NBC Securities’s First Trust RiverFront Dynamic Emerging Markets ETF RFEM Stock Holding History

NBC Securities’s Portfolio RFEM Stock Details RFEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-1,100	Closed	-$83.4K	–	2908
2025 Q3	$83.4K	Hold	1,100	–	–	0.01%	1140
2025 Q2	$78K	Hold	1,100	–	–	0.01%	1154
2025 Q1	$71K	Buy	1,100 +1,099	+109,900%	+$71.3K	0.01%	1058
2024 Q4	$69	Sell	1 -1,099	-100%	-$72K	0.01%	988
2024 Q3	$74K	Hold	1,100	–	–	0.01%	1070
2024 Q2	$71K	Hold	1,100	–	–	0.01%	1043
2024 Q1	$67K	Hold	1,100	–	–	0.01%	1052
2023 Q4	$65K	Hold	1,100	–	–	0.01%	1048
2023 Q3	$58K	Buy	+1,100	New	+$60.4K	0.01%	1081

Other funds holding RFEM

Ferguson Shapiro Decatur, Georgia $342M AUM 13.09% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

PFS

Prospera Financial Services Dallas, Texas $6.89B AUM 37.41% 1-Year Est. Return

RIG

RiverFront Investment Group Richmond, Virginia $7.56B AUM 23.82% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

JWCA

J.W. Cole Advisors Tampa, Florida $5.83B AUM 32.38% 1-Year Est. Return

NBC Securities's RFEM Position: Q4 2025 in Review

NBC Securities sold out of First Trust RiverFront Dynamic Emerging Markets ETF (RFEM) in Q4 2025, closing a stake of 1,100 shares — an estimated $83.4K sold.

NBC Securities first reported a position in RFEM in Q3 2023 and held it in 9 quarters. The position peaked at $83.4K in Q3 2025. 36 funds tracked by Wall St. Rank hold RFEM as of Q4 2025.

NBC Securities reported no remaining First Trust RiverFront Dynamic Emerging Markets ETF position as of Q4 2025 after selling out during the quarter.
NBC Securities sold 1,100 First Trust RiverFront Dynamic Emerging Markets ETF shares in Q4 2025, an estimated $83.4K.
NBC Securities first reported a position in First Trust RiverFront Dynamic Emerging Markets ETF in Q3 2023 and held it in 9 quarters.
NBC Securities's First Trust RiverFront Dynamic Emerging Markets ETF position peaked at $83.4K in Q3 2025.
36 funds tracked by Wall St. Rank held First Trust RiverFront Dynamic Emerging Markets ETF as of Q4 2025.

Based on NBC Securities's 13F filing for Q4 2025, filed 29 Jan 2026.