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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.23%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$34.5M
Cap. Flow
-$2.94M
Cap. Flow %
-0.23%
Top 10 Hldgs %
22.52%
Holding
717
New
51
Increased
262
Reduced
287
Closed
59

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$24.4M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.2M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$15.6M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$12.9M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$11M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$24.1M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$22.4M
3
IYR icon
iShares US Real Estate ETF
IYR
+$19.4M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$10.7M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.67M

Sector Composition

Rank Sector Weight
1 Financials 4.44%
2 Healthcare 4.28%
3 Consumer Staples 4.2%
4 Technology 3.63%
5 Energy 3.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRI icon
201
First Trust S&P REIT Index Fund
FRI
$204M
$1.28M 0.1%
57,428
+3,377
+6% +$83.9K
IJK icon
202
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$1.26M 0.1%
29,900
+604
+2% +$26.5K
DVYE icon
203
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$1.25M 0.1%
+34,393
New +$1.23M
HON icon
204
Honeywell
HON
$78B
$1.24M 0.1%
12,394
+1,197
+11% +$125K
BMY icon
205
Bristol-Myers Squibb
BMY
$132B
$1.23M 0.1%
23,405
-6,379
-21% -$410K
EG icon
206
Everest Group
EG
$14.4B
$1.23M 0.1%
+5,918
New +$1.11M
V icon
207
Visa
V
$677B
$1.23M 0.1%
14,847
-1,140
-7% -$91.3K
EXK
208
Endeavour Silver
EXK
$2.83B
$1.22M 0.1%
260,606
+6,277
+2% +$31.3K
CELG
209
DELISTED
Celgene Corp
CELG
$1.22M 0.1%
11,351
-560
-5% -$60.6K
RWR icon
210
State Street SPDR Dow Jones REIT ETF
RWR
$1.89B
$1.22M 0.1%
13,500
+1,326
+11% +$133K
ORCL icon
211
Oracle
ORCL
$423B
$1.22M 0.1%
31,078
-2,653
-8% -$108K
WMT icon
212
Walmart Inc
WMT
$890B
$1.22M 0.1%
52,254
-9,438
-15% -$229K
FVD icon
213
First Trust Value Line Dividend Fund
FVD
$8.4B
$1.21M 0.1%
45,319
+16,177
+56% +$440K
SYY icon
214
Sysco
SYY
$40.3B
$1.2M 0.1%
22,704
-2,674
-11% -$137K
IWX icon
215
iShares Russell Top 200 Value ETF
IWX
$4.03B
$1.2M 0.09%
27,281
-41
-0.2% -$1.81K
BOND icon
216
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.49B
$1.18M 0.09%
11,067
-2,301
-17% -$247K
IWO icon
217
iShares Russell 2000 Growth ETF
IWO
$15B
$1.12M 0.09%
8,027
+141
+2% +$20.5K
DBL
218
DoubleLine Opportunistic Credit Fund
DBL
$280M
$1.11M 0.09%
46,383
+3,042
+7% +$81.6K
HYD icon
219
VanEck High Yield Muni ETF
HYD
$4.4B
$1.09M 0.09%
17,312
+2,164
+14% +$140K
FVC icon
220
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$109M
$1.08M 0.09%
52,640
-8,091
-13% -$172K
AFL icon
221
Aflac
AFL
$62.6B
$1.08M 0.09%
31,048
+2,356
+8% +$85.8K
AMGN icon
222
Amgen
AMGN
$222B
$1.08M 0.09%
7,749
-490
-6% -$82.9K
RWO icon
223
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$1.08M 0.09%
23,264
-6,082
-21% -$309K
PPL
224
PPL Corp
PPL
$26.7B
$1.07M 0.09%
31,078
+2,386
+8% +$85.9K
VTR icon
225
Ventas
VTR
$47.9B
$1.07M 0.09%
16,668
-347
-2% -$25.2K
7 8
9
10 11

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National Planning Corporation's Q3 2016 Portfolio in Review

As of Q3 2016, National Planning Corporation held 717 positions worth $1.26B, down 2.7% from $1.29B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

National Planning Corporation's Q3 2016 filing shows 51 new, 262 increased, 287 reduced and 59 closed positions. Its largest new stake was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $24.1M.

By sector, the portfolio is most concentrated in Financials at 4.4% of assets, down from 4.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q3 2016 buy was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M.
  • National Planning Corporation added most to iShares Russell 2000 ETF in Q3 2016, an estimated $24.4M increase.
  • National Planning Corporation's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $24.1M.
  • National Planning Corporation fully exited VictoryShares International Volatility Wtd ETF in Q3 2016, selling an estimated $5.04M.
  • National Planning Corporation's ten largest holdings make up 23% of its $1.26B portfolio in Q3 2016.
  • National Planning Corporation opened 51 new positions and closed 59 in Q3 2016.
  • National Planning Corporation's portfolio value fell 2.7% quarter-over-quarter to $1.26B.

Based on National Planning Corporation's 13F filing for Q3 2016, filed 10 Nov 2016.