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NBC Securities Portfolio holdings

AUM $1.48B
1-Year Est. Return 31.07%
This Fund
S&P 500
This Quarter Est. Return
+11.04%
1 Year Est. Return
+31.07%
3 Year Est. Return
+86.57%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$992M
AUM Growth
+$81.5M
Cap. Flow
-$10.8M
Cap. Flow %
-1.09%
Top 10 Hldgs %
18.92%
Holding
2,278
New
82
Increased
487
Reduced
848
Closed
172

Top Buys

Rank Stock Value
1
CHTR icon
Charter Communications
CHTR
+$2.65M
2
IDA icon
Idacorp
IDA
+$2.46M
3
D icon
Dominion Energy
D
+$2.45M
4
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$1.07M
5
AWK icon
American Water Works
AWK
+$997K

Top Sells

Rank Stock Value
1
RY icon
Royal Bank of Canada
RY
+$2.69M
2
AEE icon
Ameren
AEE
+$2.68M
3
DTE icon
DTE Energy
DTE
+$2.44M
4
TU icon
Telus
TU
+$2.27M
5
REXR icon
Rexford Industrial Realty
REXR
+$1.97M

Sector Composition

Rank Sector Weight
1 Technology 14.9%
2 Financials 14.09%
3 Industrials 7.7%
4 Consumer Discretionary 6.39%
5 Utilities 6.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTHY
1351
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$500M
$26K ﹤0.01%
1,908
-152
-7% -$2.03K
IAUM icon
1352
iShares Gold Trust Micro
IAUM
$6.4B
$26K ﹤0.01%
1,275
– –
IHAK icon
1353
iShares Cybersecurity and Tech ETF
IHAK
$999M
$26K ﹤0.01%
593
– –
IYM icon
1354
iShares US Basic Materials ETF
IYM
$1.14B
$26K ﹤0.01%
192
-148
-44% -$19K
NLY icon
1355
Annaly Capital Management
NLY
$16.9B
$26K ﹤0.01%
1,375
-666
-33% -$11.9K
PDFS icon
1356
PDF Solutions
PDFS
$2B
$26K ﹤0.01%
+830
New +$25.2K
PK icon
1357
Park Hotels & Resorts
PK
$3.03B
$26K ﹤0.01%
1,712
+6
+0.4% +$83
QAI icon
1358
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.01B
$26K ﹤0.01%
869
-463
-35% -$14K
SMFG icon
1359
Sumitomo Mitsui Financial
SMFG
$167B
$26K ﹤0.01%
2,728
-7,026
-72% -$68.1K
SNOV icon
1360
FT Vest US Small Cap Moderate Buffer ETF November
SNOV
$115M
$26K ﹤0.01%
+1,250
New +$25.7K
TDC icon
1361
Teradata
TDC
$2.8B
$26K ﹤0.01%
605
+145
+32% +$6.52K
XMMO icon
1362
Invesco S&P MidCap Momentum ETF
XMMO
$7.35B
$26K ﹤0.01%
296
-318
-52% -$26.1K
ACLS icon
1363
Axcelis
ACLS
$3.94B
$25K ﹤0.01%
199
+27
+16% +$3.72K
BBU
1364
DELISTED
Brookfield Business Partners
BBU
$25K ﹤0.01%
1,231
-261
-17% -$4.17K
BLE
1365
DELISTED
BlackRock Municipal Income Trust II
BLE
$25K ﹤0.01%
2,395
– –
BPMC
1366
DELISTED
Blueprint Medicines
BPMC
$25K ﹤0.01%
280
-51
-15% -$3.3K
CNMD icon
1367
CONMED
CNMD
$1.31B
$25K ﹤0.01%
231
+81
+54% +$8.38K
EFR
1368
Eaton Vance Senior Floating-Rate Fund
EFR
$314M
$25K ﹤0.01%
2,000
– –
ELF icon
1369
e.l.f. Beauty
ELF
$4.95B
$25K ﹤0.01%
178
-32
-15% -$3.69K
IBP icon
1370
Installed Building Products
IBP
$6.16B
$25K ﹤0.01%
+138
New +$19.4K
INSM icon
1371
Insmed
INSM
$22.7B
$25K ﹤0.01%
838
– –
IXUS icon
1372
iShares Core MSCI Total International Stock ETF
IXUS
$57.7B
$25K ﹤0.01%
387
+3
+0.8% +$184
PFXF icon
1373
VanEck Preferred Securities ex Financials ETF
PFXF
$2.4B
$25K ﹤0.01%
1,500
– –
SNAP icon
1374
Snap
SNAP
$7.6B
$25K ﹤0.01%
1,501
+1,445
+2,580% +$17.7K
VFC icon
1375
VF Corp
VFC
$6.72B
$25K ﹤0.01%
1,351
+1
+0.1% +$17
53 54
55
56 57

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NBC Securities's Q4 2023 Portfolio in Review

As of Q4 2023, NBC Securities held 2,278 positions worth $992M, up 9% from $910M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

NBC Securities's Q4 2023 filing shows 82 new, 487 increased, 848 reduced and 172 closed positions. Its largest new stake was State Street SPDR MSCI USA StrategicFactors ETF: 3,687 shares worth $487K. The largest sale was Royal Bank of Canada, an estimated $2.69M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Industrials.

  • NBC Securities's largest Q4 2023 buy was State Street SPDR MSCI USA StrategicFactors ETF: 3,687 shares worth $487K.
  • NBC Securities added most to Charter Communications in Q4 2023, an estimated $2.65M increase.
  • NBC Securities's biggest Q4 2023 reduction was Royal Bank of Canada, cutting an estimated $2.69M.
  • NBC Securities fully exited Eneti Inc. in Q4 2023, selling an estimated $212K.
  • NBC Securities's ten largest holdings make up 19% of its $992M portfolio in Q4 2023.
  • NBC Securities opened 82 new positions and closed 172 in Q4 2023.
  • NBC Securities's portfolio value rose 9% quarter-over-quarter to $992M.

Based on NBC Securities's 13F filing for Q4 2023, filed 7 Feb 2024.