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NBC Securities Portfolio holdings

AUM $1.48B
1-Year Est. Return 31.07%
This Fund
S&P 500
This Quarter Est. Return
-3.72%
1 Year Est. Return
+31.07%
3 Year Est. Return
+86.57%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$910M
AUM Growth
–
Cap. Flow
+$952M
Cap. Flow %
104.56%
Top 10 Hldgs %
18.8%
Holding
2,196
New
2,193
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
RY icon
Royal Bank of Canada
RY
+$36.5M
2
AAPL icon
Apple
AAPL
+$35.9M
3
MSFT icon
Microsoft
MSFT
+$27.8M
4
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$24.8M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 14.26%
2 Financials 14.01%
3 Industrials 7.41%
4 Consumer Discretionary 6.42%
5 Utilities 6.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOR icon
1401
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.63B
$21K ﹤0.01%
+433
New +$22K
BLE
1402
DELISTED
BlackRock Municipal Income Trust II
BLE
$21K ﹤0.01%
+2,395
New +$24.1K
CE icon
1403
Celanese
CE
$5.09B
$21K ﹤0.01%
+174
New +$21.4K
DECW icon
1404
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
$226M
$21K ﹤0.01%
+800
New +$21.6K
EAD
1405
Allspring Income Opportunities Fund
EAD
$372M
$21K ﹤0.01%
+3,525
New +$22.3K
FGB
1406
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$21K ﹤0.01%
+6,323
New +$21.2K
GII icon
1407
State Street SPDR S&P Global Infrastructure ETF
GII
$937M
$21K ﹤0.01%
+440
New +$23K
HYD icon
1408
VanEck High Yield Muni ETF
HYD
$4.44B
$21K ﹤0.01%
+441
New +$22.3K
IAT icon
1409
iShares US Regional Banks ETF
IAT
$685M
$21K ﹤0.01%
+645
New +$23.2K
IEP icon
1410
Icahn Enterprises
IEP
$5.17B
$21K ﹤0.01%
+1,111
New +$28.1K
INSM icon
1411
Insmed
INSM
$23.2B
$21K ﹤0.01%
+838
New +$19.2K
MOD icon
1412
Modine Manufacturing
MOD
$12.8B
$21K ﹤0.01%
+478
New +$20K
NWL icon
1413
Newell Brands
NWL
$2.16B
$21K ﹤0.01%
+2,392
New +$23.8K
PK icon
1414
Park Hotels & Resorts
PK
$2.97B
$21K ﹤0.01%
+1,706
New +$22.1K
RGLD icon
1415
Royal Gold
RGLD
$17.1B
$21K ﹤0.01%
+205
New +$23.3K
RIV
1416
RiverNorth Opportunities Fund
RIV
$308M
$21K ﹤0.01%
+2,000
New +$22.4K
STLD icon
1417
Steel Dynamics
STLD
$35.6B
$21K ﹤0.01%
+197
New +$20.5K
SYM icon
1418
Symbotic
SYM
$5.11B
$21K ﹤0.01%
+638
New +$26.2K
UGIC
1419
DELISTED
UGI Corporation
UGIC
$21K ﹤0.01%
+370
New +$22.7K
ATVI
1420
DELISTED
Activision Blizzard
ATVI
$21K ﹤0.01%
+225
New +$20.5K
BOX icon
1421
Box
BOX
$4.02B
$20K ﹤0.01%
+866
New +$24.7K
IBD icon
1422
Inspire Corporate Bond ETF
IBD
$481M
$20K ﹤0.01%
+894
New +$20.5K
ISRG icon
1423
Intuitive Surgical
ISRG
$121B
$20K ﹤0.01%
+71
New +$22.2K
JULW icon
1424
AllianzIM U.S. Equity Buffer20 Jul ETF
JULW
$237M
$20K ﹤0.01%
+700
New +$20.9K
KSS icon
1425
Kohl's
KSS
$2.03B
$20K ﹤0.01%
+1,000
New +$25.2K
55 56
57
58 59

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AAIM
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MHS
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CWM
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SRC
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SVWAG
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KRSITF
Kentucky Retirement Systems Insurance Trust Fund Frankfort, Kentucky $1.47B AUM 27.58% 1-Year Est. Return
AIA
Ally Invest Advisors Charlotte, North Carolina $1.49B AUM 14.08% 1-Year Est. Return

NBC Securities's Q3 2023 Portfolio in Review

Q3 2023 is the first quarter with a 13F filing on record for NBC Securities, which disclosed 2,196 positions worth $910M. Its ten largest holdings account for 19% of the portfolio.

Its largest position is Royal Bank of Canada: 392,671 shares worth $34.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, followed by Financials and Industrials.

  • NBC Securities's largest Q3 2023 buy was Royal Bank of Canada: 392,671 shares worth $34.3M.
  • NBC Securities's ten largest holdings make up 19% of its $910M portfolio in Q3 2023.
  • NBC Securities disclosed 2,196 positions in Q3 2023, its first 13F filing on record.

Based on NBC Securities's 13F filing for Q3 2023, filed 3 Nov 2023.