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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.23%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$34.5M
Cap. Flow
-$2.94M
Cap. Flow %
-0.23%
Top 10 Hldgs %
22.52%
Holding
717
New
51
Increased
262
Reduced
287
Closed
59

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$24.4M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.2M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$15.6M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$12.9M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$11M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$24.1M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$22.4M
3
IYR icon
iShares US Real Estate ETF
IYR
+$19.4M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$10.7M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.67M

Sector Composition

Rank Sector Weight
1 Financials 4.44%
2 Healthcare 4.28%
3 Consumer Staples 4.2%
4 Technology 3.63%
5 Energy 3.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPAC icon
126
iShares Core MSCI Pacific ETF
IPAC
$2.77B
$2.14M 0.17%
42,648
-1,656
-4% -$81.7K
HYLS icon
127
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$2.14M 0.17%
44,389
+1,306
+3% +$63.4K
TRV icon
128
Travelers Companies
TRV
$80.2B
$2.12M 0.17%
20,115
+103
+0.5% +$12.1K
GOOG icon
129
Alphabet (Google) Class C
GOOG
$4.32T
$2.12M 0.17%
54,080
-2,420
-4% -$91.9K
RAI
130
DELISTED
Reynolds American Inc
RAI
$2.11M 0.17%
38,292
+2,267
+6% +$114K
IJT icon
131
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.41B
$2.08M 0.17%
32,012
+15,226
+91% +$1.03M
RSPS icon
132
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$247M
$2.06M 0.16%
85,700
+3,680
+4% +$93K
KO icon
133
Coca-Cola
KO
$375B
$2.06M 0.16%
48,618
+4,961
+11% +$217K
RWX icon
134
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$2.04M 0.16%
52,251
+14,310
+38% +$602K
MRK icon
135
Merck
MRK
$318B
$2.04M 0.16%
35,566
-5,217
-13% -$305K
VO icon
136
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$2.01M 0.16%
64,080
-5,568
-8% -$179K
PFL
137
PIMCO Income Strategy Fund
PFL
$388M
$2M 0.16%
192,212
-2,850
-1% -$29.9K
SO icon
138
Southern Company
SO
$107B
$1.97M 0.16%
38,973
-1,965
-5% -$103K
SCHX icon
139
Schwab US Large- Cap ETF
SCHX
$74.6B
$1.97M 0.16%
232,896
+9,042
+4% +$77.6K
PCM
140
PCM Fund
PCM
$70.1M
$1.94M 0.15%
195,042
-4,057
-2% -$40.8K
BWX icon
141
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$1.94M 0.15%
69,780
+5,428
+8% +$156K
PHT
142
DELISTED
Pioneer High Income Fund
PHT
$1.93M 0.15%
197,132
-722
-0.4% -$7.5K
NLY icon
143
Annaly Capital Management
NLY
$17.4B
$1.91M 0.15%
46,422
+2,907
+7% +$126K
DWTR
144
DELISTED
Invesco DWA Tactical Sector Rotation ETF
DWTR
$1.89M 0.15%
77,850
-1,200
-2% -$30.3K
VER
145
DELISTED
VEREIT, Inc.
VER
$1.88M 0.15%
41,216
-766
-2% -$39.9K
IXUS icon
146
iShares Core MSCI Total International Stock ETF
IXUS
$60.4B
$1.88M 0.15%
+36,928
New +$1.89M
VXF icon
147
Vanguard Extended Market ETF
VXF
$31.9B
$1.86M 0.15%
21,195
-1,691
-7% -$152K
VTA
148
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$1.86M 0.15%
162,671
+7,833
+5% +$89.8K
EFAV icon
149
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$1.85M 0.15%
28,830
+5,696
+25% +$383K
COST icon
150
Costco
COST
$420B
$1.85M 0.15%
12,872
+737
+6% +$119K
4 5
6
7 8

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MIM
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LM
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National Planning Corporation's Q3 2016 Portfolio in Review

As of Q3 2016, National Planning Corporation held 717 positions worth $1.26B, down 2.7% from $1.29B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

National Planning Corporation's Q3 2016 filing shows 51 new, 262 increased, 287 reduced and 59 closed positions. Its largest new stake was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $24.1M.

By sector, the portfolio is most concentrated in Financials at 4.4% of assets, down from 4.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q3 2016 buy was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M.
  • National Planning Corporation added most to iShares Russell 2000 ETF in Q3 2016, an estimated $24.4M increase.
  • National Planning Corporation's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $24.1M.
  • National Planning Corporation fully exited VictoryShares International Volatility Wtd ETF in Q3 2016, selling an estimated $5.04M.
  • National Planning Corporation's ten largest holdings make up 23% of its $1.26B portfolio in Q3 2016.
  • National Planning Corporation opened 51 new positions and closed 59 in Q3 2016.
  • National Planning Corporation's portfolio value fell 2.7% quarter-over-quarter to $1.26B.

Based on National Planning Corporation's 13F filing for Q3 2016, filed 10 Nov 2016.