$1.44M 0.16%
+15,611
New +$1.51M
NFLX icon
128
Netflix
NFLX
$292B
$1.44M 0.16%
+38,050
New +$1.61M
SNEX icon
129
StoneX
SNEX
$8.83B
$1.43M 0.16%
+74,950
New +$1.38M
NOBL icon
130
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$1.43M 0.16%
+32,334
New +$1.52M
COP icon
131
ConocoPhillips
COP
$147B
$1.42M 0.16%
+11,886
New +$1.38M
FTSM icon
132
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$1.42M 0.16%
+23,949
New +$1.43M
QCOM icon
133
Qualcomm
QCOM
$176B
$1.42M 0.16%
+12,790
New +$1.48M
HYG icon
134
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$1.42M 0.16%
+19,256
New +$1.44M
SKYY icon
135
First Trust Cloud Computing ETF
SKYY
$2.74B
$1.33M 0.15%
+17,597
New +$1.37M
FLRN icon
136
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.11B
$1.33M 0.15%
+43,437
New +$1.33M
PANW icon
137
Palo Alto Networks
PANW
$264B
$1.33M 0.15%
+11,358
New +$1.34M
VO icon
138
Vanguard Mid-Cap ETF
VO
$106B
$1.32M 0.15%
+25,428
New +$1.39M
GSK icon
139
GSK
GSK
$103B
$1.32M 0.15%
+36,472
New +$1.29M
GIS icon
140
General Mills
GIS
$19.2B
$1.32M 0.14%
+20,618
New +$1.46M
NOW icon
141
ServiceNow
NOW
$102B
$1.31M 0.14%
+11,720
New +$1.34M
IHI icon
142
iShares US Medical Devices ETF
IHI
$3.02B
$1.31M 0.14%
+26,992
New +$1.44M
EPD icon
143
Enterprise Products Partners
EPD
$83.8B
$1.31M 0.14%
+47,790
New +$1.28M
USMV icon
144
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$1.29M 0.14%
+17,820
New +$1.33M
RTX icon
145
RTX Corp
RTX
$287B
$1.25M 0.14%
+17,334
New +$1.48M
FIXD icon
146
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$1.24M 0.14%
+29,513
New +$1.28M
FDX icon
147
FedEx
FDX
$74.5B
$1.24M 0.14%
+4,684
New +$1.22M
CHRD icon
148
Chord Energy
CHRD
$7.79B
$1.23M 0.13%
+7,566
New +$1.19M
WDAY icon
149
Workday
WDAY
$33.4B
$1.22M 0.13%
+5,698
New +$1.32M
EXE
150
Expand Energy Corp
EXE
$21.9B
$1.22M 0.13%
+14,100
New +$1.2M
4 5
6
7 8

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MHS
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CWM
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SRC
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SVWAG
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KRSITF
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AIA
Ally Invest Advisors Charlotte, North Carolina $1.49B AUM 14.08% 1-Year Est. Return

NBC Securities's Q3 2023 Portfolio in Review

Q3 2023 is the first quarter with a 13F filing on record for NBC Securities, which disclosed 2,196 positions worth $910M. Its ten largest holdings account for 19% of the portfolio.

Its largest position is Royal Bank of Canada: 392,671 shares worth $34.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, followed by Financials and Industrials.

  • NBC Securities's largest Q3 2023 buy was Royal Bank of Canada: 392,671 shares worth $34.3M.
  • NBC Securities's ten largest holdings make up 19% of its $910M portfolio in Q3 2023.
  • NBC Securities disclosed 2,196 positions in Q3 2023, its first 13F filing on record.

Based on NBC Securities's 13F filing for Q3 2023, filed 3 Nov 2023.