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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.23%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$34.5M
Cap. Flow
-$2.94M
Cap. Flow %
-0.23%
Top 10 Hldgs %
22.52%
Holding
717
New
51
Increased
262
Reduced
287
Closed
59

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$24.4M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.2M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$15.6M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$12.9M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$11M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$24.1M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$22.4M
3
IYR icon
iShares US Real Estate ETF
IYR
+$19.4M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$10.7M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.67M

Sector Composition

Rank Sector Weight
1 Financials 4.44%
2 Healthcare 4.28%
3 Consumer Staples 4.2%
4 Technology 3.63%
5 Energy 3.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HDV
151
iShares Core High Dividend ETF
HDV
$14.8B
$1.82M 0.14%
114,935
+3,755
+3% +$61.8K
NEA icon
152
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$1.82M 0.14%
+132,414
New +$1.97M
AXS icon
153
AXIS Capital
AXS
$7.55B
$1.8M 0.14%
30,711
+33
+0.1% +$1.82K
LAMR icon
154
Lamar Advertising Co
LAMR
$16.3B
$1.8M 0.14%
29,391
+283
+1% +$18.3K
HD icon
155
Home Depot
HD
$355B
$1.79M 0.14%
14,485
-340
-2% -$45.3K
VBR icon
156
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$1.77M 0.14%
16,498
+615
+4% +$67.4K
COP icon
157
ConocoPhillips
COP
$141B
$1.77M 0.14%
40,309
-1,750
-4% -$72.7K
PM icon
158
Philip Morris
PM
$295B
$1.75M 0.14%
17,982
-802
-4% -$80.3K
PCI
159
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$1.74M 0.14%
86,392
+14,242
+20% +$284K
PSB
160
DELISTED
PS Business Parks, Inc.
PSB
$1.74M 0.14%
16,250
+177
+1% +$19.5K
WBA
161
DELISTED
Walgreens Boots Alliance
WBA
$1.74M 0.14%
21,302
-724
-3% -$59K
AMLP icon
162
Alerian MLP ETF
AMLP
$13.1B
$1.73M 0.14%
28,997
+1,134
+4% +$71.7K
VEU icon
163
Vanguard FTSE All-World ex-US ETF
VEU
$70.2B
$1.72M 0.14%
38,758
+2,361
+6% +$106K
SLV icon
164
iShares Silver Trust
SLV
$30.9B
$1.68M 0.13%
97,086
+7,945
+9% +$148K
SIGI icon
165
Selective Insurance
SIGI
$5.73B
$1.67M 0.13%
46,395
-20
-0% -$786
F icon
166
Ford
F
$55.7B
$1.67M 0.13%
144,337
+3,633
+3% +$45.9K
IWR icon
167
iShares Russell Mid-Cap ETF
IWR
$57.5B
$1.67M 0.13%
39,576
+92
+0.2% +$3.99K
GSLC icon
168
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16B
$1.65M 0.13%
38,739
-2,351
-6% -$103K
GIS icon
169
General Mills
GIS
$19.7B
$1.65M 0.13%
26,686
+1,979
+8% +$138K
NOBL icon
170
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$1.64M 0.13%
62,582
+6,890
+12% +$190K
DSL
171
DoubleLine Income Solutions Fund
DSL
$1.24B
$1.63M 0.13%
88,386
-1,750
-2% -$33.3K
VXUS icon
172
Vanguard Total International Stock ETF
VXUS
$163B
$1.63M 0.13%
35,298
+4,467
+14% +$208K
XLP icon
173
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$1.62M 0.13%
30,882
-10,310
-25% -$562K
FXO icon
174
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$1.62M 0.13%
67,039
+56,414
+531% +$1.36M
CVS icon
175
CVS Health
CVS
$122B
$1.61M 0.13%
19,291
-1,673
-8% -$158K
5 6
7
8 9

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MIM
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National Planning Corporation's Q3 2016 Portfolio in Review

As of Q3 2016, National Planning Corporation held 717 positions worth $1.26B, down 2.7% from $1.29B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

National Planning Corporation's Q3 2016 filing shows 51 new, 262 increased, 287 reduced and 59 closed positions. Its largest new stake was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $24.1M.

By sector, the portfolio is most concentrated in Financials at 4.4% of assets, down from 4.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q3 2016 buy was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M.
  • National Planning Corporation added most to iShares Russell 2000 ETF in Q3 2016, an estimated $24.4M increase.
  • National Planning Corporation's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $24.1M.
  • National Planning Corporation fully exited VictoryShares International Volatility Wtd ETF in Q3 2016, selling an estimated $5.04M.
  • National Planning Corporation's ten largest holdings make up 23% of its $1.26B portfolio in Q3 2016.
  • National Planning Corporation opened 51 new positions and closed 59 in Q3 2016.
  • National Planning Corporation's portfolio value fell 2.7% quarter-over-quarter to $1.26B.

Based on National Planning Corporation's 13F filing for Q3 2016, filed 10 Nov 2016.