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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.23%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$34.5M
Cap. Flow
-$2.94M
Cap. Flow %
-0.23%
Top 10 Hldgs %
22.52%
Holding
717
New
51
Increased
262
Reduced
287
Closed
59

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$24.4M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.2M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$15.6M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$12.9M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$11M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$24.1M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$22.4M
3
IYR icon
iShares US Real Estate ETF
IYR
+$19.4M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$10.7M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.67M

Sector Composition

Rank Sector Weight
1 Financials 4.44%
2 Healthcare 4.28%
3 Consumer Staples 4.2%
4 Technology 3.63%
5 Energy 3.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVE icon
51
iShares S&P 500 Value ETF
IVE
$49.8B
$5.37M 0.43%
57,036
+1,770
+3% +$168K
ICPT
52
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$5.29M 0.42%
52,510
+1,675
+3% +$264K
MNK
53
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$5.22M 0.41%
91,743
-885
-1% -$64K
EFA icon
54
iShares MSCI EAFE ETF
EFA
$80.2B
$5.06M 0.4%
88,292
-2,747
-3% -$159K
DIA icon
55
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$5M 0.4%
27,411
-327
-1% -$60K
VMBS icon
56
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$4.96M 0.39%
92,340
-3,783
-4% -$204K
BLV icon
57
Vanguard Long-Term Bond ETF
BLV
$5.74B
$4.95M 0.39%
52,205
-1,858
-3% -$184K
VHT icon
58
Vanguard Health Care ETF
VHT
$18.7B
$4.81M 0.38%
38,607
+2,728
+8% +$368K
IJR icon
59
iShares Core S&P Small-Cap ETF
IJR
$112B
$4.75M 0.38%
79,816
-32,868
-29% -$2.01M
VDC icon
60
Vanguard Consumer Staples ETF
VDC
$7.97B
$4.64M 0.37%
34,389
+6,247
+22% +$875K
FFC
61
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$4.63M 0.37%
234,659
-2,251
-1% -$48.4K
HR icon
62
Healthcare Realty
HR
$6.84B
$4.56M 0.36%
155,262
-599
-0.4% -$19.8K
MSFT icon
63
Microsoft
MSFT
$3.71T
$4.46M 0.35%
73,880
-6,532
-8% -$369K
VZ icon
64
Verizon
VZ
$196B
$4.37M 0.35%
92,079
-5,190
-5% -$279K
FV icon
65
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$4.34M 0.34%
196,060
-12,383
-6% -$283K
MVT
66
DELISTED
BlackRock MuniVest Fund II
MVT
$4.14M 0.33%
254,269
-10,424
-4% -$183K
GOOGL icon
67
Alphabet (Google) Class A
GOOGL
$4.33T
$3.95M 0.31%
98,500
+80
+0.1% +$3.13K
MUS
68
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$3.92M 0.31%
286,532
-19,509
-6% -$292K
VIG icon
69
Vanguard Dividend Appreciation ETF
VIG
$114B
$3.87M 0.31%
46,727
+11,354
+32% +$962K
DIS icon
70
Walt Disney
DIS
$181B
$3.81M 0.3%
40,391
-4,546
-10% -$435K
TLT icon
71
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$3.81M 0.3%
29,131
-27,184
-48% -$3.77M
XLE icon
72
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$3.78M 0.3%
109,302
+41,454
+61% +$1.42M
MYD
73
DELISTED
BlackRock MuniYield Fund
MYD
$3.77M 0.3%
255,454
-3,484
-1% -$55.7K
SHW icon
74
Sherwin-Williams
SHW
$89.8B
$3.74M 0.3%
45,243
-1,941
-4% -$188K
BA icon
75
Boeing
BA
$185B
$3.64M 0.29%
25,425
-1,960
-7% -$258K
1 2
3
4 5

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MIM
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National Planning Corporation's Q3 2016 Portfolio in Review

As of Q3 2016, National Planning Corporation held 717 positions worth $1.26B, down 2.7% from $1.29B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

National Planning Corporation's Q3 2016 filing shows 51 new, 262 increased, 287 reduced and 59 closed positions. Its largest new stake was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $24.1M.

By sector, the portfolio is most concentrated in Financials at 4.4% of assets, down from 4.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q3 2016 buy was Vanguard International High Dividend Yield ETF: 231,746 shares worth $12.9M.
  • National Planning Corporation added most to iShares Russell 2000 ETF in Q3 2016, an estimated $24.4M increase.
  • National Planning Corporation's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $24.1M.
  • National Planning Corporation fully exited VictoryShares International Volatility Wtd ETF in Q3 2016, selling an estimated $5.04M.
  • National Planning Corporation's ten largest holdings make up 23% of its $1.26B portfolio in Q3 2016.
  • National Planning Corporation opened 51 new positions and closed 59 in Q3 2016.
  • National Planning Corporation's portfolio value fell 2.7% quarter-over-quarter to $1.26B.

Based on National Planning Corporation's 13F filing for Q3 2016, filed 10 Nov 2016.