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NPC

National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
-0.95%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.31B
AUM Growth
+$41M
Cap. Flow
+$69M
Cap. Flow %
5.25%
Top 10 Hldgs %
22.21%
Holding
815
New
59
Increased
346
Reduced
277
Closed
63

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$15.7M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$14.4M
4
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$14M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$8.66M

Top Sells

Rank Stock Value
1
IYM icon
iShares US Basic Materials ETF
IYM
+$13.6M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.3M
3
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$10.5M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$10.4M
5
IYR icon
iShares US Real Estate ETF
IYR
+$10.3M

Sector Composition

Rank Sector Weight
1 Energy 7.13%
2 Healthcare 5.23%
3 Consumer Staples 4.2%
4 Technology 3.9%
5 Financials 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PZC
701
DELISTED
PIMCO California Municipal Income Fund III
PZC
$137K 0.01%
13,325
– –
SPPP
702
Sprott Physical Platinum and Palladium Trust
SPPP
$621M
$137K 0.01%
16,080
+602
+4% +$5.96K
NUV icon
703
Nuveen Municipal Value Fund
NUV
$1.91B
$135K 0.01%
14,269
-1,441
-9% -$13.6K
WIW
704
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$132K 0.01%
11,371
– –
FTR
705
DELISTED
Frontier Communications Corp.
FTR
$132K 0.01%
1,371
+158
+13% +$15K
RQI icon
706
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$131K 0.01%
12,266
+734
+6% +$8.18K
JGG
707
DELISTED
NUVEEN GLOBAL INCOME OPPORTUNITIES FUND
JGG
$130K 0.01%
10,700
– –
GTAT
708
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
$129K 0.01%
+11,719
New +$179K
PDLI
709
DELISTED
PDL BioPharma, Inc.
PDLI
$129K 0.01%
+16,962
New +$157K
BKJ
710
DELISTED
Bancorp of New Jersey, Inc.
BKJ
$123K 0.01%
12,128
– –
SIL icon
711
Global X Silver Miners ETF NEW
SIL
$4.74B
$121K 0.01%
4,050
– –
IGR
712
CBRE Global Real Estate Income Fund
IGR
$713M
$119K 0.01%
14,211
-1,114
-7% -$9.93K
CSR
713
Centerspace
CSR
$952M
$118K 0.01%
1,524
– –
PZG icon
714
Paramount Gold Nevada
PZG
$124M
$117K 0.01%
145,000
+5,000
+4% +$4.88K
SRV
715
NXG Cushing Midstream Energy Fund
SRV
$216M
$117K 0.01%
705
+75
+12% +$13.1K
PSP icon
716
Invesco Global Listed Private Equity ETF
PSP
$246M
$116K 0.01%
2,131
– –
WIN
717
DELISTED
Windstream Holdings Inc
WIN
$113K 0.01%
1,314
-807
-38% -$69.1K
MWA icon
718
Mueller Water Products
MWA
$4.16B
$109K 0.01%
12,953
+186
+1% +$1.61K
SWBI icon
719
Smith & Wesson
SWBI
$637M
$108K 0.01%
14,671
– –
MMT
720
Aberdeen Multi-Market Income Fund
MMT
$243M
$104K 0.01%
16,293
+28
+0.2% +$182
MFIC icon
721
MidCap Financial Investment
MFIC
$804M
$103K 0.01%
4,133
-10,771
-72% -$279K
GLUU
722
DELISTED
Glu Mobile Inc.
GLUU
$101K 0.01%
19,239
+8,200
+74% +$45.8K
BB icon
723
BlackBerry
BB
$5.26B
$98K 0.01%
10,315
-500
-5% -$5.11K
DHY
724
Credit Suisse High Yield Credit Fund
DHY
$240M
$95K 0.01%
30,469
-11,751
-28% -$37.3K
OXSQ icon
725
Oxford Square Capital
OXSQ
$157M
$93K 0.01%
+10,441
New +$100K
27 28
29
30 31

Similar funds

ICOA
Investment Centers of America Bismarck, North Dakota $712K AUM 19.17% 1-Year Est. Return
MIM
Merion Investment Management Bay Harbor Islands, Florida $1.26M AUM 28.57% 1-Year Est. Return
CR
Cooperatieve Rabobank Utrecht, Netherlands $3.02M AUM
DI
DGH Investments Geneva, Switzerland $4.85M AUM 76.19% 1-Year Est. Return
LM
LLR Management Philadelphia, Pennsylvania $5.12M AUM
RO
Reservoir Operations New York $13.2M AUM 10.1% 1-Year Est. Return
GHA
Garcia Hamilton & Associates Houston, Texas $18.4M AUM 25.73% 1-Year Est. Return
FPCM
Fox Point Capital Management New York $19.2M AUM 45.99% 1-Year Est. Return

National Planning Corporation's Q3 2014 Portfolio in Review

As of Q3 2014, National Planning Corporation held 815 positions worth $1.31B, up 3.2% from $1.27B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation deployed $69M of net new capital in Q3 2014, opening 59 new positions and adding to 346 existing holdings. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.

By sector, the portfolio is most concentrated in Energy at 7.1% of assets, down from 8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares US Basic Materials ETF, an estimated $13.6M trimmed.

  • National Planning Corporation's largest Q3 2014 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.
  • National Planning Corporation added most to Invesco QQQ Trust in Q3 2014, an estimated $16.1M increase.
  • National Planning Corporation's biggest Q3 2014 reduction was iShares US Basic Materials ETF, cutting an estimated $13.6M.
  • National Planning Corporation fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2014, selling an estimated $5.12M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.31B portfolio in Q3 2014.
  • National Planning Corporation opened 59 new positions and closed 63 in Q3 2014.
  • National Planning Corporation's portfolio value rose 3.2% quarter-over-quarter to $1.31B.

Based on National Planning Corporation's 13F filing for Q3 2014, filed 24 Oct 2014.