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NBC Securities Portfolio holdings

AUM $1.48B
1-Year Est. Return 31.07%
This Fund
S&P 500
This Quarter Est. Return
+11.04%
1 Year Est. Return
+31.07%
3 Year Est. Return
+86.57%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$992M
AUM Growth
+$81.5M
Cap. Flow
-$10.8M
Cap. Flow %
-1.09%
Top 10 Hldgs %
18.92%
Holding
2,278
New
82
Increased
487
Reduced
848
Closed
172

Top Buys

Rank Stock Value
1
CHTR icon
Charter Communications
CHTR
+$2.65M
2
IDA icon
Idacorp
IDA
+$2.46M
3
D icon
Dominion Energy
D
+$2.45M
4
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$1.07M
5
AWK icon
American Water Works
AWK
+$997K

Top Sells

Rank Stock Value
1
RY icon
Royal Bank of Canada
RY
+$2.69M
2
AEE icon
Ameren
AEE
+$2.68M
3
DTE icon
DTE Energy
DTE
+$2.44M
4
TU icon
Telus
TU
+$2.27M
5
REXR icon
Rexford Industrial Realty
REXR
+$1.97M

Sector Composition

Rank Sector Weight
1 Technology 14.9%
2 Financials 14.09%
3 Industrials 7.7%
4 Consumer Discretionary 6.39%
5 Utilities 6.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XBI icon
401
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$521K 0.05%
5,840
+219
+4% +$16.3K
DELL icon
402
Dell
DELL
$283B
$520K 0.05%
6,798
-122
-2% -$8.62K
MTGP icon
403
WisdomTree Mortgage Plus Bond Fund
MTGP
$69.9M
$519K 0.05%
11,840
+4,061
+52% +$171K
FJUL icon
404
FT Vest US Equity Buffer ETF July
FJUL
$1.19B
$518K 0.05%
12,468
+1,310
+12% +$51.8K
NGVT icon
405
Ingevity
NGVT
$2.55B
$517K 0.05%
10,961
-30
-0.3% -$1.25K
USMF icon
406
WisdomTree US Multifactor Fund
USMF
$297M
$517K 0.05%
12,316
+3,309
+37% +$131K
PR
407
Permian Resources
PR
$17.9B
$516K 0.05%
37,975
+28,985
+322% +$397K
FAUG icon
408
FT Vest US Equity Buffer ETF August
FAUG
$1.18B
$512K 0.05%
12,626
-1,294
-9% -$50K
IYR icon
409
iShares US Real Estate ETF
IYR
$4.59B
$512K 0.05%
5,601
-44
-0.8% -$3.6K
FAD icon
410
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$561M
$508K 0.05%
4,530
+481
+12% +$49.4K
DNOV icon
411
FT Vest US Equity Deep Buffer ETF November
DNOV
$394M
$506K 0.05%
13,086
-843
-6% -$31K
CNM icon
412
Core & Main
CNM
$8.17B
$505K 0.05%
+12,508
New +$423K
GRID
413
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.4B
$501K 0.05%
4,792
-347
-7% -$32.8K
APPF icon
414
AppFolio
APPF
$5.85B
$498K 0.05%
2,879
-547
-16% -$102K
LPLA icon
415
LPL Financial
LPLA
$26.3B
$494K 0.05%
2,172
-31
-1% -$6.97K
IMTM icon
416
iShares MSCI Intl Momentum Factor ETF
IMTM
$4.11B
$493K 0.05%
14,382
-595
-4% -$19.3K
MS icon
417
Morgan Stanley
MS
$337B
$493K 0.05%
5,294
-400
-7% -$32K
BCE icon
418
BCE
BCE
$19.9B
$492K 0.05%
12,513
-3,755
-23% -$145K
MINT icon
419
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$490K 0.05%
4,915
– –
ARKQ icon
420
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.88B
$489K 0.05%
8,483
-415
-5% -$21.8K
VXF icon
421
Vanguard Extended Market ETF
VXF
$30.3B
$489K 0.05%
2,978
+57
+2% +$8.38K
EMBJ
422
Embraer S.A. ADS
EMBJ
$11.6B
$488K 0.05%
26,503
-518
-2% -$8.31K
MOH icon
423
Molina Healthcare
MOH
$10.3B
$487K 0.05%
1,349
+280
+26% +$98.8K
O icon
424
Realty Income
O
$61.2B
$487K 0.05%
8,498
-205
-2% -$10.8K
QUS icon
425
State Street SPDR MSCI USA StrategicFactors ETF
QUS
$1.52B
$487K 0.05%
+3,687
New +$461K
15 16
17
18 19

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CWM
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SVWAG
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NBC Securities's Q4 2023 Portfolio in Review

As of Q4 2023, NBC Securities held 2,278 positions worth $992M, up 9% from $910M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

NBC Securities's Q4 2023 filing shows 82 new, 487 increased, 848 reduced and 172 closed positions. Its largest new stake was State Street SPDR MSCI USA StrategicFactors ETF: 3,687 shares worth $487K. The largest sale was Royal Bank of Canada, an estimated $2.69M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Industrials.

  • NBC Securities's largest Q4 2023 buy was State Street SPDR MSCI USA StrategicFactors ETF: 3,687 shares worth $487K.
  • NBC Securities added most to Charter Communications in Q4 2023, an estimated $2.65M increase.
  • NBC Securities's biggest Q4 2023 reduction was Royal Bank of Canada, cutting an estimated $2.69M.
  • NBC Securities fully exited Eneti Inc. in Q4 2023, selling an estimated $212K.
  • NBC Securities's ten largest holdings make up 19% of its $992M portfolio in Q4 2023.
  • NBC Securities opened 82 new positions and closed 172 in Q4 2023.
  • NBC Securities's portfolio value rose 9% quarter-over-quarter to $992M.

Based on NBC Securities's 13F filing for Q4 2023, filed 7 Feb 2024.