National Planning Corporation’s State Street Financial Select Sector SPDR ETF XLF Stock Holding History

National Planning Corporation’s Portfolio XLF Stock Details XLF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-196,417	Closed	-$5.08M	–	634
2017 Q3	$5.08M	Sell	196,417 -8,196	-4%	-$204K	0.42%	46
2017 Q2	$5.12M	Buy	204,613 +15,175	+8%	+$360K	0.39%	54
2017 Q1	$4.48M	Buy	189,438 +23,345	+14%	+$559K	0.34%	65
2016 Q4	$3.86M	Buy	166,093 +86,296	+108%	+$1.85M	0.3%	70
2016 Q3	$1.59M	Sell	79,797 -6,485	-8%	-$134K	0.13%	176
2016 Q2	$1.77M	Sell	86,282 -6,711	-7%	-$136K	0.14%	160
2016 Q1	$1.89M	Sell	92,993 -37,470	-29%	-$714K	0.16%	140
2015 Q4	$2.4M	Buy	130,463 +42,299	+48%	+$891K	0.2%	117
2015 Q3	$1.89M	Sell	88,164 -2,059	-2%	-$43.6K	0.17%	128
2015 Q2	$2M	Buy	90,223 +6,429	+8%	+$139K	0.18%	121
2015 Q1	$1.79M	Sell	83,794 -11,549	-12%	-$244K	0.16%	133
2014 Q4	$2.02M	Buy	95,343 +20,466	+27%	+$429K	0.14%	135
2014 Q3	$1.53M	Buy	74,877 +1,410	+2%	+$28.5K	0.12%	174
2014 Q2	$1.47M	Buy	73,467 +780	+1%	+$15.2K	0.12%	184
2014 Q1	$1.43M	Sell	72,687 -4,347	-6%	-$83K	0.12%	171
2013 Q4	$1.48M	Buy	77,034 +7,252	+10%	+$133K	0.13%	173
2013 Q3	$1.22M	Sell	69,782 -252,158	-78%	-$4.47M	0.12%	189
2013 Q2	$5.5M	Buy	+321,940	New	+$5.4M	0.68%	33

Other funds holding XLF

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Clal Insurance Tel-Aviv, Israel $16.6B AUM 68.34% 1-Year Est. Return

SGI

Swan Global Investments Durango, Colorado $3B AUM 15.66% 1-Year Est. Return

National Planning Corporation's XLF Position: Q4 2017 in Review

National Planning Corporation sold out of State Street Financial Select Sector SPDR ETF (XLF) in Q4 2017, closing a stake of 196,417 shares — an estimated $5.08M sold.

National Planning Corporation first reported a position in XLF in Q2 2013 and held it in 18 quarters. The position peaked at $5.5M in Q2 2013. 960 funds tracked by Wall St. Rank hold XLF as of Q4 2017.

National Planning Corporation reported no remaining State Street Financial Select Sector SPDR ETF position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 196,417 State Street Financial Select Sector SPDR ETF shares in Q4 2017, an estimated $5.08M.
National Planning Corporation first reported a position in State Street Financial Select Sector SPDR ETF in Q2 2013 and held it in 18 quarters.
National Planning Corporation's State Street Financial Select Sector SPDR ETF position peaked at $5.5M in Q2 2013.
960 funds tracked by Wall St. Rank held State Street Financial Select Sector SPDR ETF as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.