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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
-0.95%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.31B
AUM Growth
+$41M
Cap. Flow
+$69M
Cap. Flow %
5.25%
Top 10 Hldgs %
22.21%
Holding
815
New
59
Increased
346
Reduced
277
Closed
63

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$15.7M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$14.4M
4
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$14M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$8.66M

Top Sells

Rank Stock Value
1
IYM icon
iShares US Basic Materials ETF
IYM
+$13.6M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.3M
3
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$10.5M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$10.4M
5
IYR icon
iShares US Real Estate ETF
IYR
+$10.3M

Sector Composition

Rank Sector Weight
1 Energy 7.13%
2 Healthcare 5.23%
3 Consumer Staples 4.2%
4 Technology 3.9%
5 Financials 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CE icon
101
Celanese
CE
$4.82B
$2.51M 0.19%
+44,148
New +$2.72M
IYF icon
102
iShares US Financials ETF
IYF
$4.39B
$2.47M 0.19%
58,686
+53,240
+978% +$2.23M
XLU icon
103
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$2.46M 0.19%
115,416
+10,402
+10% +$220K
NLY icon
104
Annaly Capital Management
NLY
$17.4B
$2.45M 0.19%
56,685
+10,465
+23% +$478K
ABT icon
105
Abbott
ABT
$187B
$2.42M 0.18%
57,986
-4,886
-8% -$207K
PTY icon
106
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$2.41M 0.18%
140,556
-8,342
-6% -$154K
WMT icon
107
Walmart Inc
WMT
$890B
$2.4M 0.18%
93,135
+501
+0.5% +$12.7K
HON icon
108
Honeywell
HON
$78B
$2.37M 0.18%
28,773
+15,334
+114% +$1.3M
GOF icon
109
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
$2.36M 0.18%
107,947
+5,702
+6% +$124K
EEP
110
DELISTED
Enbridge Energy Partners
EEP
$2.35M 0.18%
62,422
+1,423
+2% +$51.2K
PID icon
111
Invesco International Dividend Achievers ETF
PID
$919M
$2.33M 0.18%
127,476
+1,649
+1% +$31.8K
MGC icon
112
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$2.33M 0.18%
34,566
+263
+0.8% +$17.8K
MDY icon
113
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$2.3M 0.17%
9,250
-44,092
-83% -$11.3M
TIP icon
114
iShares TIPS Bond ETF
TIP
$14.7B
$2.27M 0.17%
20,211
-1,202
-6% -$137K
DLN icon
115
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
$2.25M 0.17%
63,248
-3,212
-5% -$114K
RPG icon
116
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$2.16M 0.16%
140,425
+17,055
+14% +$266K
RIG icon
117
Transocean
RIG
$5.82B
$2.16M 0.16%
71,522
+66,207
+1,246% +$2.59M
CL icon
118
Colgate-Palmolive
CL
$74.4B
$2.15M 0.16%
32,914
-1,206
-4% -$79.5K
EWJ icon
119
iShares MSCI Japan ETF
EWJ
$22.8B
$2.15M 0.16%
46,651
+488
+1% +$23.3K
BND icon
120
Vanguard Total Bond Market
BND
$161B
$2.09M 0.16%
25,497
+1,293
+5% +$106K
VO icon
121
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$2.04M 0.16%
69,964
+356
+0.5% +$10.6K
TPLM
122
DELISTED
Triangle Petroleum Corporation
TPLM
$2.04M 0.15%
201,475
-1,100
-0.5% -$12.5K
VCSH icon
123
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$2.03M 0.15%
25,465
+4,981
+24% +$399K
ABBV icon
124
AbbVie
ABBV
$435B
$2.03M 0.15%
34,573
+355
+1% +$19.7K
IYE icon
125
iShares US Energy ETF
IYE
$1.7B
$2.03M 0.15%
40,310
-48,425
-55% -$2.67M
3 4
5
6 7

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MIM
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CR
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q3 2014 Portfolio in Review

As of Q3 2014, National Planning Corporation held 815 positions worth $1.31B, up 3.2% from $1.27B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation deployed $69M of net new capital in Q3 2014, opening 59 new positions and adding to 346 existing holdings. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.

By sector, the portfolio is most concentrated in Energy at 7.1% of assets, down from 8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares US Basic Materials ETF, an estimated $13.6M trimmed.

  • National Planning Corporation's largest Q3 2014 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.
  • National Planning Corporation added most to Invesco QQQ Trust in Q3 2014, an estimated $16.1M increase.
  • National Planning Corporation's biggest Q3 2014 reduction was iShares US Basic Materials ETF, cutting an estimated $13.6M.
  • National Planning Corporation fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2014, selling an estimated $5.12M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.31B portfolio in Q3 2014.
  • National Planning Corporation opened 59 new positions and closed 63 in Q3 2014.
  • National Planning Corporation's portfolio value rose 3.2% quarter-over-quarter to $1.31B.

Based on National Planning Corporation's 13F filing for Q3 2014, filed 24 Oct 2014.