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NBC Securities Portfolio holdings

AUM $1.48B
1-Year Est. Return 31.07%
This Fund
S&P 500
This Quarter Est. Return
+11.04%
1 Year Est. Return
+31.07%
3 Year Est. Return
+86.57%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$992M
AUM Growth
+$81.5M
Cap. Flow
-$10.8M
Cap. Flow %
-1.09%
Top 10 Hldgs %
18.92%
Holding
2,278
New
82
Increased
487
Reduced
848
Closed
172

Top Buys

Rank Stock Value
1
CHTR icon
Charter Communications
CHTR
+$2.65M
2
IDA icon
Idacorp
IDA
+$2.46M
3
D icon
Dominion Energy
D
+$2.45M
4
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$1.07M
5
AWK icon
American Water Works
AWK
+$997K

Top Sells

Rank Stock Value
1
RY icon
Royal Bank of Canada
RY
+$2.69M
2
AEE icon
Ameren
AEE
+$2.68M
3
DTE icon
DTE Energy
DTE
+$2.44M
4
TU icon
Telus
TU
+$2.27M
5
REXR icon
Rexford Industrial Realty
REXR
+$1.97M

Sector Composition

Rank Sector Weight
1 Technology 14.9%
2 Financials 14.09%
3 Industrials 7.7%
4 Consumer Discretionary 6.39%
5 Utilities 6.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AQNU
1076
DELISTED
Algonquin Power & Utilities Corp Units
AQNU
$60K 0.01%
2,699
-249
-8% -$5.24K
LGLV icon
1077
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.21B
$59K 0.01%
408
– –
SAIA icon
1078
Saia
SAIA
$11.2B
$59K 0.01%
135
-1
-0.7% -$404
ACP
1079
abrdn Income Credit Strategies Fund
ACP
$641M
$58K 0.01%
+8,650
New +$54.5K
ATKR icon
1080
Atkore
ATKR
$2.54B
$58K 0.01%
365
– –
CET
1081
Central Securities Corp
CET
$1.55B
$58K 0.01%
1,542
-93
-6% -$3.38K
CODI icon
1082
Compass Diversified
CODI
$755M
$58K 0.01%
2,598
+8
+0.3% +$157
DNP icon
1083
DNP Select Income Fund
DNP
$4.15B
$58K 0.01%
6,893
– –
FNK icon
1084
First Trust Mid Cap Value AlphaDEX Fund
FNK
$227M
$58K 0.01%
1,150
– –
BHK icon
1085
BlackRock Core Bond Trust
BHK
$644M
$57K 0.01%
5,280
– –
KBE icon
1086
State Street SPDR S&P Bank ETF
KBE
$1.63B
$57K 0.01%
1,253
– –
NTRL
1087
First Trust Equity Market Neutral ETF
NTRL
$15.8M
$57K 0.01%
2,858
-1,281
-31% -$25.8K
SPEM icon
1088
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.1B
$57K 0.01%
1,634
+116
+8% +$3.94K
BCX icon
1089
BlackRock Resources & Commodities Strategy Trust
BCX
$894M
$56K 0.01%
6,334
-434
-6% -$3.83K
CHW
1090
Calamos Global Dynamic Income Fund
CHW
$538M
$56K 0.01%
9,857
-1,802
-15% -$9.98K
DSEP icon
1091
FT Vest US Equity Deep Buffer ETF September
DSEP
$348M
$56K 0.01%
1,545
– –
IGD
1092
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$506M
$56K 0.01%
11,459
+70
+0.6% +$340
IUSV icon
1093
iShares Core S&P US Value ETF
IUSV
$27.3B
$56K 0.01%
674
– –
KEX icon
1094
Kirby Corp
KEX
$7.76B
$56K 0.01%
723
– –
KYN icon
1095
Kayne Anderson Energy Infrastructure Fund
KYN
$2.44B
$55K 0.01%
+6,295
New +$52.6K
SHOE
1096
Shoe Station Group
SHOE
$410M
$55K 0.01%
1,832
– –
SONY icon
1097
Sony
SONY
$131B
$55K 0.01%
2,930
-175
-6% -$3.04K
XYLD icon
1098
Global X S&P 500 Covered Call ETF
XYLD
$3.21B
$55K 0.01%
1,409
+11
+0.8% +$429
BIL icon
1099
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$54K 0.01%
+599
New +$54.8K
DFAS icon
1100
Dimensional US Small Cap ETF
DFAS
$15.4B
$54K 0.01%
913
– –
42 43
44
45 46

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AAIM
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MHS
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CWM
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SRC
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SVWAG
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KRSITF
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AIA
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NBC Securities's Q4 2023 Portfolio in Review

As of Q4 2023, NBC Securities held 2,278 positions worth $992M, up 9% from $910M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

NBC Securities's Q4 2023 filing shows 82 new, 487 increased, 848 reduced and 172 closed positions. Its largest new stake was State Street SPDR MSCI USA StrategicFactors ETF: 3,687 shares worth $487K. The largest sale was Royal Bank of Canada, an estimated $2.69M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Industrials.

  • NBC Securities's largest Q4 2023 buy was State Street SPDR MSCI USA StrategicFactors ETF: 3,687 shares worth $487K.
  • NBC Securities added most to Charter Communications in Q4 2023, an estimated $2.65M increase.
  • NBC Securities's biggest Q4 2023 reduction was Royal Bank of Canada, cutting an estimated $2.69M.
  • NBC Securities fully exited Eneti Inc. in Q4 2023, selling an estimated $212K.
  • NBC Securities's ten largest holdings make up 19% of its $992M portfolio in Q4 2023.
  • NBC Securities opened 82 new positions and closed 172 in Q4 2023.
  • NBC Securities's portfolio value rose 9% quarter-over-quarter to $992M.

Based on NBC Securities's 13F filing for Q4 2023, filed 7 Feb 2024.