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NPC

National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+4.11%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.22B
AUM Growth
+$132M
Cap. Flow
+$246M
Cap. Flow %
20.2%
Top 10 Hldgs %
19.82%
Holding
779
New
159
Increased
415
Reduced
133
Closed
50

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$24.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$21.2M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.62M
4
FSK icon
FS KKR Capital
FSK
+$8.41M
5
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$7.89M

Top Sells

Rank Stock Value
1
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$15.2M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$15M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.2M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.8M
5
IYR icon
iShares US Real Estate ETF
IYR
+$9.65M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.17%
2 Healthcare 5.02%
3 Financials 4.99%
4 Energy 4.24%
5 Technology 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTUM icon
51
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$4.95M 0.41%
74,532
+46,760
+168% +$3.4M
VWO icon
52
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$4.85M 0.4%
160,133
+14,280
+10% +$491K
CSB icon
53
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$266M
$4.78M 0.39%
+154,418
New +$5.17M
HR icon
54
Healthcare Realty
HR
$6.84B
$4.75M 0.39%
167,337
+9,600
+6% +$248K
CID
55
DELISTED
VictoryShares International High Div Volatility Wtd ETF
CID
$4.73M 0.39%
+155,133
New +$5.17M
CIL
56
DELISTED
VictoryShares International Volatility Wtd ETF
CIL
$4.65M 0.38%
+150,848
New +$5.14M
CSA
57
DELISTED
VictoryShares US Small Cap Volatility Wtd ETF
CSA
$4.62M 0.38%
+155,644
New +$5.26M
USMV icon
58
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$4.43M 0.36%
+109,471
New +$4.56M
VCR icon
59
Vanguard Consumer Discretionary ETF
VCR
$6.18B
$4.42M 0.36%
40,387
+9,814
+32% +$1.22M
SO icon
60
Southern Company
SO
$107B
$4.33M 0.35%
89,780
+55,146
+159% +$2.5M
VIG icon
61
Vanguard Dividend Appreciation ETF
VIG
$114B
$4.32M 0.35%
57,989
+23,743
+69% +$1.85M
SBUX icon
62
Starbucks
SBUX
$120B
$4.3M 0.35%
78,934
+967
+1% +$58.9K
FV icon
63
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$4.25M 0.35%
216,755
-48,998
-18% -$1.13M
SHM icon
64
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$4.11M 0.34%
83,716
+18,539
+28% +$903K
VYM icon
65
Vanguard High Dividend Yield ETF
VYM
$83.5B
$4.05M 0.33%
63,608
-8,392
-12% -$563K
BX icon
66
Blackstone
BX
$110B
$4.05M 0.33%
153,050
+5,618
+4% +$179K
META icon
67
Meta Platforms (Facebook)
META
$1.51T
$4.05M 0.33%
38,878
+14,777
+61% +$1.52M
SGEN
68
DELISTED
Seagen Inc. Common Stock
SGEN
$4M 0.33%
125,560
-7,325
-6% -$305K
GOOGL icon
69
Alphabet (Google) Class A
GOOGL
$4.33T
$3.99M 0.33%
+113,420
New +$4.2M
IWM icon
70
iShares Russell 2000 ETF
IWM
$81.9B
$3.96M 0.32%
40,411
+3,844
+11% +$443K
SHW icon
71
Sherwin-Williams
SHW
$89.8B
$3.93M 0.32%
46,059
+861
+2% +$74.5K
IJK icon
72
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$3.9M 0.32%
107,244
-367,192
-77% -$15M
BND icon
73
Vanguard Total Bond Market
BND
$161B
$3.88M 0.32%
47,497
+10,400
+28% +$846K
BA icon
74
Boeing
BA
$185B
$3.86M 0.32%
31,523
+7,737
+33% +$1.11M
IWR icon
75
iShares Russell Mid-Cap ETF
IWR
$57.5B
$3.85M 0.32%
105,916
+66,724
+170% +$2.72M
1 2
3
4 5

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MIM
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DI
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LM
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GHA
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National Planning Corporation's Q4 2015 Portfolio in Review

As of Q4 2015, National Planning Corporation held 779 positions worth $1.22B, up 12% from $1.09B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

National Planning Corporation deployed $246M of net new capital in Q4 2015, opening 159 new positions and adding to 415 existing holdings. Its largest new stake was VictoryShares US 500 Volatility Wtd ETF: 218,249 shares worth $7.22M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.2% of assets, up from 4.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares S&P Small-Cap 600 Growth ETF, an estimated $15.2M trimmed.

  • National Planning Corporation's largest Q4 2015 buy was VictoryShares US 500 Volatility Wtd ETF: 218,249 shares worth $7.22M.
  • National Planning Corporation added most to Vanguard Intermediate-Term Bond ETF in Q4 2015, an estimated $24.8M increase.
  • National Planning Corporation's biggest Q4 2015 reduction was iShares S&P Small-Cap 600 Growth ETF, cutting an estimated $15.2M.
  • National Planning Corporation fully exited AlphaClone Alternative Alpha ETF in Q4 2015, selling an estimated $4.9M.
  • National Planning Corporation's ten largest holdings make up 20% of its $1.22B portfolio in Q4 2015.
  • National Planning Corporation opened 159 new positions and closed 50 in Q4 2015.
  • National Planning Corporation's portfolio value rose 12% quarter-over-quarter to $1.22B.

Based on National Planning Corporation's 13F filing for Q4 2015, filed 16 Feb 2016.