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NBC Securities Portfolio holdings

AUM $1.48B
1-Year Est. Return 31.07%
This Fund
S&P 500
This Quarter Est. Return
+11.04%
1 Year Est. Return
+31.07%
3 Year Est. Return
+86.57%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$992M
AUM Growth
+$81.5M
Cap. Flow
-$10.8M
Cap. Flow %
-1.09%
Top 10 Hldgs %
18.92%
Holding
2,278
New
82
Increased
487
Reduced
848
Closed
172

Top Buys

Rank Stock Value
1
CHTR icon
Charter Communications
CHTR
+$2.65M
2
IDA icon
Idacorp
IDA
+$2.46M
3
D icon
Dominion Energy
D
+$2.45M
4
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$1.07M
5
AWK icon
American Water Works
AWK
+$997K

Top Sells

Rank Stock Value
1
RY icon
Royal Bank of Canada
RY
+$2.69M
2
AEE icon
Ameren
AEE
+$2.68M
3
DTE icon
DTE Energy
DTE
+$2.44M
4
TU icon
Telus
TU
+$2.27M
5
REXR icon
Rexford Industrial Realty
REXR
+$1.97M

Sector Composition

Rank Sector Weight
1 Technology 14.9%
2 Financials 14.09%
3 Industrials 7.7%
4 Consumer Discretionary 6.39%
5 Utilities 6.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KE
1001
Kimball Electronics
KE
$588M
$80K 0.01%
2,969
– –
TDG icon
1002
TransDigm Group
TDG
$71.7B
$80K 0.01%
79
-2
-2% -$1.84K
VDE icon
1003
Vanguard Energy ETF
VDE
$9.91B
$80K 0.01%
685
-1,550
-69% -$186K
VRIG icon
1004
Invesco Variable Rate Investment Grade ETF
VRIG
$1.8B
$80K 0.01%
+3,237
New +$80.8K
BCAT icon
1005
BlackRock Capital Allocation Term Trust
BCAT
$1.6B
$79K 0.01%
5,289
+37
+0.7% +$538
VYX icon
1006
NCR Voyix
VYX
$1.15B
$79K 0.01%
4,700
-6,404
-58% -$102K
DES icon
1007
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$78K 0.01%
2,437
+291
+14% +$8.45K
ICE icon
1008
Intercontinental Exchange
ICE
$83.8B
$78K 0.01%
614
-357
-37% -$40.5K
MSTR icon
1009
Strategy Inc
MSTR
$35.9B
$78K 0.01%
1,250
– –
TT icon
1010
Trane Technologies
TT
$106B
$78K 0.01%
323
-4
-1% -$875
XRT icon
1011
State Street SPDR S&P Retail ETF
XRT
$448M
$78K 0.01%
1,080
– –
GEHC icon
1012
GE HealthCare
GEHC
$28B
$76K 0.01%
990
-194
-16% -$13.6K
HTD
1013
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$919M
$76K 0.01%
4,025
-1
-0% -$18
HWM icon
1014
Howmet Aerospace
HWM
$114B
$76K 0.01%
1,407
-35
-2% -$1.73K
RUN icon
1015
Sunrun
RUN
$2.34B
$76K 0.01%
3,895
-350
-8% -$4.44K
SLYG icon
1016
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.05B
$76K 0.01%
910
-33
-3% -$2.48K
XTN icon
1017
State Street SPDR S&P Transportation ETF
XTN
$398M
$76K 0.01%
921
– –
APTV icon
1018
Aptiv
APTV
$12B
$75K 0.01%
840
– –
IAT icon
1019
iShares US Regional Banks ETF
IAT
$672M
$75K 0.01%
1,793
+1,148
+178% +$41.2K
IFF icon
1020
International Flavors & Fragrances
IFF
$19.6B
$75K 0.01%
933
-587
-39% -$42.5K
SMAY icon
1021
FT Vest US Small Cap Moderate Buffer ETF May
SMAY
$110M
$75K 0.01%
3,435
– –
FSIG icon
1022
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
$1.51B
$74K 0.01%
3,944
+1,257
+47% +$23.3K
JETS icon
1023
US Global Jets ETF
JETS
$763M
$74K 0.01%
3,939
-609
-13% -$10.3K
ALK icon
1024
Alaska Air
ALK
$5.19B
$73K 0.01%
1,871
+5
+0.3% +$178
CPB icon
1025
Campbell Soup
CPB
$6.74B
$73K 0.01%
1,692
-225
-12% -$9.25K
39 40
41
42 43

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AAIM
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MHS
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CWM
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SRC
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SVWAG
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KRSITF
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AIA
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NBC Securities's Q4 2023 Portfolio in Review

As of Q4 2023, NBC Securities held 2,278 positions worth $992M, up 9% from $910M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

NBC Securities's Q4 2023 filing shows 82 new, 487 increased, 848 reduced and 172 closed positions. Its largest new stake was State Street SPDR MSCI USA StrategicFactors ETF: 3,687 shares worth $487K. The largest sale was Royal Bank of Canada, an estimated $2.69M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Industrials.

  • NBC Securities's largest Q4 2023 buy was State Street SPDR MSCI USA StrategicFactors ETF: 3,687 shares worth $487K.
  • NBC Securities added most to Charter Communications in Q4 2023, an estimated $2.65M increase.
  • NBC Securities's biggest Q4 2023 reduction was Royal Bank of Canada, cutting an estimated $2.69M.
  • NBC Securities fully exited Eneti Inc. in Q4 2023, selling an estimated $212K.
  • NBC Securities's ten largest holdings make up 19% of its $992M portfolio in Q4 2023.
  • NBC Securities opened 82 new positions and closed 172 in Q4 2023.
  • NBC Securities's portfolio value rose 9% quarter-over-quarter to $992M.

Based on NBC Securities's 13F filing for Q4 2023, filed 7 Feb 2024.