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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.23%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$34.5M
Cap. Flow
-$2.94M
Cap. Flow %
-0.23%
Top 10 Hldgs %
22.52%
Holding
717
New
51
Increased
262
Reduced
287
Closed
59

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$24.4M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.2M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$15.6M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$12.9M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$11M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$24.1M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$22.4M
3
IYR icon
iShares US Real Estate ETF
IYR
+$19.4M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$10.7M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.67M

Sector Composition

Rank Sector Weight
1 Financials 4.44%
2 Healthcare 4.28%
3 Consumer Staples 4.2%
4 Technology 3.63%
5 Energy 3.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWB icon
101
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.61B
$2.72M 0.22%
60,572
+44,900
+286% +$2.05M
PDP icon
102
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$2.65M 0.21%
64,477
-1,322
-2% -$56.5K
IWD icon
103
iShares Russell 1000 Value ETF
IWD
$83.9B
$2.63M 0.21%
25,209
-298
-1% -$31.4K
TIP icon
104
iShares TIPS Bond ETF
TIP
$14.7B
$2.63M 0.21%
22,669
+5,893
+35% +$684K
PFE icon
105
Pfizer
PFE
$153B
$2.6M 0.21%
90,358
-3,483
-4% -$116K
XLU icon
106
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$2.59M 0.21%
106,030
+13,396
+14% +$340K
PKO
107
DELISTED
Pimco Income Opportunity Fund
PKO
$2.54M 0.2%
115,547
+3,302
+3% +$77.7K
LMT icon
108
Lockheed Martin
LMT
$136B
$2.52M 0.2%
10,529
+239
+2% +$59.8K
PCY icon
109
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$2.49M 0.2%
83,391
+60,706
+268% +$1.84M
IMCB icon
110
iShares Morningstar Mid-Cap ETF
IMCB
$1.7B
$2.4M 0.19%
64,304
+3,780
+6% +$146K
MCD icon
111
McDonald's
MCD
$195B
$2.4M 0.19%
21,306
-2,928
-12% -$347K
SPLV icon
112
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$2.4M 0.19%
59,466
-254,112
-81% -$10.7M
DLN icon
113
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
$2.38M 0.19%
63,152
-1,654
-3% -$63.9K
TOTL icon
114
State Street DoubleLine Total Return Tactical ETF
TOTL
$4B
$2.38M 0.19%
47,718
+1,272
+3% +$63.7K
NAD icon
115
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$2.37M 0.19%
165,317
+111,358
+206% +$1.73M
RSP icon
116
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$2.35M 0.19%
28,688
-2,910
-9% -$242K
VGT icon
117
Vanguard Information Technology ETF
VGT
$149B
$2.31M 0.18%
154,608
+3,632
+2% +$52.6K
IDU icon
118
iShares US Utilities ETF
IDU
$1.36B
$2.28M 0.18%
37,482
+7,958
+27% +$505K
XLV icon
119
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$2.27M 0.18%
33,260
-14,711
-31% -$1.08M
JPM icon
120
JPMorgan Chase
JPM
$950B
$2.24M 0.18%
32,048
-7,953
-20% -$519K
IEFA icon
121
iShares Core MSCI EAFE ETF
IEFA
$196B
$2.22M 0.18%
41,428
+15,508
+60% +$837K
IJS icon
122
iShares S&P Small-Cap 600 Value ETF
IJS
$8.37B
$2.2M 0.17%
36,494
-16,956
-32% -$1.04M
PFN
123
PIMCO Income Strategy Fund II
PFN
$703M
$2.19M 0.17%
236,459
-3,937
-2% -$37K
ED icon
124
Consolidated Edison
ED
$39.9B
$2.17M 0.17%
29,129
-674
-2% -$52.4K
VGK icon
125
Vanguard FTSE Europe ETF
VGK
$31.1B
$2.16M 0.17%
46,285
-1,316
-3% -$63.3K
3 4
5
6 7

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MIM
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DI
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LM
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GHA
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National Planning Corporation's Q3 2016 Portfolio in Review

As of Q3 2016, National Planning Corporation held 717 positions worth $1.26B, down 2.7% from $1.29B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

National Planning Corporation's Q3 2016 filing shows 51 new, 262 increased, 287 reduced and 59 closed positions. Its largest new stake was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $24.1M.

By sector, the portfolio is most concentrated in Financials at 4.4% of assets, down from 4.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q3 2016 buy was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M.
  • National Planning Corporation added most to iShares Russell 2000 ETF in Q3 2016, an estimated $24.4M increase.
  • National Planning Corporation's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $24.1M.
  • National Planning Corporation fully exited VictoryShares International Volatility Wtd ETF in Q3 2016, selling an estimated $5.04M.
  • National Planning Corporation's ten largest holdings make up 23% of its $1.26B portfolio in Q3 2016.
  • National Planning Corporation opened 51 new positions and closed 59 in Q3 2016.
  • National Planning Corporation's portfolio value fell 2.7% quarter-over-quarter to $1.26B.

Based on National Planning Corporation's 13F filing for Q3 2016, filed 10 Nov 2016.