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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
-0.95%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.31B
AUM Growth
+$41M
Cap. Flow
+$69M
Cap. Flow %
5.25%
Top 10 Hldgs %
22.21%
Holding
815
New
59
Increased
346
Reduced
277
Closed
63

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$15.7M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$14.4M
4
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$14M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$8.66M

Top Sells

Rank Stock Value
1
IYM icon
iShares US Basic Materials ETF
IYM
+$13.6M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.3M
3
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$10.5M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$10.4M
5
IYR icon
iShares US Real Estate ETF
IYR
+$10.3M

Sector Composition

Rank Sector Weight
1 Energy 7.13%
2 Healthcare 5.23%
3 Consumer Staples 4.2%
4 Technology 3.9%
5 Financials 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXG icon
151
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$1.79M 0.14%
45,437
+33,022
+266% +$1.3M
CELG
152
DELISTED
Celgene Corp
CELG
$1.77M 0.13%
18,608
+1,150
+7% +$104K
BSJI
153
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$1.74M 0.13%
65,347
+18,347
+39% +$497K
PFF icon
154
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.73M 0.13%
43,955
+795
+2% +$31.5K
SDIV icon
155
Global X SuperDividend ETF
SDIV
$1.22B
$1.71M 0.13%
24,074
-2,473
-9% -$189K
OXY icon
156
Occidental Petroleum
OXY
$55.9B
$1.7M 0.13%
18,524
-1,258
-6% -$121K
ALFA
157
DELISTED
AlphaClone Alternative Alpha ETF
ALFA
$1.7M 0.13%
42,682
+10,553
+33% +$415K
PHT
158
DELISTED
Pioneer High Income Fund
PHT
$1.69M 0.13%
98,518
-11,867
-11% -$210K
DD
159
DELISTED
Du Pont De Nemours E I
DD
$1.69M 0.13%
25,206
-1,159
-4% -$73K
PM icon
160
Philip Morris
PM
$295B
$1.65M 0.13%
19,573
-222
-1% -$18.8K
CSCO icon
161
Cisco
CSCO
$479B
$1.63M 0.12%
64,383
+275
+0.4% +$6.92K
MOAT icon
162
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
$1.63M 0.12%
52,301
+13,001
+33% +$405K
UNP icon
163
Union Pacific
UNP
$174B
$1.62M 0.12%
14,815
+3,158
+27% +$327K
PCN
164
PIMCO Corporate & Income Strategy Fund
PCN
$885M
$1.62M 0.12%
101,300
+4,559
+5% +$75.5K
FGD icon
165
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
$1.61M 0.12%
61,406
+47,202
+332% +$1.34M
TYG
166
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$1.61M 0.12%
8,371
-84
-1% -$16.1K
RGP
167
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
$1.59M 0.12%
49,567
+511
+1% +$16.2K
ED icon
168
Consolidated Edison
ED
$39.9B
$1.58M 0.12%
27,719
-1,124
-4% -$63.8K
IWB icon
169
iShares Russell 1000 ETF
IWB
$50.2B
$1.56M 0.12%
14,250
+62
+0.4% +$6.85K
IXN icon
170
iShares Global Tech ETF
IXN
$9.26B
$1.56M 0.12%
103,350
+7,428
+8% +$113K
IWX icon
171
iShares Russell Top 200 Value ETF
IWX
$4.03B
$1.55M 0.12%
36,394
-181
-0.5% -$7.78K
MBB icon
172
iShares MBS ETF
MBB
$39.1B
$1.55M 0.12%
14,329
-1,520
-10% -$164K
AMLP icon
173
Alerian MLP ETF
AMLP
$13.1B
$1.54M 0.12%
16,220
-1,510
-9% -$143K
XLF icon
174
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
$1.53M 0.12%
74,877
+1,410
+2% +$28.5K
SO icon
175
Southern Company
SO
$107B
$1.52M 0.12%
34,461
+3,731
+12% +$164K
5 6
7
8 9

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MIM
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CR
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q3 2014 Portfolio in Review

As of Q3 2014, National Planning Corporation held 815 positions worth $1.31B, up 3.2% from $1.27B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation deployed $69M of net new capital in Q3 2014, opening 59 new positions and adding to 346 existing holdings. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.

By sector, the portfolio is most concentrated in Energy at 7.1% of assets, down from 8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares US Basic Materials ETF, an estimated $13.6M trimmed.

  • National Planning Corporation's largest Q3 2014 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.
  • National Planning Corporation added most to Invesco QQQ Trust in Q3 2014, an estimated $16.1M increase.
  • National Planning Corporation's biggest Q3 2014 reduction was iShares US Basic Materials ETF, cutting an estimated $13.6M.
  • National Planning Corporation fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2014, selling an estimated $5.12M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.31B portfolio in Q3 2014.
  • National Planning Corporation opened 59 new positions and closed 63 in Q3 2014.
  • National Planning Corporation's portfolio value rose 3.2% quarter-over-quarter to $1.31B.

Based on National Planning Corporation's 13F filing for Q3 2014, filed 24 Oct 2014.