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NPC

National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+4.11%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.22B
AUM Growth
+$132M
Cap. Flow
+$246M
Cap. Flow %
20.2%
Top 10 Hldgs %
19.82%
Holding
779
New
159
Increased
415
Reduced
133
Closed
50

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$24.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$21.2M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.62M
4
FSK icon
FS KKR Capital
FSK
+$8.41M
5
CFA icon
VictoryShares US 500 Volatility Wtd ETF
CFA
+$7.89M

Top Sells

Rank Stock Value
1
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$15.2M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$15M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.2M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.8M
5
IYR icon
iShares US Real Estate ETF
IYR
+$9.65M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.17%
2 Healthcare 5.02%
3 Financials 4.99%
4 Energy 4.24%
5 Technology 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCX icon
676
Freeport-McMoran
FCX
$97.5B
$128K 0.01%
22,520
+8,067
+56% +$76.8K
RQI icon
677
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$127K 0.01%
11,507
+526
+5% +$6.08K
JRO
678
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$126K 0.01%
+13,876
New +$136K
SAN icon
679
Banco Santander
SAN
$210B
$125K 0.01%
31,544
-5,939
-16% -$30.8K
ERC
680
Allspring Multi-Sector Income Fund
ERC
$259M
$124K 0.01%
+11,163
New +$129K
NUV icon
681
Nuveen Municipal Value Fund
NUV
$1.91B
$121K 0.01%
+11,748
New +$117K
TRVN
682
DELISTED
Trevena, Inc.
TRVN
$120K 0.01%
26
+1
+4% +$6.7K
BKJ
683
DELISTED
Bancorp of New Jersey, Inc.
BKJ
$117K 0.01%
+12,128
New +$122K
TPLM
684
DELISTED
Triangle Petroleum Corporation
TPLM
$116K 0.01%
290,475
+58,000
+25% +$62.1K
DBO icon
685
Invesco DB Oil Fund
DBO
$366M
$115K 0.01%
15,443
-271
-2% -$2.88K
VTLE
686
DELISTED
Vital Energy
VTLE
$110K 0.01%
858
+138
+19% +$30.2K
OXLC
687
Oxford Lane Capital
OXLC
$898M
$106K 0.01%
2,485
+265
+12% +$14.6K
GAB icon
688
Gabelli Equity Trust
GAB
$1.79B
$104K 0.01%
+22,093
New +$119K
JQC icon
689
Nuveen Credit Strategies Income Fund
JQC
$711M
$102K 0.01%
+13,654
New +$107K
TCRT icon
690
Alaunos Therapeutics
TCRT
$4.86M
$99K 0.01%
129
+53
+70% +$87.7K
EAD
691
Allspring Income Opportunities Fund
EAD
$379M
$97K 0.01%
+13,795
New +$105K
ERII icon
692
Energy Recovery
ERII
$443M
$96K 0.01%
16,446
– –
CSR
693
Centerspace
CSR
$952M
$95K 0.01%
1,504
-33
-2% -$2.57K
ELRC
694
DELISTED
ELECTRO RENT CORP
ELRC
$95K 0.01%
10,820
-56
-0.5% -$578
HYB
695
DELISTED
New America High Income Fund, Inc.
HYB
$92K 0.01%
12,605
+1,305
+12% +$10.3K
BDJ icon
696
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$91K 0.01%
+12,926
New +$97.5K
ERF
697
DELISTED
Enerplus Corporation
ERF
$90K 0.01%
28,164
+4,369
+18% +$20.9K
SPPP
698
Sprott Physical Platinum and Palladium Trust
SPPP
$621M
$84K 0.01%
14,083
– –
PCF
699
High Income Securities Fund
PCF
$99.9M
$83K 0.01%
+12,398
New +$91.2K
RDNT icon
700
RadNet
RDNT
$5.69B
$82K 0.01%
15,866
-200
-1% -$1.24K
26 27
28
29 30

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MIM
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CR
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DI
DGH Investments Geneva, Switzerland $4.85M AUM 76.19% 1-Year Est. Return
LM
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RO
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GHA
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FPCM
Fox Point Capital Management New York $19.2M AUM 45.99% 1-Year Est. Return

National Planning Corporation's Q4 2015 Portfolio in Review

As of Q4 2015, National Planning Corporation held 779 positions worth $1.22B, up 12% from $1.09B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

National Planning Corporation deployed $246M of net new capital in Q4 2015, opening 159 new positions and adding to 415 existing holdings. Its largest new stake was VictoryShares US 500 Volatility Wtd ETF: 218,249 shares worth $7.22M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.2% of assets, up from 4.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares S&P Small-Cap 600 Growth ETF, an estimated $15.2M trimmed.

  • National Planning Corporation's largest Q4 2015 buy was VictoryShares US 500 Volatility Wtd ETF: 218,249 shares worth $7.22M.
  • National Planning Corporation added most to Vanguard Intermediate-Term Bond ETF in Q4 2015, an estimated $24.8M increase.
  • National Planning Corporation's biggest Q4 2015 reduction was iShares S&P Small-Cap 600 Growth ETF, cutting an estimated $15.2M.
  • National Planning Corporation fully exited AlphaClone Alternative Alpha ETF in Q4 2015, selling an estimated $4.9M.
  • National Planning Corporation's ten largest holdings make up 20% of its $1.22B portfolio in Q4 2015.
  • National Planning Corporation opened 159 new positions and closed 50 in Q4 2015.
  • National Planning Corporation's portfolio value rose 12% quarter-over-quarter to $1.22B.

Based on National Planning Corporation's 13F filing for Q4 2015, filed 16 Feb 2016.