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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
-0.95%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.31B
AUM Growth
+$41M
Cap. Flow
+$69M
Cap. Flow %
5.25%
Top 10 Hldgs %
22.21%
Holding
815
New
59
Increased
346
Reduced
277
Closed
63

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$15.7M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$14.4M
4
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$14M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$8.66M

Top Sells

Rank Stock Value
1
IYM icon
iShares US Basic Materials ETF
IYM
+$13.6M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.3M
3
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$10.5M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$10.4M
5
IYR icon
iShares US Real Estate ETF
IYR
+$10.3M

Sector Composition

Rank Sector Weight
1 Energy 7.13%
2 Healthcare 5.23%
3 Consumer Staples 4.2%
4 Technology 3.9%
5 Financials 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEJ
751
DELISTED
DEJOUR ENERGY INC COM
DEJ
$2K ﹤0.01%
10,000
– –
GAB.RT
752
DELISTED
GABELLI EQUITY TR INC RTS EXP 10/20/14 (MD)
GAB.RT
$2K ﹤0.01%
+22,288
New +$1.7K
AAL icon
753
American Airlines Group
AAL
$10.6B
– –
-5,230
Closed -$225K
ASG
754
Liberty All-Star Growth Fund
ASG
$341M
– –
-22,566
Closed -$122K
BGS icon
755
B&G Foods
BGS
$286M
– –
-6,543
Closed -$214K
BKH icon
756
Black Hills Corp
BKH
$5.69B
– –
-5,360
Closed -$329K
BWX icon
757
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
– –
-8,528
Closed -$259K
CAG icon
758
Conagra Brands
CAG
$7.23B
– –
-8,760
Closed -$202K
CLB icon
759
Core Laboratories
CLB
$521M
– –
-1,732
Closed -$289K
CLMT icon
760
Calumet Specialty Products
CLMT
$3.44B
– –
-8,050
Closed -$256K
DDD icon
761
3D Systems Corp
DDD
$613M
– –
-4,368
Closed -$261K
DES icon
762
WisdomTree US SmallCap Dividend Fund
DES
$2.22B
– –
-8,670
Closed -$202K
DIG icon
763
ProShares Ultra Energy
DIG
$74M
– –
-2,030
Closed -$224K
DLR icon
764
Digital Realty Trust
DLR
$71.7B
– –
-3,554
Closed -$207K
DWX icon
765
State Street SPDR S&P International Dividend ETF
DWX
$533M
– –
-4,205
Closed -$216K
EPP icon
766
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
– –
-5,956
Closed -$293K
EQNR icon
767
Equinor
EQNR
$92.4B
– –
-7,214
Closed -$222K
EWA icon
768
iShares MSCI Australia ETF
EWA
$1.48B
– –
-7,799
Closed -$204K
FLR icon
769
Fluor
FLR
$7.96B
– –
-6,448
Closed -$496K
FRA icon
770
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
– –
-15,057
Closed -$221K
FXU icon
771
First Trust Utilities AlphaDEX Fund
FXU
$825M
– –
-10,410
Closed -$248K
IVOO icon
772
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.92B
– –
-5,958
Closed -$288K
IVR icon
773
Invesco Mortgage Capital
IVR
$805M
– –
-1,025
Closed -$178K
LTPZ icon
774
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$745M
– –
-15,247
Closed -$992K
LUMN icon
775
Lumen
LUMN
$6.44B
– –
-12,392
Closed -$449K
29 30
31
32 33

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MIM
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CR
Cooperatieve Rabobank Utrecht, Netherlands $3.02M AUM
DI
DGH Investments Geneva, Switzerland $4.85M AUM 76.19% 1-Year Est. Return
LM
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RO
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GHA
Garcia Hamilton & Associates Houston, Texas $18.4M AUM 25.73% 1-Year Est. Return
FPCM
Fox Point Capital Management New York $19.2M AUM 45.99% 1-Year Est. Return

National Planning Corporation's Q3 2014 Portfolio in Review

As of Q3 2014, National Planning Corporation held 815 positions worth $1.31B, up 3.2% from $1.27B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation deployed $69M of net new capital in Q3 2014, opening 59 new positions and adding to 346 existing holdings. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.

By sector, the portfolio is most concentrated in Energy at 7.1% of assets, down from 8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares US Basic Materials ETF, an estimated $13.6M trimmed.

  • National Planning Corporation's largest Q3 2014 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.
  • National Planning Corporation added most to Invesco QQQ Trust in Q3 2014, an estimated $16.1M increase.
  • National Planning Corporation's biggest Q3 2014 reduction was iShares US Basic Materials ETF, cutting an estimated $13.6M.
  • National Planning Corporation fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2014, selling an estimated $5.12M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.31B portfolio in Q3 2014.
  • National Planning Corporation opened 59 new positions and closed 63 in Q3 2014.
  • National Planning Corporation's portfolio value rose 3.2% quarter-over-quarter to $1.31B.

Based on National Planning Corporation's 13F filing for Q3 2014, filed 24 Oct 2014.