Nations Financial Group’s Innovator US Equity Power Buffer ETF October POCT Stock Holding History

Nations Financial Group’s Portfolio POCT Stock Details POCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-19,095	Closed	-$789K	–	728
2025 Q2	$789K	Sell	19,095 -3	-0%	-$118	0.05%	344
2025 Q1	$742K	Buy	19,098 +1,226	+7%	+$48.7K	0.06%	333
2024 Q4	$707K	Buy	+17,872	New	+$705K	0.05%	356
2024 Q3	–	Sell	-14,195	Closed	-$544K	–	690
2024 Q2	$544K	Sell	14,195 -2,875	-17%	-$109K	0.04%	385
2024 Q1	$640K	Hold	17,070	–	–	0.05%	355
2023 Q4	$617K	Buy	17,070 +4,975	+41%	+$173K	0.06%	333
2023 Q3	$411K	Sell	12,095 -14,517	-55%	-$490K	0.04%	414
2023 Q2	$891K	Sell	26,612 -1,840	-6%	-$59.5K	0.09%	261
2023 Q1	$900K	Sell	28,452 -552	-2%	-$17.1K	0.09%	244
2022 Q4	$872K	Buy	29,004 +16,085	+125%	+$478K	0.1%	243
2022 Q3	$370K	Hold	12,919	–	–	0.05%	359
2022 Q2	$363K	Hold	12,919	–	–	0.05%	365
2022 Q1	$391K	Sell	12,919 -75	-0.6%	-$2.24K	0.05%	365
2021 Q4	$396K	Buy	+12,994	New	+$390K	0.05%	337
2021 Q1	–	Sell	-14,992	Closed	-$417K	–	362
2020 Q4	$417K	Buy	+14,992	New	+$407K	0.11%	221

Other funds holding POCT

AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return

SPIA

Steward Partners Investment Advisory New York $19.6B AUM 29.84% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $13B AUM 71.84% 1-Year Est. Return

Cerity Partners New York $82.7B AUM 28.53% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

Nations Financial Group's POCT Position: Q3 2025 in Review

Nations Financial Group sold out of Innovator US Equity Power Buffer ETF October (POCT) in Q3 2025, closing a stake of 19,095 shares — an estimated $789K sold.

Nations Financial Group first reported a position in POCT in Q4 2020 and held it in 15 quarters. The position peaked at $900K in Q1 2023. 204 funds tracked by Wall St. Rank hold POCT as of Q3 2025.

Nations Financial Group reported no remaining Innovator US Equity Power Buffer ETF October position as of Q3 2025 after selling out during the quarter.
Nations Financial Group sold 19,095 Innovator US Equity Power Buffer ETF October shares in Q3 2025, an estimated $789K.
Nations Financial Group first reported a position in Innovator US Equity Power Buffer ETF October in Q4 2020 and held it in 15 quarters.
Nations Financial Group's Innovator US Equity Power Buffer ETF October position peaked at $900K in Q1 2023.
204 funds tracked by Wall St. Rank held Innovator US Equity Power Buffer ETF October as of Q3 2025.

Based on Nations Financial Group's 13F filing for Q3 2025, filed 28 Oct 2025.