We are live on ! Find out more
NS

NBC Securities Portfolio holdings

AUM $1.48B
1-Year Est. Return 31.07%
This Fund
S&P 500
This Quarter Est. Return
-3.72%
1 Year Est. Return
+31.07%
3 Year Est. Return
+86.57%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$910M
AUM Growth
–
Cap. Flow
+$952M
Cap. Flow %
104.56%
Top 10 Hldgs %
18.8%
Holding
2,196
New
2,193
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
RY icon
Royal Bank of Canada
RY
+$36.5M
2
AAPL icon
Apple
AAPL
+$35.9M
3
MSFT icon
Microsoft
MSFT
+$27.8M
4
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$24.8M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 14.26%
2 Financials 14.01%
3 Industrials 7.41%
4 Consumer Discretionary 6.42%
5 Utilities 6.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTD
1026
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$918M
$71K 0.01%
+4,026
New +$79.2K
TSCO icon
1027
Tractor Supply
TSCO
$16.7B
$71K 0.01%
+1,760
New +$76.3K
AFL icon
1028
Aflac
AFL
$64.4B
$70K 0.01%
+913
New +$67.8K
ALK icon
1029
Alaska Air
ALK
$5.3B
$69K 0.01%
+1,866
New +$84.5K
SLYG icon
1030
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.07B
$69K 0.01%
+943
New +$72.7K
SMAY icon
1031
FT Vest US Small Cap Moderate Buffer ETF May
SMAY
$110M
$69K 0.01%
+3,435
New +$71.8K
XTN icon
1032
State Street SPDR S&P Transportation ETF
XTN
$401M
$69K 0.01%
+921
New +$75.1K
BAX icon
1033
Baxter International
BAX
$12.1B
$68K 0.01%
+1,802
New +$76.8K
CFO icon
1034
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$418M
$68K 0.01%
+1,160
New +$71.3K
MDY icon
1035
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$68K 0.01%
+150
New +$71.9K
TDG icon
1036
TransDigm Group
TDG
$71.9B
$68K 0.01%
+81
New +$71.1K
AN icon
1037
AutoNation
AN
$7.1B
$67K 0.01%
+444
New +$70.8K
BNS icon
1038
Scotiabank
BNS
$106B
$67K 0.01%
+1,488
New +$71.3K
CALM icon
1039
Cal-Maine
CALM
$4.2B
$67K 0.01%
+1,400
New +$65.1K
KEY icon
1040
KeyCorp
KEY
$24.1B
$67K 0.01%
+6,242
New +$69.1K
WPM icon
1041
Wheaton Precious Metals
WPM
$50.9B
$67K 0.01%
+1,674
New +$72.2K
EL icon
1042
Estee Lauder
EL
$30.1B
$66K 0.01%
+463
New +$77.2K
FLTR icon
1043
VanEck IG Floating Rate ETF
FLTR
$2.94B
$66K 0.01%
+2,640
New +$66.6K
HWM icon
1044
Howmet Aerospace
HWM
$115B
$66K 0.01%
+1,442
New +$70.3K
NZF icon
1045
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$66K 0.01%
+6,365
New +$72K
FLNA
1046
Filana Therapeutics
FLNA
$43.5M
$66K 0.01%
+4,000
New +$79.3K
TFLO icon
1047
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$66K 0.01%
+1,312
New +$66.4K
TT icon
1048
Trane Technologies
TT
$107B
$66K 0.01%
+327
New +$65.5K
WEC icon
1049
WEC Energy
WEC
$37.1B
$66K 0.01%
+831
New +$72.2K
AGZ icon
1050
iShares Agency Bond ETF
AGZ
$559M
$65K 0.01%
+619
New +$65.9K
40 41
42
43 44

Similar funds

SWA
SFMG Wealth Advisors Plano, Texas $1.48B AUM 15.85% 1-Year Est. Return
AAIM
American Assets Investment Management San Diego, California $1.47B AUM 43% 1-Year Est. Return
MHS
M Holdings Securities Portland, Oregon $1.48B AUM 26.15% 1-Year Est. Return
CWM
Cahaba Wealth Management Atlanta, Georgia $1.47B AUM 13.36% 1-Year Est. Return
SRC
Shufro Rose & Co New York $1.47B AUM 19.38% 1-Year Est. Return
SVWAG
Sound View Wealth Advisors Group Savannah, Georgia $1.47B AUM 18.47% 1-Year Est. Return
KRSITF
Kentucky Retirement Systems Insurance Trust Fund Frankfort, Kentucky $1.47B AUM 27.58% 1-Year Est. Return
AIA
Ally Invest Advisors Charlotte, North Carolina $1.49B AUM 14.08% 1-Year Est. Return

NBC Securities's Q3 2023 Portfolio in Review

Q3 2023 is the first quarter with a 13F filing on record for NBC Securities, which disclosed 2,196 positions worth $910M. Its ten largest holdings account for 19% of the portfolio.

Its largest position is Royal Bank of Canada: 392,671 shares worth $34.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, followed by Financials and Industrials.

  • NBC Securities's largest Q3 2023 buy was Royal Bank of Canada: 392,671 shares worth $34.3M.
  • NBC Securities's ten largest holdings make up 19% of its $910M portfolio in Q3 2023.
  • NBC Securities disclosed 2,196 positions in Q3 2023, its first 13F filing on record.

Based on NBC Securities's 13F filing for Q3 2023, filed 3 Nov 2023.