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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.43%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
-$117M
Cap. Flow
-$149M
Cap. Flow %
-12.41%
Top 10 Hldgs %
21.1%
Holding
795
New
56
Increased
223
Reduced
382
Closed
94

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$10.8M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.53M
3
IYR icon
iShares US Real Estate ETF
IYR
+$5.88M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$5.07M
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$3.14M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.7M
2
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$9.62M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$8.68M
4
IYM icon
iShares US Basic Materials ETF
IYM
+$8.24M
5
AAPL icon
Apple
AAPL
+$6.59M

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 4.29%
3 Technology 4.17%
4 Consumer Staples 3.81%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXG icon
726
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
– –
-11,005
Closed -$101K
FUTY icon
727
Fidelity MSCI Utilities Index ETF
FUTY
$2.29B
– –
-9,446
Closed -$317K
GME icon
728
GameStop
GME
$8.6B
– –
-37,720
Closed -$204K
GOVI icon
729
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
– –
-25,583
Closed -$834K
HP icon
730
Helmerich & Payne
HP
$3.71B
– –
-4,085
Closed -$228K
HPS
731
John Hancock Preferred Income Fund III
HPS
$458M
– –
-14,591
Closed -$280K
IJS icon
732
iShares S&P Small-Cap 600 Value ETF
IJS
$8.34B
– –
-3,952
Closed -$279K
ILCV icon
733
iShares Morningstar Value ETF
ILCV
$1.35B
– –
-4,710
Closed -$227K
IYE icon
734
iShares US Energy ETF
IYE
$1.71B
– –
-5,725
Closed -$207K
IYK icon
735
iShares US Consumer Staples ETF
IYK
$1.41B
– –
-50,544
Closed -$2.05M
JCI icon
736
Johnson Controls International
JCI
$92.2B
– –
-6,636
Closed -$287K
JPI
737
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
– –
-112,521
Closed -$2.78M
KRE icon
738
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
– –
-9,160
Closed -$514K
MET icon
739
MetLife
MET
$62.1B
– –
-6,006
Closed -$301K
MFM
740
Aberdeen Municipal Income Fund
MFM
$224M
– –
-24,039
Closed -$173K
MHI
741
DELISTED
Pioneer Municipal High Income Fund
MHI
– –
-15,600
Closed -$189K
MVT
742
DELISTED
BlackRock MuniVest Fund II
MVT
– –
-26,563
Closed -$420K
MYD
743
DELISTED
BlackRock MuniYield Fund
MYD
– –
-10,281
Closed -$155K
NBTB icon
744
NBT Bancorp
NBTB
$2.74B
– –
-5,800
Closed -$219K
NEU icon
745
NewMarket
NEU
$8.18B
– –
-500
Closed -$229K
NIE
746
Virtus Equity & Convertible Income Fund
NIE
$732M
– –
-34,821
Closed -$691K
PHD
747
DELISTED
Pioneer Floating Rate Fund
PHD
– –
-32,880
Closed -$391K
PII icon
748
Polaris
PII
$4.07B
– –
-2,895
Closed -$271K
PMT
749
PennyMac Mortgage Investment
PMT
$842M
– –
-17,345
Closed -$318K
PPBI
750
DELISTED
Pacific Premier Bancorp
PPBI
– –
-5,777
Closed -$217K
28 29
30
31 32

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GHA
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FPCM
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National Planning Corporation's Q3 2017 Portfolio in Review

As of Q3 2017, National Planning Corporation held 795 positions worth $1.2B, down 8.9% from $1.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

National Planning Corporation withdrew a net $149M in Q3 2017, closing 94 positions and reducing 382 holdings. Its most notable exit was Reynolds American Inc, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.1% a quarter earlier, followed by Healthcare and Technology.

Against the trend, National Planning Corporation opened a new position in iShares MSCI EAFE Value ETF worth $477K.

  • National Planning Corporation's largest Q3 2017 buy was iShares MSCI EAFE Value ETF: 8,744 shares worth $477K.
  • National Planning Corporation added most to Vanguard Morningstar Total Stock Market ETF in Q3 2017, an estimated $10.8M increase.
  • National Planning Corporation's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $11.7M.
  • National Planning Corporation fully exited Reynolds American Inc in Q3 2017, selling an estimated $3.17M.
  • National Planning Corporation's ten largest holdings make up 21% of its $1.2B portfolio in Q3 2017.
  • National Planning Corporation opened 56 new positions and closed 94 in Q3 2017.
  • National Planning Corporation's portfolio value fell 8.9% quarter-over-quarter to $1.2B.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.