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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+4.11%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.22B
AUM Growth
+$132M
Cap. Flow
+$246M
Cap. Flow %
20.2%
Top 10 Hldgs %
19.82%
Holding
779
New
159
Increased
415
Reduced
133
Closed
50

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$24.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$21.2M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.62M
4
FSK icon
FS KKR Capital
FSK
+$8.41M
5
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$7.89M

Top Sells

Rank Stock Value
1
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$15.2M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$15M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.2M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.8M
5
IYR icon
iShares US Real Estate ETF
IYR
+$9.65M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.17%
2 Healthcare 5.02%
3 Financials 4.99%
4 Energy 4.24%
5 Technology 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XCO
701
DELISTED
Exco Resources
XCO
$80K 0.01%
5,653
+53
+0.9% +$876
GGN
702
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$79K 0.01%
+16,800
New +$87.3K
FTR
703
DELISTED
Frontier Communications Corp.
FTR
$79K 0.01%
+1,119
New +$83.2K
TSI
704
TCW Strategic Income Fund
TSI
$213M
$76K 0.01%
14,692
– –
ATRS
705
DELISTED
Antares Pharma, Inc.
ATRS
$70K 0.01%
64,900
-15,800
-20% -$22K
EVF
706
Eaton Vance Senior Income Trust
EVF
$90.5M
$66K 0.01%
+12,200
New +$72.3K
HL icon
707
Hecla Mining
HL
$11.3B
$65K 0.01%
29,806
-2,200
-7% -$4.57K
USA icon
708
Liberty All-Star Equity Fund
USA
$1.85B
$57K ﹤0.01%
+12,587
New +$67K
LSG
709
DELISTED
LAKE SHORE GOLD CORP
LSG
$56K ﹤0.01%
52,046
+2,712
+5% +$2.24K
IRR
710
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$53K ﹤0.01%
+10,713
New +$65.3K
DHY
711
Credit Suisse High Yield Credit Fund
DHY
$240M
$52K ﹤0.01%
25,639
+15,295
+148% +$35.5K
CHK
712
DELISTED
Chesapeake Energy Corporation
CHK
$52K ﹤0.01%
86
-75
-47% -$93.2K
LIOX
713
DELISTED
Lionbridge Technologies
LIOX
$51K ﹤0.01%
+11,700
New +$61K
GLUU
714
DELISTED
Glu Mobile Inc.
GLUU
$45K ﹤0.01%
16,269
-3,200
-16% -$11K
MUX icon
715
McEwen Inc
MUX
$1.18B
$43K ﹤0.01%
3,023
– –
ARNA
716
DELISTED
Arena Pharmaceuticals Inc
ARNA
$38K ﹤0.01%
2,390
-1,570
-40% -$32K
MNKD icon
717
MannKind Corp
MNKD
$1.32B
$36K ﹤0.01%
7,467
-7,060
-49% -$86.8K
NYMX
718
DELISTED
Nymox Pharmaceutical Corp
NYMX
$33K ﹤0.01%
16,200
+5,200
+47% +$17.4K
FBP icon
719
First Bancorp
FBP
$4.38B
$32K ﹤0.01%
+13,249
New +$49K
SDRL
720
DELISTED
Seadrill Limited Common Stock
SDRL
$22K ﹤0.01%
+40
New +$62.7K
GAU
721
Galiano Gold
GAU
$538M
$21K ﹤0.01%
+12,402
New +$19.6K
ECTE
722
DELISTED
ECHO THERAPEUTICS, INC. NEW COMMON STOCK (DE)
ECTE
$18K ﹤0.01%
+19,583
New +$31.5K
HTM
723
DELISTED
U.S. Geothermal Inc.
HTM
$13K ﹤0.01%
3,683
+200
+6% +$725
AXAS
724
DELISTED
Abraxas Petroleum Corp
AXAS
$12K ﹤0.01%
659
– –
LINE
725
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$8K ﹤0.01%
15,942
-8,745
-35% -$19.5K
27 28
29
30 31

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MIM
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National Planning Corporation's Q4 2015 Portfolio in Review

As of Q4 2015, National Planning Corporation held 779 positions worth $1.22B, up 12% from $1.09B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

National Planning Corporation deployed $246M of net new capital in Q4 2015, opening 159 new positions and adding to 415 existing holdings. Its largest new stake was VictoryShares US 500 Volatility Wtd ETF: 218,249 shares worth $7.22M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.2% of assets, up from 4.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares S&P Small-Cap 600 Growth ETF, an estimated $15.2M trimmed.

  • National Planning Corporation's largest Q4 2015 buy was VictoryShares US 500 Volatility Wtd ETF: 218,249 shares worth $7.22M.
  • National Planning Corporation added most to Vanguard Intermediate-Term Bond ETF in Q4 2015, an estimated $24.8M increase.
  • National Planning Corporation's biggest Q4 2015 reduction was iShares S&P Small-Cap 600 Growth ETF, cutting an estimated $15.2M.
  • National Planning Corporation fully exited AlphaClone Alternative Alpha ETF in Q4 2015, selling an estimated $4.9M.
  • National Planning Corporation's ten largest holdings make up 20% of its $1.22B portfolio in Q4 2015.
  • National Planning Corporation opened 159 new positions and closed 50 in Q4 2015.
  • National Planning Corporation's portfolio value rose 12% quarter-over-quarter to $1.22B.

Based on National Planning Corporation's 13F filing for Q4 2015, filed 16 Feb 2016.