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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.43%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
-$117M
Cap. Flow
-$149M
Cap. Flow %
-12.41%
Top 10 Hldgs %
21.1%
Holding
795
New
56
Increased
223
Reduced
382
Closed
94

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$10.8M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.53M
3
IYR icon
iShares US Real Estate ETF
IYR
+$5.88M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$5.07M
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$3.14M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.7M
2
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$9.62M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$8.68M
4
IYM icon
iShares US Basic Materials ETF
IYM
+$8.24M
5
AAPL icon
Apple
AAPL
+$6.59M

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 4.29%
3 Technology 4.17%
4 Consumer Staples 3.81%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABT icon
201
Abbott
ABT
$187B
$1.26M 0.11%
23,685
-3,047
-11% -$153K
SHY icon
202
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$1.26M 0.11%
14,947
-2,709
-15% -$229K
CVS icon
203
CVS Health
CVS
$122B
$1.26M 0.11%
15,506
-2,140
-12% -$169K
SCZ icon
204
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$1.25M 0.1%
20,214
+2,688
+15% +$161K
IEF icon
205
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$1.24M 0.1%
11,635
+3,070
+36% +$329K
IHI icon
206
iShares US Medical Devices ETF
IHI
$3.38B
$1.23M 0.1%
44,310
+1,416
+3% +$39.2K
VOE icon
207
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$1.22M 0.1%
11,511
-1,241
-10% -$129K
XLE icon
208
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$1.22M 0.1%
35,528
-48,248
-58% -$1.57M
RWR icon
209
State Street SPDR Dow Jones REIT ETF
RWR
$1.97B
$1.21M 0.1%
13,039
-3,839
-23% -$357K
DSL
210
DoubleLine Income Solutions Fund
DSL
$1.24B
$1.19M 0.1%
56,096
-54,250
-49% -$1.13M
XLI icon
211
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$1.19M 0.1%
16,694
-488
-3% -$33.6K
SPDW icon
212
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.6B
$1.18M 0.1%
38,556
-5,495
-12% -$164K
IUSV icon
213
iShares Core S&P US Value ETF
IUSV
$27.7B
$1.15M 0.1%
21,916
-2,577
-11% -$132K
GILD icon
214
Gilead Sciences
GILD
$165B
$1.14M 0.09%
14,038
-3,365
-19% -$257K
VMM
215
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$1.14M 0.09%
79,744
+2,001
+3% +$29.2K
RDVY icon
216
First Trust Rising Dividend Achievers ETF
RDVY
$25.6B
$1.13M 0.09%
40,707
-21,564
-35% -$589K
IJJ icon
217
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.97B
$1.11M 0.09%
14,480
-4,490
-24% -$333K
IYJ icon
218
iShares US Industrials ETF
IYJ
$2.02B
$1.08M 0.09%
15,654
-25,724
-62% -$1.72M
MA icon
219
Mastercard
MA
$493B
$1.07M 0.09%
7,602
-562
-7% -$74.4K
HYD icon
220
VanEck High Yield Muni ETF
HYD
$4.45B
$1.07M 0.09%
17,059
+136
+0.8% +$8.47K
IWB icon
221
iShares Russell 1000 ETF
IWB
$50.1B
$1.07M 0.09%
7,624
-850
-10% -$117K
MGV icon
222
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.5B
$1.06M 0.09%
14,830
+5,280
+55% +$371K
RDS.A
223
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.06M 0.09%
17,552
+4,692
+36% +$262K
BX icon
224
Blackstone
BX
$110B
$1.05M 0.09%
31,543
-15,692
-33% -$516K
FEZ icon
225
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$1.05M 0.09%
25,534
-1,478
-5% -$58.9K
7 8
9
10 11

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MIM
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q3 2017 Portfolio in Review

As of Q3 2017, National Planning Corporation held 795 positions worth $1.2B, down 8.9% from $1.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

National Planning Corporation withdrew a net $149M in Q3 2017, closing 94 positions and reducing 382 holdings. Its most notable exit was Reynolds American Inc, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.1% a quarter earlier, followed by Healthcare and Technology.

Against the trend, National Planning Corporation opened a new position in iShares MSCI EAFE Value ETF worth $477K.

  • National Planning Corporation's largest Q3 2017 buy was iShares MSCI EAFE Value ETF: 8,744 shares worth $477K.
  • National Planning Corporation added most to Vanguard Morningstar Total Stock Market ETF in Q3 2017, an estimated $10.8M increase.
  • National Planning Corporation's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $11.7M.
  • National Planning Corporation fully exited Reynolds American Inc in Q3 2017, selling an estimated $3.17M.
  • National Planning Corporation's ten largest holdings make up 21% of its $1.2B portfolio in Q3 2017.
  • National Planning Corporation opened 56 new positions and closed 94 in Q3 2017.
  • National Planning Corporation's portfolio value fell 8.9% quarter-over-quarter to $1.2B.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.