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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.98%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.03B
AUM Growth
+$222M
Cap. Flow
+$191M
Cap. Flow %
18.54%
Top 10 Hldgs %
18.28%
Holding
699
New
154
Increased
385
Reduced
101
Closed
34

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$17M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.7M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$7.92M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$7.22M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.08M

Top Sells

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$11.4M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.17M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.64M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$4.47M
5
WIP icon
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
+$4.46M

Sector Composition

Rank Sector Weight
1 Energy 7.94%
2 Consumer Staples 4.49%
3 Technology 3.41%
4 Healthcare 3.33%
5 Industrials 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLV icon
76
iShares Silver Trust
SLV
$30.9B
$2.98M 0.29%
145,874
+9,706
+7% +$201K
SHW icon
77
Sherwin-Williams
SHW
$89.8B
$2.95M 0.29%
47,895
+555
+1% +$32.6K
MDY icon
78
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$2.78M 0.27%
12,121
+2,934
+32% +$652K
OHI icon
79
Omega Healthcare
OHI
$14.7B
$2.74M 0.27%
89,407
+8,531
+11% +$260K
MSFT icon
80
Microsoft
MSFT
$3.71T
$2.73M 0.26%
81,178
+21,601
+36% +$711K
IJK icon
81
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$2.68M 0.26%
76,136
-79,092
-51% -$2.69M
VNQ icon
82
Vanguard Real Estate ETF
VNQ
$39.1B
$2.68M 0.26%
40,067
+9,151
+30% +$622K
F icon
83
Ford
F
$55.7B
$2.66M 0.26%
155,088
+59,365
+62% +$1M
PFE icon
84
Pfizer
PFE
$153B
$2.63M 0.26%
96,001
-10,442
-10% -$284K
MTGE
85
DELISTED
MTGE Investment Corp. Common Stock
MTGE
$2.62M 0.25%
+129,361
New +$2.5M
INTC icon
86
Intel
INTC
$513B
$2.61M 0.25%
114,107
+15,426
+16% +$355K
ONIT
87
Onity Group
ONIT
$332M
$2.58M 0.25%
3,079
-85
-3% -$64.1K
VSS icon
88
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$2.55M 0.25%
25,335
+4,479
+21% +$428K
BMY icon
89
Bristol-Myers Squibb
BMY
$132B
$2.55M 0.25%
54,052
+8,751
+19% +$384K
META icon
90
Meta Platforms (Facebook)
META
$1.51T
$2.55M 0.25%
50,715
+14,717
+41% +$548K
STWD icon
91
Starwood Property Trust
STWD
$6.09B
$2.53M 0.25%
129,574
-53,803
-29% -$1.08M
PKO
92
DELISTED
Pimco Income Opportunity Fund
PKO
$2.49M 0.24%
90,127
+10,426
+13% +$284K
DIS icon
93
Walt Disney
DIS
$181B
$2.48M 0.24%
38,398
+5,521
+17% +$354K
ZROZ icon
94
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.32B
$2.44M 0.24%
27,835
-4,321
-13% -$383K
XMLV icon
95
Invesco S&P MidCap Low Volatility ETF
XMLV
$748M
$2.44M 0.24%
89,755
+6,113
+7% +$166K
DUK icon
96
Duke Energy
DUK
$97.3B
$2.36M 0.23%
35,264
+5,975
+20% +$408K
IWD icon
97
iShares Russell 1000 Value ETF
IWD
$83.9B
$2.35M 0.23%
27,111
+17,787
+191% +$1.54M
ILCV icon
98
iShares Morningstar Value ETF
ILCV
$1.35B
$2.35M 0.23%
63,708
+2,602
+4% +$97.7K
IEMG icon
99
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$2.34M 0.23%
46,936
-5,585
-11% -$264K
MRK icon
100
Merck
MRK
$318B
$2.33M 0.23%
49,891
+14,557
+41% +$665K
2 3
4
5 6

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MIM
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CR
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q3 2013 Portfolio in Review

As of Q3 2013, National Planning Corporation held 699 positions worth $1.03B, up 28% from $807M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

National Planning Corporation deployed $191M of net new capital in Q3 2013, opening 154 new positions and adding to 385 existing holdings. Its largest new stake was Vanguard Total International Bond ETF: 133,772 shares worth $6.64M.

By sector, the portfolio is most concentrated in Energy at 7.9% of assets, up from 7.9% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares Broad USD Investment Grade Corporate Bond ETF, an estimated $11.4M trimmed.

  • National Planning Corporation's largest Q3 2013 buy was Vanguard Total International Bond ETF: 133,772 shares worth $6.64M.
  • National Planning Corporation added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2013, an estimated $17M increase.
  • National Planning Corporation's biggest Q3 2013 reduction was iShares Broad USD Investment Grade Corporate Bond ETF, cutting an estimated $11.4M.
  • National Planning Corporation fully exited MARKET VECTORS LATAM AGGREGATE BD ETF (DE) in Q3 2013, selling an estimated $3.01M.
  • National Planning Corporation's ten largest holdings make up 18% of its $1.03B portfolio in Q3 2013.
  • National Planning Corporation opened 154 new positions and closed 34 in Q3 2013.
  • National Planning Corporation's portfolio value rose 28% quarter-over-quarter to $1.03B.

Based on National Planning Corporation's 13F filing for Q3 2013, filed 22 Oct 2013.