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NPC

National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
-0.95%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.31B
AUM Growth
+$41M
Cap. Flow
+$69M
Cap. Flow %
5.25%
Top 10 Hldgs %
22.21%
Holding
815
New
59
Increased
346
Reduced
277
Closed
63

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$15.7M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$14.4M
4
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$14M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$8.66M

Top Sells

Rank Stock Value
1
IYM icon
iShares US Basic Materials ETF
IYM
+$13.6M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.3M
3
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$10.5M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$10.4M
5
IYR icon
iShares US Real Estate ETF
IYR
+$10.3M

Sector Composition

Rank Sector Weight
1 Energy 7.13%
2 Healthcare 5.23%
3 Consumer Staples 4.2%
4 Technology 3.9%
5 Financials 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRVN
726
DELISTED
Trevena, Inc.
TRVN
$93K 0.01%
25
– –
MUX icon
727
McEwen Inc
MUX
$1.18B
$91K 0.01%
5,149
+200
+4% +$5.35K
MDW
728
DELISTED
MIDWAY GOLD CORP (CANADA)
MDW
$90K 0.01%
82,200
– –
TSI
729
TCW Strategic Income Fund
TSI
$213M
$82K 0.01%
14,846
-346
-2% -$1.93K
AUY
730
DELISTED
Yamana Gold, Inc.
AUY
$77K 0.01%
13,225
-97
-0.7% -$773
HL icon
731
Hecla Mining
HL
$11.3B
$75K 0.01%
30,606
– –
PMM
732
Franklin Managed Municipal Income Trust
PMM
$273M
$71K 0.01%
+10,075
New +$70.8K
ERII icon
733
Energy Recovery
ERII
$443M
$70K 0.01%
18,027
+330
+2% +$1.44K
EVF
734
Eaton Vance Senior Income Trust
EVF
$90.5M
$65K ﹤0.01%
10,000
– –
FBP icon
735
First Bancorp
FBP
$4.38B
$60K ﹤0.01%
12,249
– –
PPP
736
DELISTED
Primero Mining Corp
PPP
$52K ﹤0.01%
11,770
-17
-0.1% -$117
VVR icon
737
Invesco Senior Income Trust
VVR
$454M
$47K ﹤0.01%
10,021
– –
SURG
738
DELISTED
SYNERGETICS USA, INC.
SURG
$39K ﹤0.01%
11,475
– –
QUIK icon
739
QuickLogic
QUIK
$257M
$36K ﹤0.01%
871
-750
-46% -$39.2K
MCP
740
DELISTED
MOLYCORP INC COM STK
MCP
$31K ﹤0.01%
22,899
+7,515
+49% +$14.1K
TEUM
741
DELISTED
Pareteum Corporation
TEUM
$30K ﹤0.01%
1,244
+71
+6% +$1.67K
GAU
742
Galiano Gold
GAU
$538M
$29K ﹤0.01%
15,215
-896
-6% -$2.15K
NEON icon
743
Neonode
NEON
$16.2M
$28K ﹤0.01%
1,300
-900
-41% -$26.1K
EXEL icon
744
Exelixis
EXEL
$13.4B
$20K ﹤0.01%
+13,190
New +$42.3K
ECTE
745
DELISTED
ECHO THERAPEUTICS, INC. NEW COMMON STOCK (DE)
ECTE
$16K ﹤0.01%
21,872
-378
-2% -$681
DRWI
746
DELISTED
DragonWave Inc
DRWI
$14K ﹤0.01%
+480
New +$18.8K
MGH
747
DELISTED
Minco Gold Corp
MGH
$14K ﹤0.01%
37,690
-350
-0.9% -$140
TRIP icon
748
CALL
TripAdvisor
TRIP
$1.26B
$12K ﹤0.01%
+27,000
New +$2.67M
HTM
749
DELISTED
U.S. Geothermal Inc.
HTM
$11K ﹤0.01%
3,150
– –
GSS
750
DELISTED
Golden Star Resources Ltd.
GSS
$6K ﹤0.01%
3,000
– –
28 29
30
31 32

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MIM
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CR
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q3 2014 Portfolio in Review

As of Q3 2014, National Planning Corporation held 815 positions worth $1.31B, up 3.2% from $1.27B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation deployed $69M of net new capital in Q3 2014, opening 59 new positions and adding to 346 existing holdings. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.

By sector, the portfolio is most concentrated in Energy at 7.1% of assets, down from 8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares US Basic Materials ETF, an estimated $13.6M trimmed.

  • National Planning Corporation's largest Q3 2014 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.
  • National Planning Corporation added most to Invesco QQQ Trust in Q3 2014, an estimated $16.1M increase.
  • National Planning Corporation's biggest Q3 2014 reduction was iShares US Basic Materials ETF, cutting an estimated $13.6M.
  • National Planning Corporation fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2014, selling an estimated $5.12M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.31B portfolio in Q3 2014.
  • National Planning Corporation opened 59 new positions and closed 63 in Q3 2014.
  • National Planning Corporation's portfolio value rose 3.2% quarter-over-quarter to $1.31B.

Based on National Planning Corporation's 13F filing for Q3 2014, filed 24 Oct 2014.