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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
-0.95%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.31B
AUM Growth
+$41M
Cap. Flow
+$69M
Cap. Flow %
5.25%
Top 10 Hldgs %
22.21%
Holding
815
New
59
Increased
346
Reduced
277
Closed
63

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$15.7M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$14.4M
4
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$14M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$8.66M

Top Sells

Rank Stock Value
1
IYM icon
iShares US Basic Materials ETF
IYM
+$13.6M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.3M
3
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$10.5M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$10.4M
5
IYR icon
iShares US Real Estate ETF
IYR
+$10.3M

Sector Composition

Rank Sector Weight
1 Energy 7.13%
2 Healthcare 5.23%
3 Consumer Staples 4.2%
4 Technology 3.9%
5 Financials 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTA
201
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$1.31M 0.1%
107,240
+12,679
+13% +$161K
UTG icon
202
Reaves Utility Income Fund
UTG
$3.61B
$1.3M 0.1%
46,092
-29,078
-39% -$821K
SPLV icon
203
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$1.29M 0.1%
36,865
-3,312
-8% -$116K
CVS icon
204
CVS Health
CVS
$122B
$1.28M 0.1%
15,757
+683
+5% +$53.8K
IYM icon
205
iShares US Basic Materials ETF
IYM
$1.02B
$1.28M 0.1%
15,203
-155,185
-91% -$13.6M
HYLD
206
DELISTED
High Yield ETF
HYLD
$1.26M 0.1%
25,249
-9,036
-26% -$472K
BRK.A icon
207
Berkshire Hathaway Class A
BRK.A
$1.12T
$1.25M 0.1%
6
– –
SE
208
DELISTED
Spectra Energy Corp Wi
SE
$1.25M 0.1%
31,876
+1,494
+5% +$61.5K
DBL
209
DoubleLine Opportunistic Credit Fund
DBL
$280M
$1.25M 0.1%
52,730
-26,989
-34% -$627K
FEZ icon
210
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$1.24M 0.09%
32,255
+3,490
+12% +$144K
OKS
211
DELISTED
Oneok Partners LP
OKS
$1.24M 0.09%
22,200
– –
DPG
212
Duff & Phelps Utility and Infrastructure Fund
DPG
$524M
$1.21M 0.09%
+57,782
New +$1.26M
CAT icon
213
Caterpillar
CAT
$387B
$1.21M 0.09%
12,424
-7,065
-36% -$749K
HIX
214
Western Asset High Income Fund II
HIX
$355M
$1.2M 0.09%
134,370
-9,418
-7% -$86.7K
QUAL icon
215
iShares MSCI USA Quality Factor ETF
QUAL
$48.1B
$1.2M 0.09%
20,224
+5,219
+35% +$309K
CRF
216
Cornerstone Total Return Fund
CRF
$1.17B
$1.2M 0.09%
57,777
-595
-1% -$13.3K
XLK icon
217
State Street Technology Select Sector SPDR ETF
XLK
$123B
$1.2M 0.09%
60,398
+2,304
+4% +$45.6K
IBB icon
218
iShares Biotechnology ETF
IBB
$9.71B
$1.19M 0.09%
12,951
+75
+0.6% +$6.58K
MMP
219
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.19M 0.09%
14,586
+504
+4% +$41.9K
RWX icon
220
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$1.18M 0.09%
29,031
+890
+3% +$39.1K
RWO icon
221
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$1.18M 0.09%
26,751
+9,409
+54% +$439K
FDL icon
222
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.84B
$1.18M 0.09%
50,473
+15,099
+43% +$358K
EIX icon
223
Edison International
EIX
$26.4B
$1.18M 0.09%
20,794
+85
+0.4% +$4.86K
BP icon
224
BP
BP
$107B
$1.17M 0.09%
33,519
-4,414
-12% -$175K
NSC icon
225
Norfolk Southern
NSC
$75.1B
$1.17M 0.09%
10,365
+742
+8% +$78.7K
7 8
9
10 11

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MIM
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CR
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q3 2014 Portfolio in Review

As of Q3 2014, National Planning Corporation held 815 positions worth $1.31B, up 3.2% from $1.27B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation deployed $69M of net new capital in Q3 2014, opening 59 new positions and adding to 346 existing holdings. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.

By sector, the portfolio is most concentrated in Energy at 7.1% of assets, down from 8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares US Basic Materials ETF, an estimated $13.6M trimmed.

  • National Planning Corporation's largest Q3 2014 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.
  • National Planning Corporation added most to Invesco QQQ Trust in Q3 2014, an estimated $16.1M increase.
  • National Planning Corporation's biggest Q3 2014 reduction was iShares US Basic Materials ETF, cutting an estimated $13.6M.
  • National Planning Corporation fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2014, selling an estimated $5.12M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.31B portfolio in Q3 2014.
  • National Planning Corporation opened 59 new positions and closed 63 in Q3 2014.
  • National Planning Corporation's portfolio value rose 3.2% quarter-over-quarter to $1.31B.

Based on National Planning Corporation's 13F filing for Q3 2014, filed 24 Oct 2014.