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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.98%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.03B
AUM Growth
+$222M
Cap. Flow
+$191M
Cap. Flow %
18.54%
Top 10 Hldgs %
18.28%
Holding
699
New
154
Increased
385
Reduced
101
Closed
34

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$17M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.7M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$7.92M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$7.22M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$7.08M

Top Sells

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$11.4M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.17M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.64M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$4.47M
5
WIP icon
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
+$4.46M

Sector Composition

Rank Sector Weight
1 Energy 7.94%
2 Consumer Staples 4.49%
3 Technology 3.41%
4 Healthcare 3.33%
5 Industrials 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGSB icon
51
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$4.86M 0.47%
92,072
-107,414
-54% -$5.64M
XLV icon
52
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$4.63M 0.45%
90,210
-26,044
-22% -$1.31M
VIG icon
53
Vanguard Dividend Appreciation ETF
VIG
$114B
$4.58M 0.44%
65,336
+27,314
+72% +$1.89M
HYG icon
54
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$4.45M 0.43%
48,650
+7,561
+18% +$693K
GOOG icon
55
Alphabet (Google) Class C
GOOG
$4.32T
$4.32M 0.42%
195,530
+32,280
+20% +$713K
KMP
56
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$4.24M 0.41%
52,802
+6,496
+14% +$538K
BA icon
57
Boeing
BA
$185B
$4M 0.39%
33,795
+7,928
+31% +$854K
MMM icon
58
3M
MMM
$94.3B
$3.88M 0.38%
38,816
+17,288
+80% +$1.68M
WIP icon
59
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$476M
$3.83M 0.37%
64,324
-76,487
-54% -$4.46M
LQD icon
60
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$3.82M 0.37%
33,722
-12,585
-27% -$1.42M
MO icon
61
Altria Group
MO
$114B
$3.79M 0.37%
109,703
+25,560
+30% +$901K
SPLV icon
62
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$3.77M 0.37%
120,421
+17,058
+17% +$540K
BND icon
63
Vanguard Total Bond Market
BND
$158B
$3.76M 0.37%
46,807
+1,219
+3% +$98.1K
IJR icon
64
iShares Core S&P Small-Cap ETF
IJR
$112B
$3.75M 0.36%
74,240
+15,560
+27% +$752K
SHY icon
65
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$3.71M 0.36%
43,959
+10,313
+31% +$870K
PTY icon
66
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$3.65M 0.35%
202,333
+64,991
+47% +$1.16M
VCSH icon
67
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$3.62M 0.35%
45,518
+4,436
+11% +$352K
EEM icon
68
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$3.52M 0.34%
84,955
+44,177
+108% +$1.75M
VGK icon
69
Vanguard FTSE Europe ETF
VGK
$31.4B
$3.42M 0.33%
62,341
+9,366
+18% +$490K
USIG icon
70
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$3.32M 0.32%
62,340
-213,048
-77% -$11.4M
IWF icon
71
iShares Russell 1000 Growth ETF
IWF
$128B
$3.3M 0.32%
167,196
+46,212
+38% +$885K
JNK icon
72
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$3.22M 0.31%
26,893
+3,643
+16% +$435K
XLP icon
73
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$3.2M 0.31%
79,974
-25,934
-24% -$1.06M
XLE icon
74
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$3.19M 0.31%
76,500
-32,670
-30% -$1.35M
SBUX icon
75
Starbucks
SBUX
$120B
$2.99M 0.29%
77,432
+11,938
+18% +$429K
1 2
3
4 5

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MIM
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National Planning Corporation's Q3 2013 Portfolio in Review

As of Q3 2013, National Planning Corporation held 699 positions worth $1.03B, up 28% from $807M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

National Planning Corporation deployed $191M of net new capital in Q3 2013, opening 154 new positions and adding to 385 existing holdings. Its largest new stake was Vanguard Total International Bond ETF: 133,772 shares worth $6.64M.

By sector, the portfolio is most concentrated in Energy at 7.9% of assets, up from 7.9% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares Broad USD Investment Grade Corporate Bond ETF, an estimated $11.4M trimmed.

  • National Planning Corporation's largest Q3 2013 buy was Vanguard Total International Bond ETF: 133,772 shares worth $6.64M.
  • National Planning Corporation added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2013, an estimated $17M increase.
  • National Planning Corporation's biggest Q3 2013 reduction was iShares Broad USD Investment Grade Corporate Bond ETF, cutting an estimated $11.4M.
  • National Planning Corporation fully exited MARKET VECTORS LATAM AGGREGATE BD ETF (DE) in Q3 2013, selling an estimated $3.01M.
  • National Planning Corporation's ten largest holdings make up 18% of its $1.03B portfolio in Q3 2013.
  • National Planning Corporation opened 154 new positions and closed 34 in Q3 2013.
  • National Planning Corporation's portfolio value rose 28% quarter-over-quarter to $1.03B.

Based on National Planning Corporation's 13F filing for Q3 2013, filed 22 Oct 2013.