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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.98%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.03B
AUM Growth
+$222M
Cap. Flow
+$191M
Cap. Flow %
18.54%
Top 10 Hldgs %
18.28%
Holding
699
New
154
Increased
385
Reduced
101
Closed
34

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$17M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.7M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$7.92M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$7.22M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.08M

Top Sells

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$11.4M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.17M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.64M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$4.47M
5
WIP icon
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
+$4.46M

Sector Composition

Rank Sector Weight
1 Energy 7.94%
2 Consumer Staples 4.49%
3 Technology 3.41%
4 Healthcare 3.33%
5 Industrials 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYM icon
101
Vanguard High Dividend Yield ETF
VYM
$83.5B
$2.32M 0.23%
40,092
-17,095
-30% -$993K
BAC icon
102
Bank of America
BAC
$442B
$2.31M 0.22%
165,489
+61,857
+60% +$883K
MCD icon
103
McDonald's
MCD
$195B
$2.29M 0.22%
23,690
+5,469
+30% +$534K
NLY icon
104
Annaly Capital Management
NLY
$17.4B
$2.28M 0.22%
48,233
+5,430
+13% +$256K
JPM icon
105
JPMorgan Chase
JPM
$950B
$2.27M 0.22%
43,898
+13,432
+44% +$720K
IYM icon
106
iShares US Basic Materials ETF
IYM
$1.02B
$2.26M 0.22%
+30,433
New +$2.18M
TIP icon
107
iShares TIPS Bond ETF
TIP
$14.7B
$2.25M 0.22%
20,091
-9,118
-31% -$1.02M
IYJ icon
108
iShares US Industrials ETF
IYJ
$1.95B
$2.24M 0.22%
49,272
+41,198
+510% +$1.82M
XLU icon
109
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$2.24M 0.22%
120,458
+55,506
+85% +$1.06M
DNKN
110
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$2.22M 0.22%
48,620
+20,466
+73% +$897K
WMT icon
111
Walmart Inc
WMT
$890B
$2.2M 0.21%
89,424
+39,870
+80% +$1.01M
XLI icon
112
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$2.17M 0.21%
46,143
-31,704
-41% -$1.43M
XLY icon
113
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$2.15M 0.21%
70,866
-66,230
-48% -$1.96M
IJJ icon
114
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.03B
$2.15M 0.21%
39,404
-38,068
-49% -$2.03M
SCHA icon
115
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$2.09M 0.2%
171,524
-10,596
-6% -$124K
CL icon
116
Colgate-Palmolive
CL
$74.4B
$2.08M 0.2%
34,648
+18,451
+114% +$1.09M
HIX
117
Western Asset High Income Fund II
HIX
$355M
$2.03M 0.2%
215,676
+61,891
+40% +$558K
CLNY
118
DELISTED
Colony Capital, Inc.
CLNY
$2.03M 0.2%
100,946
-72,001
-42% -$1.46M
DLN icon
119
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
$2.02M 0.2%
65,556
+2,104
+3% +$64.9K
IFLN
120
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$307M
$2.01M 0.2%
106,815
+1,164
+1% +$21.9K
PM icon
121
Philip Morris
PM
$295B
$2M 0.19%
22,925
+554
+2% +$48.4K
PID icon
122
Invesco International Dividend Achievers ETF
PID
$919M
$1.99M 0.19%
114,829
+15,015
+15% +$255K
ETP
123
DELISTED
Energy Transfer Partners L.p.
ETP
$1.96M 0.19%
37,596
+8,666
+30% +$447K
GOF icon
124
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
$1.95M 0.19%
87,934
+5,910
+7% +$129K
ABT icon
125
Abbott
ABT
$187B
$1.92M 0.19%
56,820
+6,688
+13% +$235K
3 4
5
6 7

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MIM
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National Planning Corporation's Q3 2013 Portfolio in Review

As of Q3 2013, National Planning Corporation held 699 positions worth $1.03B, up 28% from $807M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

National Planning Corporation deployed $191M of net new capital in Q3 2013, opening 154 new positions and adding to 385 existing holdings. Its largest new stake was Vanguard Total International Bond ETF: 133,772 shares worth $6.64M.

By sector, the portfolio is most concentrated in Energy at 7.9% of assets, up from 7.9% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares Broad USD Investment Grade Corporate Bond ETF, an estimated $11.4M trimmed.

  • National Planning Corporation's largest Q3 2013 buy was Vanguard Total International Bond ETF: 133,772 shares worth $6.64M.
  • National Planning Corporation added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2013, an estimated $17M increase.
  • National Planning Corporation's biggest Q3 2013 reduction was iShares Broad USD Investment Grade Corporate Bond ETF, cutting an estimated $11.4M.
  • National Planning Corporation fully exited MARKET VECTORS LATAM AGGREGATE BD ETF (DE) in Q3 2013, selling an estimated $3.01M.
  • National Planning Corporation's ten largest holdings make up 18% of its $1.03B portfolio in Q3 2013.
  • National Planning Corporation opened 154 new positions and closed 34 in Q3 2013.
  • National Planning Corporation's portfolio value rose 28% quarter-over-quarter to $1.03B.

Based on National Planning Corporation's 13F filing for Q3 2013, filed 22 Oct 2013.