NBC Securities’s FT Vest US Equity Buffer ETF September FSEP Stock Holding History

NBC Securities’s Portfolio FSEP Stock Details FSEP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$259K	Hold	5,150	–	–	0.02%	753
2025 Q4	$266K	Sell	5,150 -463	-8%	-$23.6K	0.02%	733
2025 Q3	$284K	Buy	5,613 +296	+6%	+$14.6K	0.02%	712
2025 Q2	$255K	Sell	5,317 -781	-13%	-$35.4K	0.02%	748
2025 Q1	$271K	Buy	6,098 +6,090	+76,125%	+$279K	0.02%	668
2024 Q4	$374	Sell	8 -2,951	-100%	-$135K	0.03%	552
2024 Q3	$132K	Sell	2,959 -496	-14%	-$21.9K	0.01%	907
2024 Q2	$151K	Sell	3,455 -631	-15%	-$27K	0.01%	843
2024 Q1	$173K	Sell	4,086 -185	-4%	-$7.64K	0.02%	798
2023 Q4	$171K	Sell	4,271 -99	-2%	-$3.79K	0.02%	787
2023 Q3	$162K	Buy	+4,370	New	+$166K	0.02%	767

Other funds holding FSEP

WAP

Wealthcare Advisory Partners West Chester, Pennsylvania $5.27B AUM 22.23% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

NBC Securities's FSEP Position: Q1 2026 in Review

NBC Securities held its FT Vest US Equity Buffer ETF September (FSEP) position steady in Q1 2026 at 5,150 shares worth $259K. The position accounts for 0.02% of the portfolio, ranked #753.

NBC Securities first reported a position in FSEP in Q3 2023 and has held it in 11 quarters since. The position peaked at $284K in Q3 2025. 152 funds tracked by Wall St. Rank hold FSEP as of Q1 2026.

NBC Securities held 5,150 shares of FT Vest US Equity Buffer ETF September worth $259K as of Q1 2026.
NBC Securities left its FT Vest US Equity Buffer ETF September share count unchanged in Q1 2026.
FT Vest US Equity Buffer ETF September made up 0.02% of NBC Securities's portfolio in Q1 2026, its #753 holding.
NBC Securities first reported a position in FT Vest US Equity Buffer ETF September in Q3 2023 and has held it in 11 quarters since.
NBC Securities's FT Vest US Equity Buffer ETF September position peaked at $284K in Q3 2025.
152 funds tracked by Wall St. Rank held FT Vest US Equity Buffer ETF September as of Q1 2026.

Based on NBC Securities's 13F filing for Q1 2026, filed 14 Apr 2026.