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NBC Securities Portfolio holdings

AUM $1.48B
1-Year Est. Return 31.07%
This Fund
S&P 500
This Quarter Est. Return
-3.72%
1 Year Est. Return
+31.07%
3 Year Est. Return
+86.57%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$910M
AUM Growth
–
Cap. Flow
+$952M
Cap. Flow %
104.56%
Top 10 Hldgs %
18.8%
Holding
2,196
New
2,193
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
RY icon
Royal Bank of Canada
RY
+$36.5M
2
AAPL icon
Apple
AAPL
+$35.9M
3
MSFT icon
Microsoft
MSFT
+$27.8M
4
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$24.8M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 14.26%
2 Financials 14.01%
3 Industrials 7.41%
4 Consumer Discretionary 6.42%
5 Utilities 6.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RH icon
451
RH
RH
$3.3B
$407K 0.04%
+1,541
New +$536K
ES icon
452
Eversource Energy
ES
$28.2B
$405K 0.04%
+6,966
New +$464K
FAD icon
453
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$561M
$405K 0.04%
+4,049
New +$424K
AZEK
454
DELISTED
The AZEK Co
AZEK
$402K 0.04%
+13,535
New +$425K
HAL icon
455
Halliburton
HAL
$27.9B
$398K 0.04%
+9,832
New +$385K
WRBY icon
456
Warby Parker
WRBY
$3.01B
$396K 0.04%
+30,158
New +$392K
SDY icon
457
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$394K 0.04%
+3,428
New +$418K
ECL icon
458
Ecolab
ECL
$75.6B
$393K 0.04%
+2,320
New +$422K
OEF icon
459
iShares S&P 100 ETF
OEF
$19.8B
$392K 0.04%
+1,957
New +$408K
XEL icon
460
Xcel Energy
XEL
$51B
$392K 0.04%
+6,861
New +$412K
FANG icon
461
Diamondback Energy
FANG
$57.6B
$390K 0.04%
+2,520
New +$372K
XPEL icon
462
XPEL
XPEL
$1.18B
$386K 0.04%
+5,012
New +$403K
CALY
463
Callaway Golf Company
CALY
$3.26B
$385K 0.04%
+27,850
New +$489K
CZR icon
464
Caesars Entertainment
CZR
$6.1B
$384K 0.04%
+8,303
New +$441K
FALN icon
465
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$381K 0.04%
+15,384
New +$388K
BSX icon
466
Boston Scientific
BSX
$65.8B
$378K 0.04%
+7,174
New +$376K
ARKX icon
467
ARK Space & Defense Innovation ETF
ARKX
$802M
$377K 0.04%
+27,375
New +$400K
MOAT icon
468
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$376K 0.04%
+4,960
New +$395K
SCHG icon
469
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$375K 0.04%
+20,644
New +$389K
UBS icon
470
UBS Group
UBS
$170B
$375K 0.04%
+15,233
New +$356K
MDYV icon
471
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$374K 0.04%
+5,770
New +$396K
MMM icon
472
3M
MMM
$89B
$373K 0.04%
+4,772
New +$410K
EMBJ
473
Embraer S.A. ADS
EMBJ
$11.6B
$370K 0.04%
+27,021
New +$403K
ETRN
474
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$370K 0.04%
+39,500
New +$377K
CL icon
475
Colgate-Palmolive
CL
$72.6B
$368K 0.04%
+5,188
New +$388K
17 18
19
20 21

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SWA
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AAIM
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MHS
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CWM
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SRC
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SVWAG
Sound View Wealth Advisors Group Savannah, Georgia $1.47B AUM 18.47% 1-Year Est. Return
KRSITF
Kentucky Retirement Systems Insurance Trust Fund Frankfort, Kentucky $1.47B AUM 27.58% 1-Year Est. Return
AIA
Ally Invest Advisors Charlotte, North Carolina $1.49B AUM 14.08% 1-Year Est. Return

NBC Securities's Q3 2023 Portfolio in Review

Q3 2023 is the first quarter with a 13F filing on record for NBC Securities, which disclosed 2,196 positions worth $910M. Its ten largest holdings account for 19% of the portfolio.

Its largest position is Royal Bank of Canada: 392,671 shares worth $34.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, followed by Financials and Industrials.

  • NBC Securities's largest Q3 2023 buy was Royal Bank of Canada: 392,671 shares worth $34.3M.
  • NBC Securities's ten largest holdings make up 19% of its $910M portfolio in Q3 2023.
  • NBC Securities disclosed 2,196 positions in Q3 2023, its first 13F filing on record.

Based on NBC Securities's 13F filing for Q3 2023, filed 3 Nov 2023.