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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+4.11%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.22B
AUM Growth
+$132M
Cap. Flow
+$246M
Cap. Flow %
20.2%
Top 10 Hldgs %
19.82%
Holding
779
New
159
Increased
415
Reduced
133
Closed
50

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$24.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$21.2M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.62M
4
FSK icon
FS KKR Capital
FSK
+$8.41M
5
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$7.89M

Top Sells

Rank Stock Value
1
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$15.2M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$15M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.2M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.8M
5
IYR icon
iShares US Real Estate ETF
IYR
+$9.65M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.17%
2 Healthcare 5.02%
3 Financials 4.99%
4 Energy 4.24%
5 Technology 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLE icon
126
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$2.17M 0.18%
77,636
+58,922
+315% +$1.94M
IMCB icon
127
iShares Morningstar Mid-Cap ETF
IMCB
$1.7B
$2.16M 0.18%
66,328
+6,368
+11% +$231K
WMT icon
128
Walmart Inc
WMT
$890B
$2.15M 0.18%
96,132
+40,212
+72% +$807K
XLP icon
129
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$2.15M 0.18%
43,218
+20,359
+89% +$1.01M
SCHX icon
130
Schwab US Large- Cap ETF
SCHX
$74.6B
$2.11M 0.17%
284,706
+1,452
+0.5% +$11.8K
JPI
131
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$2.11M 0.17%
90,843
+11,005
+14% +$253K
VBR icon
132
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$2.09M 0.17%
23,188
+9,541
+70% +$973K
FFC
133
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$2.09M 0.17%
105,352
+11,631
+12% +$231K
COST icon
134
Costco
COST
$420B
$2.04M 0.17%
14,155
+3,058
+28% +$483K
SLB icon
135
SLB Ltd
SLB
$75B
$2.02M 0.17%
29,414
+1,809
+7% +$135K
BAC icon
136
Bank of America
BAC
$442B
$2.01M 0.17%
155,471
+79,087
+104% +$1.34M
HYLS icon
137
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$2.01M 0.16%
43,672
+3,816
+10% +$183K
LMT icon
138
Lockheed Martin
LMT
$136B
$2M 0.16%
9,431
+2,769
+42% +$601K
XLU icon
139
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$1.98M 0.16%
85,208
+39,628
+87% +$859K
VXF icon
140
Vanguard Extended Market ETF
VXF
$31.9B
$1.98M 0.16%
27,021
+1,252
+5% +$107K
XLY icon
141
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$1.96M 0.16%
55,762
+33,272
+148% +$1.32M
VDC icon
142
Vanguard Consumer Staples ETF
VDC
$7.97B
$1.91M 0.16%
15,127
-6,474
-30% -$826K
VTR icon
143
Ventas
VTR
$47.9B
$1.89M 0.15%
33,563
+9,995
+42% +$544K
IWD icon
144
iShares Russell 1000 Value ETF
IWD
$83.9B
$1.88M 0.15%
20,736
-4,725
-19% -$469K
MDY icon
145
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$1.86M 0.15%
7,999
-3,075
-28% -$800K
NLY icon
146
Annaly Capital Management
NLY
$17.4B
$1.84M 0.15%
47,405
-2,980
-6% -$116K
VOO icon
147
Vanguard S&P 500 ETF
VOO
$1.03T
$1.84M 0.15%
10,695
+8,867
+485% +$1.67M
FNB icon
148
FNB Corp
FNB
$6.75B
$1.84M 0.15%
+152,000
New +$2.08M
MBB icon
149
iShares MBS ETF
MBB
$39.1B
$1.83M 0.15%
16,755
-28,725
-63% -$3.13M
AFL icon
150
Aflac
AFL
$62.6B
$1.82M 0.15%
62,624
+44,246
+241% +$1.38M
4 5
6
7 8

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National Planning Corporation's Q4 2015 Portfolio in Review

As of Q4 2015, National Planning Corporation held 779 positions worth $1.22B, up 12% from $1.09B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

National Planning Corporation deployed $246M of net new capital in Q4 2015, opening 159 new positions and adding to 415 existing holdings. Its largest new stake was VictoryShares US 500 Volatility Wtd ETF: 218,249 shares worth $7.22M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.2% of assets, up from 4.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares S&P Small-Cap 600 Growth ETF, an estimated $15.2M trimmed.

  • National Planning Corporation's largest Q4 2015 buy was VictoryShares US 500 Volatility Wtd ETF: 218,249 shares worth $7.22M.
  • National Planning Corporation added most to Vanguard Intermediate-Term Bond ETF in Q4 2015, an estimated $24.8M increase.
  • National Planning Corporation's biggest Q4 2015 reduction was iShares S&P Small-Cap 600 Growth ETF, cutting an estimated $15.2M.
  • National Planning Corporation fully exited AlphaClone Alternative Alpha ETF in Q4 2015, selling an estimated $4.9M.
  • National Planning Corporation's ten largest holdings make up 20% of its $1.22B portfolio in Q4 2015.
  • National Planning Corporation opened 159 new positions and closed 50 in Q4 2015.
  • National Planning Corporation's portfolio value rose 12% quarter-over-quarter to $1.22B.

Based on National Planning Corporation's 13F filing for Q4 2015, filed 16 Feb 2016.