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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.98%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.03B
AUM Growth
+$222M
Cap. Flow
+$191M
Cap. Flow %
18.54%
Top 10 Hldgs %
18.28%
Holding
699
New
154
Increased
385
Reduced
101
Closed
34

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$17M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.7M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$7.92M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$7.22M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.08M

Top Sells

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$11.4M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.17M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.64M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$4.47M
5
WIP icon
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
+$4.46M

Sector Composition

Rank Sector Weight
1 Energy 7.94%
2 Consumer Staples 4.49%
3 Technology 3.41%
4 Healthcare 3.33%
5 Industrials 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLX icon
201
Clorox
CLX
$12.7B
$1.13M 0.11%
13,678
+1,724
+14% +$146K
RSP icon
202
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$1.11M 0.11%
16,931
+3,722
+28% +$240K
VEU icon
203
Vanguard FTSE All-World ex-US ETF
VEU
$70.2B
$1.11M 0.11%
22,661
+5,026
+29% +$236K
NVS icon
204
Novartis
NVS
$297B
$1.09M 0.11%
15,721
+6,052
+63% +$400K
LOW icon
205
Lowe's Companies
LOW
$125B
$1.06M 0.1%
21,962
+4,307
+24% +$195K
DHC
206
Diversified Healthcare Trust
DHC
$2.14B
$1.06M 0.1%
44,488
+16,316
+58% +$395K
BP icon
207
BP
BP
$107B
$1.05M 0.1%
30,633
+18,732
+157% +$643K
UTG icon
208
Reaves Utility Income Fund
UTG
$3.61B
$1.05M 0.1%
42,239
+27,573
+188% +$673K
DPZ icon
209
Domino's
DPZ
$11.6B
$1.05M 0.1%
15,019
+1,204
+9% +$76.1K
TPLM
210
DELISTED
Triangle Petroleum Corporation
TPLM
$1.05M 0.1%
104,850
+15,600
+17% +$119K
CHI
211
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$1.04M 0.1%
82,513
+1,228
+2% +$15.5K
KMB icon
212
Kimberly-Clark
KMB
$36.5B
$1.03M 0.1%
11,343
+2,622
+30% +$243K
PFN
213
PIMCO Income Strategy Fund II
PFN
$703M
$1.03M 0.1%
100,666
+16,155
+19% +$164K
PVR
214
DELISTED
PVR PARTNERS L P COM UNIT REPTG LTD PARTNERSHIP INT
PVR
$1.02M 0.1%
44,366
+4,050
+10% +$101K
WBA
215
DELISTED
Walgreens Boots Alliance
WBA
$1.02M 0.1%
18,121
-202
-1% -$10.2K
IDE
216
Voya Infrastructure, Industrials and Materials Fund
IDE
$198M
$1.01M 0.1%
+61,100
New +$1.03M
CRF
217
Cornerstone Total Return Fund
CRF
$1.17B
$1.01M 0.1%
+38,045
New +$1M
ETN icon
218
Eaton
ETN
$174B
$994K 0.1%
14,371
+786
+6% +$52.8K
IBB icon
219
iShares Biotechnology ETF
IBB
$9.71B
$966K 0.09%
13,551
+6,141
+83% +$402K
AXP icon
220
American Express
AXP
$230B
$959K 0.09%
12,549
+2,743
+28% +$206K
IYE icon
221
iShares US Energy ETF
IYE
$1.7B
$954K 0.09%
19,977
+11,141
+126% +$521K
VBR icon
222
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$954K 0.09%
10,514
+5,596
+114% +$495K
PFL
223
PIMCO Income Strategy Fund
PFL
$388M
$951K 0.09%
81,808
+13,632
+20% +$157K
EIX icon
224
Edison International
EIX
$26.4B
$949K 0.09%
20,735
+2,588
+14% +$122K
BKLN icon
225
Invesco Senior Loan ETF
BKLN
$6.74B
$945K 0.09%
38,242
+5,368
+16% +$133K
7 8
9
10 11

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MIM
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CR
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q3 2013 Portfolio in Review

As of Q3 2013, National Planning Corporation held 699 positions worth $1.03B, up 28% from $807M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

National Planning Corporation deployed $191M of net new capital in Q3 2013, opening 154 new positions and adding to 385 existing holdings. Its largest new stake was Vanguard Total International Bond ETF: 133,772 shares worth $6.64M.

By sector, the portfolio is most concentrated in Energy at 7.9% of assets, up from 7.9% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares Broad USD Investment Grade Corporate Bond ETF, an estimated $11.4M trimmed.

  • National Planning Corporation's largest Q3 2013 buy was Vanguard Total International Bond ETF: 133,772 shares worth $6.64M.
  • National Planning Corporation added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2013, an estimated $17M increase.
  • National Planning Corporation's biggest Q3 2013 reduction was iShares Broad USD Investment Grade Corporate Bond ETF, cutting an estimated $11.4M.
  • National Planning Corporation fully exited MARKET VECTORS LATAM AGGREGATE BD ETF (DE) in Q3 2013, selling an estimated $3.01M.
  • National Planning Corporation's ten largest holdings make up 18% of its $1.03B portfolio in Q3 2013.
  • National Planning Corporation opened 154 new positions and closed 34 in Q3 2013.
  • National Planning Corporation's portfolio value rose 28% quarter-over-quarter to $1.03B.

Based on National Planning Corporation's 13F filing for Q3 2013, filed 22 Oct 2013.