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NPC

National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
-0.95%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.31B
AUM Growth
+$41M
Cap. Flow
+$69M
Cap. Flow %
5.25%
Top 10 Hldgs %
22.21%
Holding
815
New
59
Increased
346
Reduced
277
Closed
63

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$15.7M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$14.4M
4
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$14M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$8.66M

Top Sells

Rank Stock Value
1
IYM icon
iShares US Basic Materials ETF
IYM
+$13.6M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.3M
3
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$10.5M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$10.4M
5
IYR icon
iShares US Real Estate ETF
IYR
+$10.3M

Sector Composition

Rank Sector Weight
1 Energy 7.13%
2 Healthcare 5.23%
3 Consumer Staples 4.2%
4 Technology 3.9%
5 Financials 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIN
776
Aberdeen Intermediate Income Fund
MIN
$278M
– –
-14,546
Closed -$77K
MKC icon
777
McCormick & Company Non-Voting
MKC
$14.2B
– –
-6,368
Closed -$228K
MLPX icon
778
Global X MLP & Energy Infrastructure ETF
MLPX
$3.5B
– –
-3,860
Closed -$230K
MOO icon
779
VanEck Agribusiness ETF
MOO
$973M
– –
-8,249
Closed -$454K
OEF icon
780
iShares S&P 100 ETF
OEF
$20.5B
– –
-6,865
Closed -$594K
PBI icon
781
Pitney Bowes
PBI
$2.39B
– –
-8,218
Closed -$227K
PFM icon
782
Invesco Dividend Achievers ETF
PFM
$808M
– –
-23,799
Closed -$500K
SU icon
783
Suncor Energy
SU
$70.3B
– –
-5,147
Closed -$219K
TEX icon
784
Terex
TEX
$7.74B
– –
-7,009
Closed -$288K
TIPZ icon
785
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.4M
– –
-11,796
Closed -$686K
TLT icon
786
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
– –
-3,112
Closed -$353K
TTE icon
787
TotalEnergies
TTE
$190B
– –
-2,384,402,794
Closed -$272K
UL icon
788
Unilever
UL
$136B
– –
-4,377
Closed -$223K
USMV icon
789
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
– –
-137,503
Closed -$5.12M
WEN icon
790
Wendy's
WEN
$1.46B
– –
-11,350
Closed -$97K
XMLV icon
791
Invesco S&P MidCap Low Volatility ETF
XMLV
$748M
– –
-7,103
Closed -$222K
XPP icon
792
ProShares Ultra FTSE China 50 of PROSHARES TRUST
XPP
$8.93M
– –
-7,262
Closed -$396K
YELP icon
793
Yelp
YELP
$1.41B
– –
-3,000
Closed -$230K
ZROZ icon
794
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.32B
– –
-4,610
Closed -$461K
ROOF
795
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
– –
-39,018
Closed -$1.03M
HTY
796
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
– –
-18,550
Closed -$241K
RESP
797
DELISTED
WisdomTree U.S. ESG Fund
RESP
– –
-10,863
Closed -$256K
CLR
798
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-2,814
Closed -$222K
GWPH
799
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-2,180
Closed -$234K
WBC
800
DELISTED
WABCO HOLDINGS INC.
WBC
– –
-3,230
Closed -$345K
29 30 31
32
33

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MIM
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DI
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LM
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GHA
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FPCM
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National Planning Corporation's Q3 2014 Portfolio in Review

As of Q3 2014, National Planning Corporation held 815 positions worth $1.31B, up 3.2% from $1.27B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation deployed $69M of net new capital in Q3 2014, opening 59 new positions and adding to 346 existing holdings. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.

By sector, the portfolio is most concentrated in Energy at 7.1% of assets, down from 8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares US Basic Materials ETF, an estimated $13.6M trimmed.

  • National Planning Corporation's largest Q3 2014 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.
  • National Planning Corporation added most to Invesco QQQ Trust in Q3 2014, an estimated $16.1M increase.
  • National Planning Corporation's biggest Q3 2014 reduction was iShares US Basic Materials ETF, cutting an estimated $13.6M.
  • National Planning Corporation fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2014, selling an estimated $5.12M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.31B portfolio in Q3 2014.
  • National Planning Corporation opened 59 new positions and closed 63 in Q3 2014.
  • National Planning Corporation's portfolio value rose 3.2% quarter-over-quarter to $1.31B.

Based on National Planning Corporation's 13F filing for Q3 2014, filed 24 Oct 2014.