NBC Securities’s FT Vest Fund of Deep Buffer ETFs BUFD Stock Holding History

NBC Securities’s Portfolio BUFD Stock Details BUFD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-27,898	Closed	-$740K	–	2789
2025 Q2	$740K	Sell	27,898 -563	-2%	-$14.2K	0.06%	357
2025 Q1	$710K	Buy	28,461 +28,434	+105,311%	+$727K	0.06%	330
2024 Q4	$701	Sell	27 -27,743	-100%	-$704K	0.06%	330
2024 Q3	$695K	Sell	27,770 -2,013	-7%	-$49.5K	0.06%	352
2024 Q2	$724K	Buy	29,783 +1,357	+5%	+$32.3K	0.07%	318
2024 Q1	$671K	Buy	28,426 +4,638	+19%	+$107K	0.06%	352
2023 Q4	$539K	Buy	23,788 +3,426	+17%	+$74.7K	0.05%	390
2023 Q3	$432K	Buy	+20,362	New	+$440K	0.05%	428

Other funds holding BUFD

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

GHA

GW Henssler & Associates Kennesaw, Georgia $2.25B AUM 19.46% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Legacy Financial Group (Iowa) Des Moines, Iowa $888M AUM 16.86% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

CWA

Centennial Wealth Advisory Traverse City, Michigan $463M AUM 19.66% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

CAM

Creekmur Asset Management Morton, Illinois $2.07M AUM

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

NBC Securities's BUFD Position: Q3 2025 in Review

NBC Securities sold out of FT Vest Fund of Deep Buffer ETFs (BUFD) in Q3 2025, closing a stake of 27,898 shares — an estimated $740K sold.

NBC Securities first reported a position in BUFD in Q3 2023 and held it in 8 quarters. The position peaked at $740K in Q2 2025. 172 funds tracked by Wall St. Rank hold BUFD as of Q3 2025.

NBC Securities reported no remaining FT Vest Fund of Deep Buffer ETFs position as of Q3 2025 after selling out during the quarter.
NBC Securities sold 27,898 FT Vest Fund of Deep Buffer ETFs shares in Q3 2025, an estimated $740K.
NBC Securities first reported a position in FT Vest Fund of Deep Buffer ETFs in Q3 2023 and held it in 8 quarters.
NBC Securities's FT Vest Fund of Deep Buffer ETFs position peaked at $740K in Q2 2025.
172 funds tracked by Wall St. Rank held FT Vest Fund of Deep Buffer ETFs as of Q3 2025.

Based on NBC Securities's 13F filing for Q3 2025, filed 14 Nov 2025.