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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+2.01%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.32B
AUM Growth
-$7.71M
Cap. Flow
-$33.6M
Cap. Flow %
-2.56%
Top 10 Hldgs %
19.29%
Holding
799
New
93
Increased
324
Reduced
282
Closed
62

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$19M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$14.2M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$13.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.6M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$9.59M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$41.9M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$18.9M
3
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$18M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$16.5M
5
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$14.2M

Sector Composition

Rank Sector Weight
1 Financials 5.11%
2 Healthcare 4.28%
3 Consumer Staples 4.25%
4 Technology 4.25%
5 Energy 3.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNSS icon
701
Genasys
GNSS
$79.2M
$163K 0.01%
96,795
+950
+1% +$1.54K
ZTR
702
Virtus Total Return Fund
ZTR
$339M
$162K 0.01%
+12,757
New +$157K
PSP icon
703
Invesco Global Listed Private Equity ETF
PSP
$246M
$160K 0.01%
2,567
-644
-20% -$39.6K
CLDX icon
704
Celldex Therapeutics
CLDX
$3.27B
$158K 0.01%
4,103
-226
-5% -$10K
JCE icon
705
Nuveen Core Equity Alpha Fund
JCE
$288M
$158K 0.01%
+10,666
New +$154K
AMD icon
706
Advanced Micro Devices
AMD
$789B
$157K 0.01%
12,890
+600
+5% +$7.33K
ERII icon
707
Energy Recovery
ERII
$443M
$157K 0.01%
18,743
+3,297
+21% +$26.4K
MYD
708
DELISTED
BlackRock MuniYield Fund
MYD
$155K 0.01%
10,281
-5,105
-33% -$75.8K
RPAI
709
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$149K 0.01%
11,802
-6,084
-34% -$79.7K
TAHO
710
DELISTED
Tahoe Resources Inc
TAHO
$144K 0.01%
17,405
-119
-0.7% -$1.04K
SABA
711
Saba Capital Income & Opportunities Fund II
SABA
$223M
$143K 0.01%
10,704
-103
-1% -$1.37K
SAN icon
712
Banco Santander
SAN
$210B
$133K 0.01%
20,442
-2,357
-10% -$14.6K
RDNT icon
713
RadNet
RDNT
$5.69B
$132K 0.01%
16,796
+1,500
+10% +$10.2K
FCRD
714
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$125K 0.01%
12,450
-1,000
-7% -$9.9K
PCK
715
DELISTED
Pimco California Municipal Income Fund II
PCK
$120K 0.01%
11,800
+100
+0.9% +$1.01K
HYB
716
DELISTED
New America High Income Fund, Inc.
HYB
$120K 0.01%
12,643
+24
+0.2% +$229
ASXC
717
DELISTED
Asensus Surgical, Inc.
ASXC
$118K 0.01%
13,173
-615
-4% -$5.85K
OXLC
718
Oxford Lane Capital
OXLC
$898M
$115K 0.01%
2,220
– –
HTY
719
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$103K 0.01%
10,800
-1,000
-8% -$9.52K
EXG icon
720
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$101K 0.01%
11,005
+832
+8% +$7.45K
SPPP
721
Sprott Physical Platinum and Palladium Trust
SPPP
$621M
$100K 0.01%
12,593
– –
FAX
722
abrdn Asia-Pacific Income Fund
FAX
$600M
$99K 0.01%
3,273
+625
+24% +$18.8K
HIX
723
Western Asset High Income Fund II
HIX
$355M
$98K 0.01%
13,515
-200
-1% -$1.46K
CHK
724
DELISTED
Chesapeake Energy Corporation
CHK
$89K 0.01%
87
+2
+2% +$2.15K
DHF
725
BNY Mellon High Yield Strategies Fund
DHF
$172M
$85K 0.01%
24,000
-500
-2% -$1.75K
27 28
29
30 31

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MIM
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CR
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q2 2017 Portfolio in Review

As of Q2 2017, National Planning Corporation held 799 positions worth $1.32B, down 0.58% from $1.32B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

National Planning Corporation's Q2 2017 filing shows 93 new, 324 increased, 282 reduced and 62 closed positions. Its largest new stake was Vanguard Morningstar Mega Cap Growth ETF: 230,305 shares worth $4.59M. The largest sale was iShares Russell 2000 ETF, an estimated $41.9M.

By sector, the portfolio is most concentrated in Financials at 5.1% of assets, up from 4.7% a quarter earlier, followed by Healthcare and Consumer Staples.

  • National Planning Corporation's largest Q2 2017 buy was Vanguard Morningstar Mega Cap Growth ETF: 230,305 shares worth $4.59M.
  • National Planning Corporation added most to iShares MSCI EAFE ETF in Q2 2017, an estimated $19M increase.
  • National Planning Corporation's biggest Q2 2017 reduction was iShares Russell 2000 ETF, cutting an estimated $41.9M.
  • National Planning Corporation fully exited VictoryShares US Small Cap High Div Volatility Wtd ETF in Q2 2017, selling an estimated $10M.
  • National Planning Corporation's ten largest holdings make up 19% of its $1.32B portfolio in Q2 2017.
  • National Planning Corporation opened 93 new positions and closed 62 in Q2 2017.
  • National Planning Corporation's portfolio value fell 0.58% quarter-over-quarter to $1.32B.

Based on National Planning Corporation's 13F filing for Q2 2017, filed 2 Aug 2017.